Arthur Cape

Insider

First SEC filing: May 26, 2005 · Latest: May 26, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

CECO selling Nov. 25, 2015

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 25, 2015	CECO	M	6,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 25, 2015	CECO	S	6,000	$8.54	$51,240	21,376 Direct	-21.92%	Disposed	761.8% (price as of 2026-08-20)
Nov. 25, 2015	CECO	M	6,000	$4.86	$29,160	27,376 Direct	+28.07%	Acquired	1414.4% (price as of 2026-08-20)
Sept. 4, 2015	CECO	A	7,376	—	—	21,376 Direct	+52.69%	Acquired	(price as of 2026-08-20)
May 15, 2014	CECO	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 30, 2014	CECO	M	5,000	—	—	36,500 Direct	+15.87%	Acquired	(price as of 2026-08-20)
Jan. 30, 2014	CECO	M	5,000	$2.50	$12,500	14,000 Direct	+55.56%	Acquired	2844.0% (price as of 2026-08-20)
May 15, 2013	CECO	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2012	CECO	A	6,000	—	—	6,000 Direct	—	Acquired	(price as of 2026-08-20)
May 17, 2011	CECO	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)
May 20, 2010	CECO	A	6,000	—	—	6,000 Direct	—	Acquired	(price as of 2026-08-20)
May 21, 2009	CECO	A	2,000	—	—	9,000 Direct	+28.57%	Acquired	(price as of 2026-08-20)
May 21, 2008	CECO	A	2,000	—	—	7,000 Direct	+40.00%	Acquired	(price as of 2026-08-20)
Sept. 14, 2007	CECO	S	100	$13.07	$1,307	5,000 Direct	-1.96%	Disposed	463.1% (price as of 2026-08-20)
Sept. 14, 2007	CECO	S	400	$13.08	$5,232	5,100 Direct	-7.27%	Disposed	462.7% (price as of 2026-08-20)
Sept. 14, 2007	CECO	S	200	$13.14	$2,628	5,500 Direct	-3.51%	Disposed	460.1% (price as of 2026-08-20)
Sept. 14, 2007	CECO	S	300	$13.15	$3,945	5,700 Direct	-5.00%	Disposed	459.7% (price as of 2026-08-20)
Sept. 13, 2007	CECO	S	100	$12.89	$1,289	6,000 Direct	-1.64%	Disposed	471.0% (price as of 2026-08-20)
Sept. 13, 2007	CECO	S	100	$12.95	$1,295	6,100 Direct	-1.61%	Disposed	468.3% (price as of 2026-08-20)
Sept. 13, 2007	CECO	S	800	$12.91	$10,328	6,200 Direct	-11.43%	Disposed	470.1% (price as of 2026-08-20)
Sept. 4, 2007	CECO	M	3,000	—	—	20,000 Direct	-13.04%	Disposed	(price as of 2026-08-20)
Sept. 4, 2007	CECO	M	3,000	$2.50	$7,500	7,000 Direct	+75.00%	Acquired	2844.0% (price as of 2026-08-20)
Aug. 28, 2007	CECO	M	2,000	—	—	23,000 Direct	-8.00%	Disposed	(price as of 2026-08-20)
Aug. 28, 2007	CECO	S	100	$12.40	$1,240	4,000 Direct	-2.44%	Disposed	493.5% (price as of 2026-08-20)
Aug. 28, 2007	CECO	S	900	$12.39	$11,151	4,100 Direct	-18.00%	Disposed	494.0% (price as of 2026-08-20)
Aug. 28, 2007	CECO	M	2,000	$2.50	$5,000	5,000 Direct	+66.67%	Acquired	2844.0% (price as of 2026-08-20)
July 2, 2007	CECO	A	2,000	—	—	3,000 Direct	+200.00%	Acquired	(price as of 2026-08-20)
Sept. 11, 2006	CECO	S	1,700	$11.11	$18,887	1,000 Direct	-62.96%	Disposed	562.5% (price as of 2026-08-20)
Sept. 11, 2006	CECO	S	1,900	$10.10	$19,190	2,700 Direct	-41.30%	Disposed	628.7% (price as of 2026-08-20)
Sept. 11, 2006	CECO	S	200	$10.11	$2,022	4,600 Direct	-4.17%	Disposed	628.0% (price as of 2026-08-20)
Sept. 11, 2006	CECO	S	100	$10.12	$1,012	4,800 Direct	-2.04%	Disposed	627.3% (price as of 2026-08-20)
Sept. 11, 2006	CECO	S	100	$10.13	$1,013	4,900 Direct	-2.00%	Disposed	626.6% (price as of 2026-08-20)
June 21, 2006	CECO	A	15,000	—	—	30,000 Direct	+100.00%	Acquired	(price as of 2026-08-20)
June 19, 2006	CECO	M	5,000	—	—	25,000 Direct	-16.67%	Disposed	(price as of 2026-08-20)
June 19, 2006	CECO	M	5,000	$2.50	$12,500	5,000 Direct	—	Acquired	2844.0% (price as of 2026-08-20)
May 25, 2005	CECO	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 25, 2015	CECO	Stock Option (right to buy)	Common Stock (6,000)	$4.86	May 19, 2020	6,000	Disposed
May 15, 2014	CECO	Stock Option (right to buy)	Common Stock (7,500)	$13.26	May 15, 2024	7,500	Acquired
Jan. 30, 2014	CECO	Stock Option (right to buy)	Common Stock (5,000)	$2.50	May 24, 2015	5,000	Acquired
May 15, 2013	CECO	Stock Option (right to buy)	Common Stock (7,500)	$12.56	May 15, 2023	7,500	Acquired
May 15, 2012	CECO	Stock Option (right to buy)	Common Stock (6,000)	$7.07	May 15, 2022	6,000	Acquired
May 17, 2011	CECO	Stock Option (right to buy)	Common Stock (2,000)	$6.66	May 17, 2021	2,000	Acquired
May 20, 2010	CECO	Stock Option	Common Stock (6,000)	$4.86	May 19, 2020	6,000	Acquired
Sept. 4, 2007	CECO	Stock Option (Right to Buy)	Common Stock (3,000)	$2.50	May 24, 2015	3,000	Disposed
Aug. 28, 2007	CECO	Stock Option (Right to Buy)	Common Stock (2,000)	$2.50	May 24, 2015	2,000	Disposed
June 21, 2006	CECO	stock option (right to buy)	Common (15,000)	$7.30	June 21, 2016	15,000	Acquired
June 19, 2006	CECO	Stock Option (Right to Buy)	Common Stock (5,000)	$2.50	May 24, 2015	5,000	Disposed
May 25, 2005	CECO	stock option (right to buy)	Common (15,000)	$2.50	May 24, 2015	15,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 26, 2005	CECO	No securities beneficially owned	0	Indirect