Arthur Brown — SEC Insider Profile, Roles & Companies

Insider at

HL selling April 6, 2006

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 53 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

53 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 12, 2006	HL	M	78,704	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
June 12, 2006	HL	M	78,704	·	·	202,410 Direct	+63.62%	Acquired	(price as of 2026-10-02)
May 31, 2006	HL	A	898	·	·	78,704 Direct	+1.15%	Acquired	(price as of 2026-10-02)
April 28, 2006	HL	A	768	·	·	77,806 Direct	+1.00%	Acquired	(price as of 2026-10-02)
April 6, 2006	HL	S	5,000	$6.79	$33,950	123,706 Direct	-3.88%	Disposed	153.3% (price as of 2026-10-02)
April 5, 2006	HL	S	5,000	$6.52	$32,600	128,706 Direct	-3.74%	Disposed	163.8% (price as of 2026-10-02)
March 31, 2006	HL	A	904	·	·	77,038 Direct	+1.19%	Acquired	(price as of 2026-10-02)
March 30, 2006	HL	S	5,000	$6.72	$33,600	133,706 Direct	-3.60%	Disposed	156.0% (price as of 2026-10-02)
March 29, 2006	HL	S	5,000	$6.62	$33,100	138,706 Direct	-3.48%	Disposed	159.8% (price as of 2026-10-02)
March 28, 2006	HL	M	2,000	·	·	257,000 Direct	-0.77%	Disposed	(price as of 2026-10-02)
March 28, 2006	HL	M	150,000	·	·	259,000 Direct	-36.67%	Disposed	(price as of 2026-10-02)
March 28, 2006	HL	S	152,000	$6.42	$975,840	143,706 Direct	-51.40%	Disposed	167.9% (price as of 2026-10-02)
March 28, 2006	HL	M	2,000	$1.13	$2,260	295,706 Direct	+0.68%	Acquired	1422.1% (price as of 2026-10-02)
March 28, 2006	HL	M	150,000	$3.23	$484,500	293,706 Direct	+104.38%	Acquired	432.5% (price as of 2026-10-02)
March 28, 2006	HL	S	10,000	$6.44	$64,400	143,706 Direct	-6.51%	Disposed	167.1% (price as of 2026-10-02)
March 27, 2006	HL	S	1,200	$6.21	$7,452	153,706 Direct	-0.77%	Disposed	177.0% (price as of 2026-10-02)
March 27, 2006	HL	S	3,800	$6.22	$23,636	154,906 Direct	-2.39%	Disposed	176.5% (price as of 2026-10-02)
Feb. 28, 2006	HL	A	979	·	·	76,134 Direct	+1.30%	Acquired	(price as of 2026-10-02)
Jan. 31, 2006	HL	J	60,000	·	·	480,000 Direct	-11.11%	Disposed	(price as of 2026-10-02)
Jan. 31, 2006	HL	F	75,000	·	·	540,000 Direct	-12.20%	Disposed	(price as of 2026-10-02)
Jan. 31, 2006	HL	A	1,129	·	·	75,155 Direct	+1.53%	Acquired	(price as of 2026-10-02)
Jan. 31, 2006	HL	M	3,186	$5.18	$16,503	158,706 Direct	+2.05%	Acquired	232.0% (price as of 2026-10-02)
Dec. 30, 2005	HL	A	1,332	·	·	74,026 Direct	+1.83%	Acquired	(price as of 2026-10-02)
Nov. 30, 2005	HL	A	1,449	·	·	72,694 Direct	+2.03%	Acquired	(price as of 2026-10-02)
Oct. 31, 2005	HL	A	1,319	·	·	71,245 Direct	+1.89%	Acquired	(price as of 2026-10-02)
Sept. 30, 2005	HL	A	1,249	·	·	69,926 Direct	+1.82%	Acquired	(price as of 2026-10-02)
Aug. 31, 2005	HL	A	1,291	·	·	68,677 Direct	+1.92%	Acquired	(price as of 2026-10-02)
July 29, 2005	HL	A	1,177	·	·	67,386 Direct	+1.78%	Acquired	(price as of 2026-10-02)
June 30, 2005	HL	A	1,096	·	·	66,209 Direct	+1.68%	Acquired	(price as of 2026-10-02)
May 31, 2005	HL	A	1,883	·	·	65,113 Direct	+2.98%	Acquired	(price as of 2026-10-02)
April 29, 2005	HL	A	1,660	·	·	63,230 Direct	+2.70%	Acquired	(price as of 2026-10-02)
March 31, 2005	HL	A	1,470	·	·	61,570 Direct	+2.45%	Acquired	(price as of 2026-10-02)
Feb. 28, 2005	HL	A	1,488	·	·	60,100 Direct	+2.54%	Acquired	(price as of 2026-10-02)
Jan. 31, 2005	HL	A	1,499	·	·	58,612 Direct	+2.62%	Acquired	(price as of 2026-10-02)
Dec. 31, 2004	HL	A	1,412	·	·	57,113 Direct	+2.53%	Acquired	(price as of 2026-10-02)
Nov. 30, 2004	HL	A	1,224	·	·	55,701 Direct	+2.25%	Acquired	(price as of 2026-10-02)
Nov. 29, 2004	HL	S	30,000	$7.00	$210,000	155,520 Direct	-16.17%	Disposed	145.7% (price as of 2026-10-02)
Nov. 26, 2004	HL	S	20,000	$6.85	$137,000	185,520 Direct	-9.73%	Disposed	151.1% (price as of 2026-10-02)
Nov. 26, 2004	HL	S	40,000	$6.76	$270,400	205,520 Direct	-16.29%	Disposed	154.4% (price as of 2026-10-02)
Nov. 9, 2004	HL	S	70,000	$7.17	$501,900	245,520 Direct	-22.19%	Disposed	139.9% (price as of 2026-10-02)
Oct. 29, 2004	HL	A	1,195	·	·	54,477 Direct	+2.24%	Acquired	(price as of 2026-10-02)
Sept. 30, 2004	HL	A	1,307	·	·	53,282 Direct	+2.51%	Acquired	(price as of 2026-10-02)
Aug. 31, 2004	HL	A	1,514	·	·	51,975 Direct	+3.00%	Acquired	(price as of 2026-10-02)
July 30, 2004	HL	A	1,461	·	·	50,461 Direct	+2.98%	Acquired	(price as of 2026-10-02)
June 30, 2004	HL	A	1,405	·	·	49,000 Direct	+2.95%	Acquired	(price as of 2026-10-02)
May 31, 2004	HL	A	4,251	·	·	47,595 Direct	+9.81%	Acquired	(price as of 2026-10-02)
April 30, 2004	HL	A	3,511	·	·	43,344 Direct	+8.81%	Acquired	(price as of 2026-10-02)
March 31, 2004	HL	A	3,174	·	·	39,833 Direct	+8.66%	Acquired	(price as of 2026-10-02)
Feb. 27, 2004	HL	A	3,172	·	·	36,659 Direct	+9.47%	Acquired	(price as of 2026-10-02)
Jan. 30, 2004	HL	A	3,054	·	·	33,487 Direct	+10.04%	Acquired	(price as of 2026-10-02)
Dec. 31, 2003	HL	A	3,168	·	·	30,433 Direct	+11.62%	Acquired	(price as of 2026-10-02)
Nov. 28, 2003	HL	A	3,753	·	·	27,265 Direct	+15.96%	Acquired	(price as of 2026-10-02)
Oct. 31, 2003	HL	A	4,323	·	·	23,512 Direct	+22.53%	Acquired	(price as of 2026-10-02)
Sept. 30, 2003	HL	A	3,906	·	·	19,189 Direct	+25.56%	Acquired	(price as of 2026-10-02)
Aug. 31, 2003	HL	A	4,044	·	·	15,283 Direct	+35.98%	Acquired	(price as of 2026-10-02)
Aug. 19, 2003	HL	A	60,000	·	·	811,000 Direct	+7.99%	Acquired	(price as of 2026-10-02)
Aug. 19, 2003	HL	A	60,000	·	·	811,000 Direct	+7.99%	Acquired	(price as of 2026-10-02)
Aug. 11, 2003	HL	S	150,000	$5.79	$868,500	340,520 Direct	-30.58%	Disposed	197.1% (price as of 2026-10-02)
Aug. 8, 2003	HL	M	25,000	·	·	751,000 Direct	-3.22%	Disposed	(price as of 2026-10-02)
Aug. 8, 2003	HL	M	150,000	·	·	776,000 Direct	-16.20%	Disposed	(price as of 2026-10-02)
Aug. 8, 2003	HL	S	25,000	$6.12	$153,000	315,520 Direct	-7.34%	Disposed	181.0% (price as of 2026-10-02)
Aug. 8, 2003	HL	M	25,000	$1.13	$28,250	490,520 Direct	+5.37%	Acquired	1422.1% (price as of 2026-10-02)
Aug. 8, 2003	HL	M	150,000	$2.88	$432,000	465,520 Direct	+47.54%	Acquired	497.2% (price as of 2026-10-02)
July 31, 2003	HL	A	5,044	·	·	11,239 Direct	+81.42%	Acquired	(price as of 2026-10-02)
July 31, 2003	HL	A	5,274	·	·	11,469 Direct	+85.13%	Acquired	(price as of 2026-10-02)
Jan. 9, 2003	HL	A	75,000	·	·	926,000 Direct	+8.81%	Acquired	(price as of 2026-10-02)
May 9, 2002	HL	A	150,000	·	·	615,000 Direct	+32.26%	Acquired	(price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 12, 2006	HL	Phantom Stock	Common Stock (78,704)	·	·	78,704	Disposed
May 31, 2006	HL	Phantom Stock	Common Stock (898)	·	·	898	Acquired
April 28, 2006	HL	Phantom Stock	Common Stock (768)	·	·	768	Acquired
March 31, 2006	HL	Phantom Stock	Common Stock (904)	·	·	904	Acquired
March 28, 2006	HL	Stock Options	Common Stock (2,000)	$1.13	June 7, 2006	2,000	Disposed
March 28, 2006	HL	Stock Options	Common Stock (150,000)	$3.23	May 9, 2006	150,000	Disposed
Feb. 28, 2006	HL	Phantom Stock	Common Stock (979)	·	·	979	Acquired
Jan. 31, 2006	HL	Stock Options	Common Stock (60,000)	$6.24	Jan. 31, 2006	60,000	Disposed
Jan. 31, 2006	HL	Stock Options	Common Stock (75,000)	$5.18	Jan. 31, 2006	75,000	Disposed
Jan. 31, 2006	HL	Phantom Stock	Common Stock (1,129)	·	·	1,129	Acquired
Dec. 30, 2005	HL	Phantom Stock	Common Stock (1,332)	·	·	1,332	Acquired
Nov. 30, 2005	HL	Phantom Stock	Common Stock (1,449)	·	Aug. 8, 1988	1,449	Acquired
Oct. 31, 2005	HL	Phantom Stock	Common Stock (1,319)	·	Aug. 8, 1988	1,319	Acquired
Sept. 30, 2005	HL	Phantom Stock	Common Stock (1,249)	·	Aug. 8, 1988	1,249	Acquired
Aug. 31, 2005	HL	Phantom Stock	Common Stock (1,291)	·	Aug. 8, 1988	1,291	Acquired
July 29, 2005	HL	Phantom Stock	Common Stock (1,177)	·	Aug. 8, 1988	1,177	Acquired
June 30, 2005	HL	Phantom Stock	Common Stock (1,096)	·	Aug. 8, 1988	1,096	Acquired
May 31, 2005	HL	Phantom Stock	Common Stock (1,883)	·	Aug. 8, 1988	1,883	Acquired
April 29, 2005	HL	Phantom Stock	Common Stock (1,660)	·	Aug. 8, 1988	1,660	Acquired
March 31, 2005	HL	Phantom Stock	Common Stock (1,470)	·	Aug. 8, 1988	1,470	Acquired
Feb. 28, 2005	HL	Phantom Stock	Common Stock (1,488)	·	Aug. 8, 1988	1,488	Acquired
Jan. 31, 2005	HL	Phantom Stock	Common Stock (1,499)	·	Aug. 8, 1988	1,499	Acquired
Dec. 31, 2004	HL	Phantom Stock	Common Stock (1,412)	·	Aug. 8, 1988	1,412	Acquired
Nov. 30, 2004	HL	Phantom Stock	Common Stock (1,224)	·	Aug. 8, 1988	1,224	Acquired
Oct. 29, 2004	HL	Phantom Stock	Common Stock (1,195)	·	Aug. 8, 1988	1,195	Acquired
Sept. 30, 2004	HL	Phantom Stock	Common Stock (1,307)	·	Aug. 8, 1988	1,307	Acquired
Aug. 31, 2004	HL	Phantom Stock	Common Stock (1,514)	·	Aug. 8, 1988	1,514	Acquired
July 30, 2004	HL	Phantom Stock	Common Stock (1,461)	·	Aug. 8, 1988	1,461	Acquired
June 30, 2004	HL	Phantom Stock	Common Stock (1,405)	·	Aug. 8, 1988	1,405	Acquired
May 31, 2004	HL	Phantom Stock	Common Stock (4,251)	·	Aug. 8, 1988	4,251	Acquired
April 30, 2004	HL	Phantom Stock	Common Stock (3,511)	·	Aug. 8, 1988	3,511	Acquired
March 31, 2004	HL	Phantom Stock	Common Stock (3,174)	·	Aug. 8, 1988	3,174	Acquired
Feb. 27, 2004	HL	Phantom Stock	Common Stock (3,172)	·	Aug. 8, 1988	3,172	Acquired
Jan. 30, 2004	HL	Phantom Stock	Common Stock (3,054)	·	Aug. 8, 1988	3,054	Acquired
Dec. 31, 2003	HL	Phantom Stock	Common Stock (3,168)	·	Aug. 8, 1988	3,168	Acquired
Nov. 28, 2003	HL	Phantom Stock	Common Stock (3,753)	·	Aug. 8, 1988	3,753	Acquired
Oct. 31, 2003	HL	Phantom Stock	Common Stock (4,323)	·	Aug. 8, 1988	4,323	Acquired
Sept. 30, 2003	HL	Phantom Stock	Common Stock (3,906)	·	Aug. 8, 1988	3,906	Acquired
Aug. 31, 2003	HL	Phantom Stock	Common Stock (4,044)	·	Aug. 8, 1988	4,044	Acquired
Aug. 19, 2003	HL	Stock Options	Common Stock (60,000)	$6.24	Jan. 31, 2006	60,000	Acquired
Aug. 19, 2003	HL	Stock Options	Common Stock (60,000)	$6.24	Jan. 31, 2005	60,000	Acquired
Aug. 8, 2003	HL	Stock Options	Common Stock (25,000)	$1.13	June 7, 2006	25,000	Disposed
Aug. 8, 2003	HL	Stock Options	Common Stock (150,000)	$2.88	May 7, 2009	150,000	Disposed
July 31, 2003	HL	Phantom Stock	Common Stock (5,044)	·	Aug. 8, 1988	5,044	Acquired
July 31, 2003	HL	Phantom Stock	Common Stock (5,274)	·	Aug. 8, 1988	5,274	Acquired
Jan. 9, 2003	HL	Stock Options	Common Stock (75,000)	$5.18	Jan. 31, 2006	75,000	Acquired
May 9, 2002	HL	Stock Options	Common Stock (150,000)	$3.23	May 9, 2006	150,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).