Anthony M Frank

Insider

First SEC filing: May 12, 2004 · Latest: May 12, 2004

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 1, 2004	SCHW	A	1,780	—	—	1,780 Direct	—	Acquired	(price as of 2026-08-20)
May 10, 2004	SCHW	M	6,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 10, 2004	SCHW	M	10,125	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 10, 2004	SCHW	M	16,875	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 10, 2004	SCHW	M	13,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 10, 2004	SCHW	M	10,125	$5.31	$53,764	613,533 Direct	+1.68%	Acquired	1991.8% (price as of 2026-08-20)
May 10, 2004	SCHW	M	16,875	$3.65	$61,594	603,408 Direct	+2.88%	Acquired	2943.2% (price as of 2026-08-20)
May 10, 2004	SCHW	M	13,500	$2.68	$36,180	586,533 Direct	+2.36%	Acquired	4044.6% (price as of 2026-08-20)
May 10, 2004	SCHW	S	3,800	$9.69	$36,822	573,033 Direct	-0.66%	Disposed	1046.3% (price as of 2026-08-20)
May 10, 2004	SCHW	S	2,950	$9.70	$28,615	576,833 Direct	-0.51%	Disposed	1045.1% (price as of 2026-08-20)
May 10, 2004	SCHW	M	6,750	$8.10	$54,675	579,783 Direct	+1.18%	Acquired	1271.3% (price as of 2026-08-20)
April 1, 2004	SCHW	A	3,036	—	—	3,036 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 11, 2004	SCHW	M	20,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 11, 2004	SCHW	M	20,250	$1.46	$29,565	573,033 Direct	+3.66%	Acquired	7507.9% (price as of 2026-08-20)
Jan. 5, 2004	SCHW	A	2,108	—	—	2,108 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 7, 2003	SCHW	A	846	—	—	846 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 1, 2004	SCHW	Non-Qualified Stock Options (right to buy)	Common Stock (1,780)	$9.39	May 17, 2006	1,780	Acquired
May 10, 2004	SCHW	Non-Qualified Stock Options (right to buy)	Common Stock (6,750)	$8.10	May 15, 2008	6,750	Disposed
May 10, 2004	SCHW	Non-Qualified Stock Options (right to buy)	Common Stock (10,125)	$5.31	May 15, 2007	10,125	Disposed
May 10, 2004	SCHW	Non-Qualified Stock Options (right to buy)	Common Stock (16,875)	$3.65	May 15, 2006	16,875	Disposed
May 10, 2004	SCHW	Non-Qualified Stock Options (right to buy)	Common Stock (13,500)	$2.68	May 15, 2005	13,500	Disposed
April 1, 2004	SCHW	Non-Qualified Stock Options (right to buy)	Common Stock (3,036)	$11.83	April 1, 2014	3,036	Acquired
Feb. 11, 2004	SCHW	Non-Qualified Stock Options (right to buy)	Common Stock (20,250)	$1.46	May 16, 2004	20,250	Disposed
Jan. 5, 2004	SCHW	Non-Qualified Stock Options (right to buy)	Common Stock (2,108)	$12.05	Jan. 5, 2014	2,108	Acquired
Oct. 7, 2003	SCHW	Right to Acquire Actual Stock	Common Stock (846)	$13.29	—	846	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).