Anthony D. Fassino

CIK 1839757 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 8, 2021 · Latest: March 8, 2022

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Insider at

Insider transactions

0 buys (P) 8 sells (S) Net: $-45,820,016 + 70 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

70 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 11, 2026 CAT S 15,440 $916.75 $14,154,620 46,884 Direct -24.77% Disposed -10.1% (price as of 2026-08-21)
May 11, 2026 CAT S 843 $917.73 $773,646 46,041 Direct -1.80% Disposed -10.2% (price as of 2026-08-21)
May 6, 2026 CAT S 350 $926.83 $324,390 46,041 Direct -0.75% Disposed -11.1% (price as of 2026-08-21)
May 6, 2026 CAT S 8,802 $926.23 $8,152,676 46,391 Direct -15.95% Disposed -11.0% (price as of 2026-08-21)
Feb. 13, 2026 CAT S 7,891 $776.90 $6,130,518 46,643 Direct -14.47% Disposed 6.1% (price as of 2026-08-21)
Feb. 6, 2026 CAT S 6,033 $722.15 $4,356,731 41,151 Direct -12.79% Disposed 14.1% (price as of 2026-08-21)
Feb. 2, 2026 CAT S 10,671 $680.45 $7,261,082 41,151 Direct -20.59% Disposed 21.1% (price as of 2026-08-21)
Nov. 10, 2025 CAT S 8,184 $570.18 $4,666,353 41,512 Direct -16.47% Disposed 44.5% (price as of 2026-08-21)
Nov. 29, 2024 CAT S 6,279 $408.59 $2,565,537 33,565 Direct -15.76% Disposed 101.6% (price as of 2026-08-21)
Nov. 6, 2024 CAT S 5,509 $409.84 $2,257,809 33,442 Direct -14.14% Disposed 101.0% (price as of 2026-08-21)
Aug. 30, 2024 CAT S 3,185 $351.36 $1,119,082 33,442 Direct -8.70% Disposed 134.5% (price as of 2026-08-21)
Feb. 28, 2024 CAT S 4,575 $329.80 $1,508,835 23,474 Direct -16.31% Disposed 149.8% (price as of 2026-08-21)
Feb. 22, 2024 CAT S 4,494 $321.96 $1,446,888 30,389 Direct -12.88% Disposed 155.9% (price as of 2026-08-21)
Feb. 15, 2024 CAT S 7,469 $322.00 $2,405,018 30,361 Direct -19.74% Disposed 155.9% (price as of 2026-08-21)
Aug. 30, 2023 CAT S 2,740 $282.57 $774,242 16,182 Direct -14.48% Disposed 191.6% (price as of 2026-08-21)
Aug. 29, 2023 CAT S 951 $279.00 $265,329 16,182 Direct -5.55% Disposed 195.3% (price as of 2026-08-21)
Aug. 29, 2023 CAT S 1,972 $279.00 $550,188 16,182 Direct -10.86% Disposed 195.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 11, 2026 CAT Employee Stock Options Common Stock (21,403) $219.76 March 1, 2031 21,403 Disposed
May 6, 2026 CAT Employee Stock Options Common Stock (12,000) $219.76 March 1, 2031 12,000 Disposed
Feb. 13, 2026 CAT Employee Stock Options Common Stock (11,000) $219.76 March 1, 2031 11,000 Disposed
Feb. 6, 2026 CAT Employee Stock Options Common Stock (8,288) $196.70 March 7, 2032 8,288 Disposed
Feb. 2, 2026 CAT Employee Stock options Common Stock (15,000) $196.70 March 7, 2032 15,000 Disposed
Nov. 10, 2025 CAT Employee Stock Options Common Stock (12,500) $196.70 March 7, 2032 12,500 Disposed
March 3, 2025 CAT Employee Stock Options Common Stock (8,439) $332.04 March 3, 2035 8,439 Acquired
Nov. 29, 2024 CAT Employee Stock Options Common Stock (9,133) $127.60 March 2, 2030 9,133 Disposed
Nov. 6, 2024 CAT Employee Stock Options Common Stock (8,000) $127.60 March 2, 2030 8,000 Disposed
Aug. 30, 2024 CAT Employee Stock Options Common Stock (5,000) $127.60 March 2, 2030 5,000 Disposed
March 4, 2024 CAT Employee Stock Options Common Stock (8,871) $338.65 March 4, 2034 8,871 Acquired
Feb. 28, 2024 CAT Employee Stock Options Common Stock (7,881) $138.35 March 4, 2029 7,881 Acquired
Feb. 22, 2024 CAT Employee Stock Options Common Stock (7,880) $138.35 March 4, 2029 7,880 Disposed
Feb. 15, 2024 CAT Employee Stock Options Common Stock (14,073) $151.12 March 5, 2028 14,073 Disposed
Aug. 30, 2023 CAT Employee Stock Options Common Stock (4,141) $95.66 March 6, 2027 4,141 Acquired
Aug. 29, 2023 CAT Employee Stock Options Common Stock (1,447) $95.66 March 6, 2027 1,447 Acquired
Aug. 29, 2023 CAT Employee Stock Options Common Stock (2,693) $74.77 March 7, 2026 2,693 Acquired
March 6, 2023 CAT Employee Stock Options Common Stock (29,028) $253.98 March 6, 2033 29,028 Acquired
March 7, 2022 CAT Employee Stock Options Common Stock (35,788) $196.70 March 7, 2032 35,788 Acquired
March 1, 2021 CAT Employee Stock Options Common Stock (44,403) $219.76 March 1, 2031 44,403 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 8, 2021 CAT Common Stock 6,368 Direct
Jan. 8, 2021 CAT Common Stock 1,230 Indirect
Jan. 8, 2021 CAT Employee Stock Options→ Common Stock (2,693) 2,693 Direct
Jan. 8, 2021 CAT Employee Stock Options→ Common Stock (5,588) 5,588 Direct
Jan. 8, 2021 CAT Employee Stock Options→ Common Stock (14,073) 14,073 Direct
Jan. 8, 2021 CAT Employee Stock Options→ Common Stock (15,761) 15,761 Direct
Jan. 8, 2021 CAT Employee Stock Options→ Common Stock (22,133) 22,133 Direct