Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 23, 2014 IMUX P 83 $12.00 $996 1,333 Direct +6.64% Acquired -99.8% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 1, 2018 IMUX Stock Option (right to buy) Common Stock (20,000) $6.85 June 30, 2028 20,000 Acquired
June 10, 2017 IMUX Stock Option (right to buy) Common Stock (22,143) $3.20 June 9, 2027 22,143 Acquired
May 13, 2016 IMUX Stock Option (right to buy) Common Stock (30,000) $8.28 May 13, 2026 30,000 Acquired
April 23, 2014 IMUX Senior Convertible Preferred Stock Common Stock (378) · · 378 Disposed
April 23, 2014 IMUX Convertible Preferred Stock Common Stock (4,669) · · 4,669 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 16, 2014 IMUX Common Stock 1,250 Direct
April 16, 2014 IMUX Convertible Preferred Stock→ Common Stock (4,669) 4,669 Direct
April 16, 2014 IMUX Senior Convertible Preferred Stock→ Common Stock (379) 379 Direct
April 16, 2014 IMUX Incentive Stock Option (right to buy)→ Common Stock (45,689) 45,689 Direct
April 16, 2014 IMUX Incentive Stock Option (right to buy)→ Common Stock (9,999) 9,999 Direct
April 16, 2014 IMUX Non-Qualified Stock Option (right to buy)→ Common Stock (86,669) 86,669 Direct
April 16, 2014 IMUX Common Stock Warrant (right to buy)→ Common Stock (55) 55 Direct