Andrew K. Rooke

CIK 1540174 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 27, 2012 · Latest: Feb. 27, 2012

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 17, 2013 CLPT X 400,000 0 Direct Acquired (price as of 2026-08-21)
June 17, 2013 CLPT X 400,000 $0.01 $4,000 400,000 Direct Acquired 3702.5% (price as of 2026-08-21)
June 14, 2013 CLPT A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
May 9, 2012 CLPT A 1,000,000 1,000,000 Direct Acquired (price as of 2026-08-21)
April 13, 2012 CLPT A 45,000 45,000 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 17, 2013 CLPT Warrants (right to buy) Common Stock (400,000) $0.01 June 30, 2013 400,000 Acquired
June 14, 2013 CLPT Stock Options (right to buy) Common Stock (20,000) $1.12 June 14, 2023 20,000 Acquired
May 9, 2012 CLPT Warrants (right to buy) Common Stock (1,000,000) $1.00 May 9, 2017 1,000,000 Acquired
April 13, 2012 CLPT Stock Option (right to buy) Common Stock (45,000) $1.00 April 13, 2022 45,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 27, 2012 CLPT Common Stock 186,304 Indirect
Feb. 27, 2012 CLPT Common Stock 186,304 Indirect
Feb. 27, 2012 CLPT Common Stock 186,304 Indirect
Feb. 27, 2012 CLPT Common Stock 186,304 Indirect
Feb. 27, 2012 CLPT Common Stock 104,077 Indirect
Feb. 27, 2012 CLPT Common Stock 104,077 Indirect
Feb. 27, 2012 CLPT Common Stock 104,077 Indirect
Feb. 27, 2012 CLPT Common Stock 104,077 Indirect
Feb. 27, 2012 CLPT Common Stock 104,077 Indirect
Feb. 27, 2012 CLPT Common Stock 104,077 Indirect
Feb. 27, 2012 CLPT Common Stock 104,077 Indirect
Feb. 27, 2012 CLPT Common Stock 104,077 Indirect
Feb. 27, 2012 CLPT Common Stock 260,102 Indirect
Feb. 27, 2012 CLPT Common Stock 500,000 Indirect
Feb. 27, 2012 CLPT Common Stock 2,058,207 Indirect
Feb. 27, 2012 CLPT Warrants (right to buy)→ Common Stock (400,000) 400,000 Indirect
Feb. 27, 2012 CLPT Warrants (right to buy)→ Common Stock (400,000) 400,000 Indirect
Feb. 27, 2012 CLPT Warrants (right to buy)→ Common Stock (125,000) 125,000 Indirect