Arthur Marshall
CIK 1331623 · View on SEC EDGAR ↗
First SEC filing: July 1, 2005 · Latest: July 1, 2005
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 23, 2007 | WAL | P | 3,900 | $25.69 | $100,191 | 11,400 Direct | +52.00% | Acquired | 215.1% (price as of 2026-08-19) |
| May 11, 2006 | WAL | P | 2,400 | $36.76 | $88,224 | 7,400 Direct | +48.00% | Acquired | 120.2% (price as of 2026-08-19) |
| May 11, 2006 | WAL | P | 11,000 | $36.76 | $404,360 | 235,196 Indirect | +4.91% | Acquired | 120.2% (price as of 2026-08-19) |
| Aug. 22, 2005 | WAL | P | 5,000 | $28.75 | $143,750 | 224,196 Indirect | +2.28% | Acquired | 181.6% (price as of 2026-08-19) |
| July 6, 2005 | WAL | P | 5,000 | $22.00 | $110,000 | 5,000 Direct | — | Acquired | 268.0% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 12, 2008 | WAL | Stock Option (right to buy) | Common Stock (3,000) | $12.00 | May 1, 2014 | 3,000 | Disposed |
| Feb. 12, 2008 | WAL | Stock Option (right to buy) | Common Stock (3,000) | $7.03 | Oct. 24, 2012 | 3,000 | Disposed |
| Jan. 22, 2008 | WAL | Stock Option (right to buy) | Common Stock (6,000) | $15.90 | Jan. 22, 2015 | 6,000 | Acquired |
| April 18, 2006 | WAL | Stock Option (right to buy) | Common Stock (5,000) | $38.28 | April 18, 2013 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.