Arthur Marshall

CIK 1331623 · View on SEC EDGAR ↗

Insider

First SEC filing: July 1, 2005 · Latest: July 1, 2005

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 23, 2007 WAL P 3,900 $25.69 $100,191 11,400 Direct +52.00% Acquired 215.1% (price as of 2026-08-19)
May 11, 2006 WAL P 2,400 $36.76 $88,224 7,400 Direct +48.00% Acquired 120.2% (price as of 2026-08-19)
May 11, 2006 WAL P 11,000 $36.76 $404,360 235,196 Indirect +4.91% Acquired 120.2% (price as of 2026-08-19)
Aug. 22, 2005 WAL P 5,000 $28.75 $143,750 224,196 Indirect +2.28% Acquired 181.6% (price as of 2026-08-19)
July 6, 2005 WAL P 5,000 $22.00 $110,000 5,000 Direct Acquired 268.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 12, 2008 WAL Stock Option (right to buy) Common Stock (3,000) $12.00 May 1, 2014 3,000 Disposed
Feb. 12, 2008 WAL Stock Option (right to buy) Common Stock (3,000) $7.03 Oct. 24, 2012 3,000 Disposed
Jan. 22, 2008 WAL Stock Option (right to buy) Common Stock (6,000) $15.90 Jan. 22, 2015 6,000 Acquired
April 18, 2006 WAL Stock Option (right to buy) Common Stock (5,000) $38.28 April 18, 2013 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 1, 2005 WAL Common Stock 219,196 Indirect
July 1, 2005 WAL Stock Option (right to buy)→ Common Stock (3,000) 3,000 Direct
July 1, 2005 WAL Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct