Anthony Rauseo — SEC Insider Profile, Roles & Companies

Insider at

FCEL buying July 15, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 52 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

52 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 8, 2019	FCEL	M	58,333	·	·	236,236 Direct	+32.79%	Acquired	(price as of 2026-10-02)
April 8, 2019	FCEL	F	21,374	$0.30	$6,412	214,862 Direct	-9.05%	Disposed	-82.9% (price as of 2026-10-02)
April 8, 2019	FCEL	F	4,979	$0.30	$1,494	209,883 Direct	-2.32%	Disposed	-82.9% (price as of 2026-10-02)
April 8, 2019	FCEL	M	56,179	·	·	329,027 Direct	-14.58%	Disposed	(price as of 2026-10-02)
April 8, 2019	FCEL	M	58,333	·	·	270,694 Direct	-17.73%	Disposed	(price as of 2026-10-02)
April 5, 2019	FCEL	M	56,179	·	·	198,487 Direct	+39.48%	Acquired	(price as of 2026-10-02)
April 5, 2019	FCEL	F	20,584	$0.31	$6,381	177,903 Direct	-10.37%	Disposed	-83.5% (price as of 2026-10-02)
April 2, 2019	FCEL	F	1,503	$0.26	$391	142,308 Direct	-1.05%	Disposed	-80.3% (price as of 2026-10-02)
April 9, 2018	FCEL	F	4,259	$1.86	$7,922	143,811 Direct	-2.88%	Disposed	-97.2% (price as of 2026-10-02)
April 6, 2018	FCEL	M	58,333	·	·	166,352 Direct	+54.00%	Acquired	(price as of 2026-10-02)
April 6, 2018	FCEL	F	18,282	$1.80	$32,908	148,070 Direct	-10.99%	Disposed	-97.1% (price as of 2026-10-02)
April 6, 2018	FCEL	M	58,333	·	·	385,206 Direct	-13.15%	Disposed	(price as of 2026-10-02)
April 5, 2018	FCEL	A	168,539	·	·	343,539 Direct	+96.31%	Acquired	(price as of 2026-10-02)
April 5, 2018	FCEL	A	100,000	·	·	443,539 Direct	+29.11%	Acquired	(price as of 2026-10-02)
April 2, 2018	FCEL	F	1,286	$1.73	$2,225	108,019 Direct	-1.18%	Disposed	-97.0% (price as of 2026-10-02)
March 27, 2018	FCEL	F	742	$1.75	$1,298	109,305 Direct	-0.67%	Disposed	-97.1% (price as of 2026-10-02)
April 7, 2017	FCEL	F	4,544	$1.60	$7,270	110,047 Direct	-3.97%	Disposed	-96.8% (price as of 2026-10-02)
April 6, 2017	FCEL	A	175,000	·	·	175,000 Direct	·	Acquired	(price as of 2026-10-02)
April 3, 2017	FCEL	F	1,627	$1.35	$2,196	114,591 Direct	-1.40%	Disposed	-96.2% (price as of 2026-10-02)
March 28, 2017	FCEL	F	1,836	$1.40	$2,570	116,218 Direct	-1.56%	Disposed	-96.3% (price as of 2026-10-02)
March 27, 2017	FCEL	F	939	$1.40	$1,315	118,054 Direct	-0.79%	Disposed	-96.3% (price as of 2026-10-02)
April 7, 2016	FCEL	A	54,348	·	·	118,993 Direct	+84.07%	Acquired	(price as of 2026-10-02)
March 30, 2016	FCEL	F	792	$6.77	$5,362	67,194 Direct	-1.16%	Disposed	-99.2% (price as of 2026-10-02)
March 28, 2016	FCEL	F	1,568	$6.77	$10,615	67,986 Direct	-2.25%	Disposed	-99.2% (price as of 2026-10-02)
April 6, 2015	FCEL	F	13,900	$1.33	$18,487	834,463 Direct	-1.64%	Disposed	-99.7% (price as of 2026-10-02)
April 6, 2015	FCEL	F	8,986	$1.33	$11,951	848,363 Direct	-1.05%	Disposed	-99.7% (price as of 2026-10-02)
April 2, 2015	FCEL	A	196,850	·	·	857,349 Direct	+29.80%	Acquired	(price as of 2026-10-02)
March 30, 2015	FCEL	F	18,927	$1.23	$23,280	660,499 Direct	-2.79%	Disposed	-99.7% (price as of 2026-10-02)
March 27, 2015	FCEL	F	9,484	$1.24	$11,760	679,426 Direct	-1.38%	Disposed	-99.7% (price as of 2026-10-02)
July 30, 2014	FCEL	F	4,224	$2.36	$9,969	685,229 Direct	-0.61%	Disposed	-99.8% (price as of 2026-10-02)
April 30, 2014	FCEL	F	2,206	$2.27	$5,008	689,453 Direct	-0.32%	Disposed	-99.8% (price as of 2026-10-02)
April 7, 2014	FCEL	F	13,900	$2.28	$31,692	691,659 Direct	-1.97%	Disposed	-99.8% (price as of 2026-10-02)
April 7, 2014	FCEL	F	8,986	$2.28	$20,488	705,559 Direct	-1.26%	Disposed	-99.8% (price as of 2026-10-02)
March 28, 2014	FCEL	F	18,805	$2.29	$43,063	714,545 Direct	-2.56%	Disposed	-99.8% (price as of 2026-10-02)
March 27, 2014	FCEL	A	113,636	·	·	733,350 Direct	+18.34%	Acquired	(price as of 2026-10-02)
Sept. 20, 2013	FCEL	F	4,224	$1.31	$5,533	613,763 Direct	-0.68%	Disposed	-99.7% (price as of 2026-10-02)
April 30, 2013	FCEL	F	2,206	$1.05	$2,316	617,987 Direct	-0.36%	Disposed	-99.6% (price as of 2026-10-02)
April 8, 2013	FCEL	F	8,748	$0.92	$8,048	620,193 Direct	-1.39%	Disposed	-99.5% (price as of 2026-10-02)
April 5, 2013	FCEL	F	13,547	$0.91	$12,328	628,941 Direct	-2.11%	Disposed	-99.5% (price as of 2026-10-02)
March 28, 2013	FCEL	A	222,340	·	·	642,488 Direct	+52.92%	Acquired	(price as of 2026-10-02)
March 25, 2013	FCEL	F	2,072	$0.97	$2,010	420,148 Direct	-0.49%	Disposed	-99.6% (price as of 2026-10-02)
July 30, 2012	FCEL	F	4,113	$1.05	$4,319	416,269 Direct	-0.98%	Disposed	-99.6% (price as of 2026-10-02)
April 30, 2012	FCEL	F	2,420	$1.24	$3,001	420,382 Direct	-0.57%	Disposed	-99.7% (price as of 2026-10-02)
April 9, 2012	FCEL	F	9,856	$1.32	$13,010	422,802 Direct	-2.28%	Disposed	-99.7% (price as of 2026-10-02)
April 5, 2012	FCEL	A	163,281	·	·	432,658 Direct	+60.61%	Acquired	(price as of 2026-10-02)
March 26, 2012	FCEL	F	2,335	$1.59	$3,713	269,377 Direct	-0.86%	Disposed	-99.7% (price as of 2026-10-02)
Jan. 12, 2012	FCEL	A	22,230	·	·	271,712 Direct	+8.91%	Acquired	(price as of 2026-10-02)
Aug. 1, 2011	FCEL	F	4,633	$1.34	$6,208	245,825 Direct	-1.85%	Disposed	-99.7% (price as of 2026-10-02)
July 15, 2011	FCEL	P	10,000	$1.31	$13,100	250,458 Direct	+4.16%	Acquired	-99.7% (price as of 2026-10-02)
April 6, 2011	FCEL	A	105,555	·	·	240,458 Direct	+78.25%	Acquired	(price as of 2026-10-02)
March 25, 2011	FCEL	F	2,322	$2.05	$4,760	134,903 Direct	-1.69%	Disposed	-99.8% (price as of 2026-10-02)
Jan. 18, 2011	FCEL	J	9,675	$2.00	$19,350	137,225 Direct	+7.59%	Acquired	-99.8% (price as of 2026-10-02)
July 30, 2010	FCEL	A	49,618	·	·	126,650 Direct	+64.41%	Acquired	(price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 8, 2019	FCEL	Employee Restricted Stock Unit	Common Stock (56,179)	·	·	56,179	Disposed
April 8, 2019	FCEL	Employee Restricted Stock Unit	Common Stock (58,333)	·	·	58,333	Disposed
April 6, 2018	FCEL	Employee Restricted Stock Unit	Common Stock (58,333)	·	·	58,333	Disposed
April 5, 2018	FCEL	Employee Restricted Stock Unit	Common Stock (168,539)	·	·	168,539	Acquired
April 5, 2018	FCEL	Employee Restricted Stock Unit	Common Stock (100,000)	·	·	100,000	Acquired
April 6, 2017	FCEL	Employee Restricted Stock Unit	Common Stock (175,000)	·	·	175,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 14, 2010	FCEL	Common Stock	77,032	Direct
July 14, 2010	FCEL	Employee Stock Option (right to buy)→ Common Stock (24,000)	24,000	Direct
July 14, 2010	FCEL	Employee Stock Option (right to buy)→ Common Stock (24,000)	24,000	Direct
July 14, 2010	FCEL	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	Direct
July 14, 2010	FCEL	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	Direct
July 14, 2010	FCEL	Employee Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

FCEL

COO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	·	·	·	·	·	·	·	·
2018	·	·	·	·	·	·	·	·
2012	$268,638	·	$209,000	·	$94,220	·	$2,463	$574,321

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.