Anna M. Counselman
CIK 1832809 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 15, 2020 · Latest: Dec. 15, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 19, 2021 | UPST | S 10b5-1 | 200 | $213.17 | $42,634 | 12,230 Direct | -1.61% | Disposed | -86.2% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 5,900 | $211.03 | $1,245,077 | 12,430 Direct | -32.19% | Disposed | -86.1% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 8,800 | $210.49 | $1,852,312 | 18,330 Direct | -32.44% | Disposed | -86.0% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 34,385 | $208.98 | $7,185,777 | 27,130 Direct | -55.90% | Disposed | -85.9% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 39,647 | $208.24 | $8,256,091 | 61,515 Direct | -39.19% | Disposed | -85.9% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 24,975 | $207.23 | $5,175,569 | 101,162 Direct | -19.80% | Disposed | -85.8% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 45,852 | $206.15 | $9,452,390 | 126,137 Direct | -26.66% | Disposed | -85.7% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 27,522 | $205.41 | $5,653,294 | 171,989 Direct | -13.79% | Disposed | -85.7% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 8,627 | $204.02 | $1,760,081 | 199,511 Direct | -4.14% | Disposed | -85.6% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 30,971 | $203.07 | $6,289,281 | 208,138 Direct | -12.95% | Disposed | -85.5% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 46,352 | $202.13 | $9,369,130 | 239,109 Direct | -16.24% | Disposed | -85.4% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 66,942 | $201.10 | $13,462,036 | 285,461 Direct | -19.00% | Disposed | -85.4% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 117,355 | $200.28 | $23,503,859 | 352,403 Direct | -24.98% | Disposed | -85.3% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 12,443 | $199.45 | $2,481,756 | 469,758 Direct | -2.58% | Disposed | -85.3% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 6,257 | $197.92 | $1,238,385 | 482,201 Direct | -1.28% | Disposed | -85.1% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 25,246 | $197.20 | $4,978,511 | 488,458 Direct | -4.91% | Disposed | -85.1% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 16,810 | $195.94 | $3,293,751 | 513,704 Direct | -3.17% | Disposed | -85.0% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 31,344 | $195.10 | $6,115,214 | 530,514 Direct | -5.58% | Disposed | -84.9% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 30,995 | $193.97 | $6,012,100 | 561,858 Direct | -5.23% | Disposed | -84.8% (price as of 2026-08-20) |
| Aug. 19, 2021 | UPST | S 10b5-1 | 27,732 | $193.23 | $5,358,654 | 592,853 Direct | -4.47% | Disposed | -84.8% (price as of 2026-08-20) |
| Dec. 18, 2020 | UPST | S | 121,645 | $18.60 | $2,262,597 | 0 Direct | -100.00% | Disposed | 58.1% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 19, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (300,000) | $0.23 | May 23, 2023 | 300,000 | Disposed |
| Aug. 19, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (308,355) | $0.15 | May 11, 2022 | 308,355 | Disposed |
| March 20, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (24,460) | $125.28 | March 20, 2031 | 24,460 | Acquired |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy) | Common Stock (77,145) | $0.15 | May 11, 2022 | 77,145 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 15, 2020 | UPST | Common Stock | 44,500 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (385,500) | 385,500 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (300,000) | 300,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (150,000) | 150,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (125,000) | 125,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (125,000) | 125,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (100,000) | 100,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (25,000) | 25,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (100,000) | 100,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (125,000) | 125,000 | Direct |