Arthur M Roth
CIK 1311130 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 14, 2004 · Latest: Dec. 14, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 2 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
2 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 9, 2006 | ROST | S | 10,366 | $29.96 | $310,565 | 33,863 Direct | -23.44% | Disposed | 3082.8% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 13, 2004 | ROST | Non-Qualified Stock Option | Common Stock (27,696) | $27.08 | Dec. 13, 2014 | 27,696 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 14, 2004 | ROST | COMMON STOCK | 23,908 | Direct |
| Dec. 14, 2004 | ROST | NON-QUALIFIED STOCK OPTION→ COMMON STOCK (3,104) | 3,104 | Direct |
| Dec. 14, 2004 | ROST | NON-QUALIFIED STOCK OPTION→ COMMON STOCK (2,958) | 2,958 | Direct |
| Dec. 14, 2004 | ROST | NON-QUALIFIED STOCK OPTION→ COMMON STOCK (14,055) | 14,055 | Direct |
| Dec. 14, 2004 | ROST | NON-QUALIFIED STOCK OPTION→ COMMON STOCK (1,962) | 1,962 | Direct |