Andrew N Kattos
CIK 1431197 · View on SEC EDGAR ↗
Insider
First SEC filing: March 19, 2012 · Latest: March 19, 2012
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 11, 2020 | SFBS | S | 13,500 | $39.31 | $530,685 | 79,834 Direct | -14.46% | Disposed | 10.7% (price as of 2026-08-21) |
| Aug. 10, 2020 | SFBS | S | 6,500 | $38.62 | $251,030 | 93,334 Direct | -6.51% | Disposed | 12.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 23, 2014 | SFBS | Stock Option (right to buy) | Common Stock (5,000) | $11.00 | April 20, 2016 | 5,000 | Disposed |
| March 11, 2014 | SFBS | Stock Option (right to buy) | Common Stock (9,000) | $11.00 | April 20, 2016 | 9,000 | Disposed |
| Dec. 20, 2012 | SFBS | Stock Option (right to buy) | Common Stock (27,000) | $11.00 | April 20, 2016 | 27,000 | Disposed |
| March 15, 2012 | SFBS | Stock Option (Right to Buy) | Common Stock (9,000) | $11.00 | April 20, 2016 | 9,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.