Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 10, 2004 SCHW S 3,800 $9.69 $36,822 573,033 Direct -0.66% Disposed 910.9% (price as of 2026-10-05)
May 10, 2004 SCHW S 2,950 $9.70 $28,615 576,833 Direct -0.51% Disposed 909.9% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 1, 2004 SCHW Non-Qualified Stock Options (right to buy) Common Stock (1,780) $9.39 May 17, 2006 1,780 Acquired
May 10, 2004 SCHW Non-Qualified Stock Options (right to buy) Common Stock (6,750) $8.10 May 15, 2008 6,750 Disposed
May 10, 2004 SCHW Non-Qualified Stock Options (right to buy) Common Stock (10,125) $5.31 May 15, 2007 10,125 Disposed
May 10, 2004 SCHW Non-Qualified Stock Options (right to buy) Common Stock (16,875) $3.65 May 15, 2006 16,875 Disposed
May 10, 2004 SCHW Non-Qualified Stock Options (right to buy) Common Stock (13,500) $2.68 May 15, 2005 13,500 Disposed
April 1, 2004 SCHW Non-Qualified Stock Options (right to buy) Common Stock (3,036) $11.83 April 1, 2014 3,036 Acquired
Feb. 11, 2004 SCHW Non-Qualified Stock Options (right to buy) Common Stock (20,250) $1.46 May 16, 2004 20,250 Disposed
Jan. 5, 2004 SCHW Non-Qualified Stock Options (right to buy) Common Stock (2,108) $12.05 Jan. 5, 2014 2,108 Acquired
Oct. 7, 2003 SCHW Right to Acquire Actual Stock Common Stock (846) $13.29 · 846 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).