Anna M Ewing

CIK 1347221 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 20, 2005 · Latest: Dec. 20, 2005

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 67 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

67 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 15, 2015 NDAQ S 10b5-1 15,000 $50.17 $752,550 34,541 Direct -30.28% Disposed 483.8% (price as of 2026-08-19)
May 22, 2015 NDAQ S 10b5-1 15,000 $52.19 $782,850 49,541 Direct -23.24% Disposed 461.2% (price as of 2026-08-19)
Feb. 20, 2015 NDAQ S 10b5-1 9,064 $50.38 $456,644 64,541 Direct -12.31% Disposed 481.4% (price as of 2026-08-19)
Feb. 19, 2015 NDAQ S 10b5-1 13,500 $50.38 $680,130 64,541 Direct -17.30% Disposed 481.4% (price as of 2026-08-19)
Feb. 18, 2015 NDAQ S 10b5-1 20,028 $49.74 $996,193 64,541 Direct -23.68% Disposed 488.8% (price as of 2026-08-19)
Jan. 5, 2015 NDAQ S 10b5-1 5,307 $47.48 $251,976 44,512 Direct -10.65% Disposed 516.9% (price as of 2026-08-19)
July 18, 2014 NDAQ S 10b5-1 20,000 $41.00 $820,000 71,242 Direct -21.92% Disposed 614.4% (price as of 2026-08-19)
July 14, 2014 NDAQ S 10b5-1 19,232 $40.00 $769,280 91,242 Direct -17.41% Disposed 632.2% (price as of 2026-08-19)
July 14, 2014 NDAQ S 10b5-1 39,661 $40.28 $1,597,545 110,474 Direct -26.42% Disposed 627.1% (price as of 2026-08-19)
July 3, 2014 NDAQ S 10b5-1 100 $40.00 $4,000 110,474 Direct -0.09% Disposed 632.2% (price as of 2026-08-19)
July 3, 2014 NDAQ S 10b5-1 34,664 $39.75 $1,377,894 110,574 Direct -23.87% Disposed 636.8% (price as of 2026-08-19)
June 23, 2014 NDAQ S 10b5-1 10,000 $39.00 $390,000 109,936 Direct -8.34% Disposed 651.0% (price as of 2026-08-19)
June 3, 2014 NDAQ S 10b5-1 10,000 $38.00 $380,000 119,936 Direct -7.70% Disposed 670.8% (price as of 2026-08-19)
March 7, 2014 NDAQ S 32,558 $40.97 $1,333,901 129,936 Direct -20.04% Disposed 614.9% (price as of 2026-08-19)
Nov. 25, 2013 NDAQ S 10b5-1 10,000 $39.60 $396,000 147,741 Direct -6.34% Disposed 639.6% (price as of 2026-08-19)
Nov. 19, 2013 NDAQ S 10b5-1 10,000 $38.00 $380,000 157,741 Direct -5.96% Disposed 670.8% (price as of 2026-08-19)
Nov. 19, 2013 NDAQ S 10b5-1 45,528 $38.08 $1,733,706 167,741 Direct -21.35% Disposed 669.1% (price as of 2026-08-19)
Oct. 23, 2013 NDAQ S 10b5-1 50,000 $34.51 $1,725,500 167,741 Direct -22.96% Disposed 748.7% (price as of 2026-08-19)
July 1, 2013 NDAQ S 10b5-1 10,000 $32.97 $329,700 216,771 Direct -4.41% Disposed 788.3% (price as of 2026-08-19)
June 3, 2013 NDAQ S 10b5-1 20,000 $31.30 $626,000 226,771 Direct -8.10% Disposed 835.7% (price as of 2026-08-19)
May 13, 2013 NDAQ S 10b5-1 20,000 $30.39 $607,800 246,771 Direct -7.50% Disposed 863.8% (price as of 2026-08-19)
Sept. 4, 2012 NDAQ S 10b5-1 20,063 $23.00 $461,449 294,854 Direct -6.37% Disposed 1173.4% (price as of 2026-08-19)
March 26, 2012 NDAQ S 10b5-1 10,000 $27.00 $270,000 342,385 Direct -2.84% Disposed 984.8% (price as of 2026-08-19)
May 16, 2011 NDAQ S 10b5-1 19,937 $28.03 $558,834 302,211 Direct -6.19% Disposed 944.9% (price as of 2026-08-19)
Oct. 12, 2007 NDAQ S 10b5-1 10,000 $41.23 $412,300 103,225 Direct -8.83% Disposed 610.4% (price as of 2026-08-19)
Oct. 5, 2007 NDAQ S 10b5-1 10,000 $40.00 $400,000 103,225 Direct -8.83% Disposed 632.2% (price as of 2026-08-19)
Sept. 20, 2007 NDAQ S 10b5-1 20,000 $38.20 $764,000 103,225 Direct -16.23% Disposed 666.7% (price as of 2026-08-19)
Sept. 12, 2007 NDAQ S 10b5-1 24,366 $35.00 $852,810 103,225 Direct -19.10% Disposed 736.8% (price as of 2026-08-19)
May 22, 2007 NDAQ S 10b5-1 5,000 $32.50 $162,500 111,779 Direct -4.28% Disposed 801.2% (price as of 2026-08-19)
April 20, 2007 NDAQ S 10b5-1 10,000 $32.50 $325,000 111,779 Direct -8.21% Disposed 801.2% (price as of 2026-08-19)
Jan. 16, 2007 NDAQ S 10b5-1 10,000 $35.12 $351,200 111,779 Direct -8.21% Disposed 734.0% (price as of 2026-08-19)
Dec. 15, 2006 NDAQ S 10b5-1 10,000 $35.94 $359,400 111,779 Direct -8.21% Disposed 714.9% (price as of 2026-08-19)
Nov. 15, 2006 NDAQ S 10b5-1 10,000 $37.45 $374,500 108,209 Direct -8.46% Disposed 682.1% (price as of 2026-08-19)

Showing latest 100 of 107 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 20, 2015 NDAQ Employee Stock Option (Right to Buy) Common Stock (9,064) $45.38 Dec. 12, 2017 9,064 Disposed
Feb. 19, 2015 NDAQ Employee Stock Option (Right to Buy) Common Stock (13,500) $45.38 Dec. 12, 2017 13,500 Disposed
July 14, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (39,661) $25.28 March 28, 2021 39,661 Disposed
July 3, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (34,664) $19.75 March 4, 2020 34,664 Disposed
March 7, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (32,558) $35.92 Dec. 13, 2016 32,558 Disposed
Nov. 19, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (45,528) $25.07 Dec. 17, 2018 45,528 Disposed
Sept. 4, 2012 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,063) $7.35 Nov. 15, 2014 20,063 Disposed
March 26, 2012 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $7.35 Nov. 15, 2014 10,000 Disposed
May 16, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (19,937) $7.35 Nov. 15, 2014 19,937 Disposed
March 28, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (39,661) $25.28 March 28, 2021 39,661 Acquired
March 4, 2010 NDAQ Employee Stock Option (Right to Buy) Common Stock (34,664) $19.75 March 4, 2020 34,664 Acquired
Dec. 17, 2008 NDAQ Employee Stock Option (Right to Buy) Common Stock (45,528) $25.07 Dec. 17, 2018 45,528 Acquired
Dec. 12, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (22,564) $45.38 Dec. 12, 2017 22,564 Acquired
Oct. 12, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $9.15 Feb. 18, 2014 10,000 Disposed
Oct. 5, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $9.15 Feb. 18, 2014 10,000 Disposed
Sept. 20, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,000) $9.15 Feb. 18, 2014 20,000 Disposed
Sept. 12, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $9.15 Feb. 18, 2014 10,000 Disposed
Sept. 12, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $8.50 July 29, 2013 5,000 Disposed
May 22, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $8.50 July 29, 2013 5,000 Disposed
April 20, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $13.00 Feb. 14, 2011 10,000 Disposed
Jan. 16, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $8.50 July 29, 2013 10,000 Disposed
Dec. 15, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $8.50 July 29, 2013 10,000 Disposed
Dec. 13, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (32,558) $35.92 Dec. 13, 2016 32,558 Acquired
Nov. 15, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $8.50 July 29, 2013 10,000 Disposed
Oct. 16, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (10,000) $8.50 July 29, 2013 10,000 Disposed
Aug. 3, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (14,000) $13.00 Feb. 14, 2011 14,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 20, 2005 NDAQ Common Stock, par value $0.01 per share 50,960 Direct
Dec. 20, 2005 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (50,000) 50,000 Direct
Dec. 20, 2005 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (50,000) 50,000 Direct
Dec. 20, 2005 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (50,000) 50,000 Direct
Dec. 20, 2005 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (24,000) 24,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NDAQ

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 $500,000 — — — $574,125 $198,356 $57,925 $2,674,263
2011 $500,000 — — — $1,210,500 $71,038 $54,725 $3,236,291
2010 $500,000 — — — $1,029,750 $96,494 $47,115 $2,773,359

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.