Ann B Makkiya

CIK 1282728 · View on SEC EDGAR ↗

Insider

First SEC filing: March 4, 2004 · Latest: March 4, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 30, 2010 SWBI S 10b5-1 866 $4.20 $3,637 15,735 Direct -5.22% Disposed 332.1% (price as of 2026-08-20)
June 29, 2009 SWBI S 10b5-1 7,833 $5.50 $43,082 15,345 Direct -33.79% Disposed 230.0% (price as of 2026-08-20)
June 27, 2008 SWBI S 10b5-1 3,134 $5.42 $16,986 21,762 Direct -12.59% Disposed 234.9% (price as of 2026-08-20)
July 26, 2007 SWBI S 10b5-1 11,666 $17.51 $204,272 24,221 Direct -32.51% Disposed 3.6% (price as of 2026-08-20)
June 28, 2007 SWBI S 10b5-1 500 $16.98 $8,490 24,221 Direct -2.02% Disposed 6.9% (price as of 2026-08-20)
June 28, 2007 SWBI S 10b5-1 200 $16.95 $3,390 24,721 Direct -0.80% Disposed 7.1% (price as of 2026-08-20)
June 28, 2007 SWBI S 10b5-1 652 $16.94 $11,045 24,921 Direct -2.55% Disposed 7.1% (price as of 2026-08-20)
June 28, 2007 SWBI S 10b5-1 400 $16.93 $6,772 25,573 Direct -1.54% Disposed 7.2% (price as of 2026-08-20)
June 28, 2007 SWBI S 10b5-1 515 $16.91 $8,709 25,973 Direct -1.94% Disposed 7.3% (price as of 2026-08-20)
Oct. 3, 2006 SWBI S 10b5-1 6,906 $14.00 $96,684 2,808 Direct -71.09% Disposed 29.6% (price as of 2026-08-20)
Oct. 2, 2006 SWBI S 10b5-1 28,095 $14.08 $395,578 2,808 Direct -90.91% Disposed 28.9% (price as of 2026-08-20)
Sept. 26, 2005 SWBI S 15,000 $5.45 $81,750 2,035 Direct -88.05% Disposed 233.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 12, 2011 SWBI Performance Rights Common Stock (20,000) July 12, 2014 20,000 Acquired
July 12, 2011 SWBI Performance Rights Common Stock (20,000) July 12, 2014 20,000 Acquired
Aug. 2, 2010 SWBI Performance Rights Common Stock (30,000) Aug. 2, 2013 30,000 Acquired
Aug. 2, 2010 SWBI Employee Stock Option (Right to Buy) Common Stock (20,000) $3.92 Aug. 2, 2020 20,000 Acquired
Aug. 5, 2009 SWBI Employee Stock Option (Right to Buy) Common Stock (30,000) $6.11 Aug. 5, 2019 30,000 Acquired
June 2, 2008 SWBI Employee Stock Option (Right to Buy) Common Stock (15,000) $5.81 June 2, 2018 15,000 Acquired
July 26, 2007 SWBI Employee Stock Option (Right to Buy) Common Stock (3,333) $4.46 July 19, 2015 3,333 Disposed
July 26, 2007 SWBI Employee Stock Option (Right to Buy) Common Stock (8,333) $1.43 July 26, 2014 8,333 Disposed
Oct. 3, 2006 SWBI Employee Stock Option (Right to Buy) Common Stock (6,906) $4.46 July 19, 2015 6,906 Disposed
Oct. 2, 2006 SWBI Employee Stock Option (Right to Buy) Common Stock (1,428) $4.46 July 19, 2015 1,428 Disposed
Oct. 2, 2006 SWBI Employee Stock Option (Right to Buy) Common Stock (16,667) $1.43 July 26, 2014 16,667 Disposed
Oct. 2, 2006 SWBI Employee Stock Option (Right to Buy) Common Stock (10,000) $1.18 Sept. 18, 2012 10,000 Disposed
May 15, 2006 SWBI Restricted Stock Units Common Stock (17,000) 17,000 Acquired
Sept. 26, 2005 SWBI Employee Stock Option (Right to Buy) Common Stock (15,000) $1.18 Sept. 18, 2012 15,000 Disposed
July 19, 2005 SWBI Employee Stock Option (Right to Buy) Common Stock (25,000) $4.46 July 19, 2015 25,000 Acquired
July 26, 2004 SWBI Employee Stock Option (Right to Buy) Common Stock (25,000) $1.43 July 26, 2014 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 4, 2004 SWBI Common Stock 833 Direct
March 4, 2004 SWBI Employee Stock Option (Right to Buy)→ Common Stock (25,000) 25,000 Direct