Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 3, 2025 OCGN F 41,633 $0.89 $37,053 306,197 Direct -11.97% Disposed 16.9% (price as of 2026-10-06)
Jan. 2, 2025 OCGN A 730,994 · · 730,994 Direct · Acquired (price as of 2026-10-06)
Sept. 16, 2024 OCGN F 842 $1.17 $985 347,830 Direct -0.24% Disposed -11.1% (price as of 2026-10-06)
June 17, 2024 OCGN F 917 $1.42 $1,302 348,672 Direct -0.26% Disposed -26.8% (price as of 2026-10-06)
Jan. 3, 2024 OCGN F 41,633 $0.65 $27,061 349,589 Direct -10.64% Disposed 60.0% (price as of 2026-10-06)
Jan. 2, 2024 OCGN A 137,795 · · 137,795 Direct · Acquired (price as of 2026-10-06)
Sept. 16, 2023 OCGN F 842 $0.41 $345 391,222 Direct -0.21% Disposed 153.7% (price as of 2026-10-06)
June 16, 2023 OCGN F 917 $0.51 $468 392,064 Direct -0.23% Disposed 103.9% (price as of 2026-10-06)
Jan. 3, 2023 OCGN F 7,102 $1.25 $8,878 392,981 Direct -1.78% Disposed -16.8% (price as of 2026-10-06)
Jan. 3, 2023 OCGN A 379,357 · · 379,357 Direct · Acquired (price as of 2026-10-06)
Jan. 3, 2023 OCGN A 315,924 · · 400,083 Direct +375.39% Acquired (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 2, 2025 OCGN Option (Right to Buy) Common Stock (730,994) $0.90 Jan. 2, 2035 730,994 Acquired
Jan. 2, 2024 OCGN Option (Right to Buy) Common Stock (137,795) $0.66 Jan. 2, 2034 137,795 Acquired
Jan. 3, 2023 OCGN Option (Right to Buy) Common Stock (379,357) $1.25 Jan. 3, 2033 379,357 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 5, 2023 OCGN Common Stock 84,159 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F2]→ Common Stock (1,918) 1,918 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F3]→ Common Stock (1,103) 1,103 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F4]→ Common Stock (2,397) 2,397 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F5]→ Common Stock (4,315) 4,315 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F6]→ Common Stock (479) 479 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F7]→ Common Stock (10,000) 10,000 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F8]→ Common Stock (10,000) 10,000 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F9]→ Common Stock (246,000) 246,000 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F10,F11,F12]→ Common Stock (31,120) 31,120 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F13]→ Common Stock (234,993) 234,993 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F14]→ Common Stock (30,000) 30,000 Direct
Jan. 5, 2023 OCGN Option (Right to Buy) [F15]→ Common Stock (33,818) 33,818 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

OCGN

Ph.D. (6) Chief Scientific Officer
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2025 $480,146 $209,601 $877,778 $554,500 · · $14,004 $2,136,069
2024 $466,200 $169,720 $145,738 $75,501 · · $13,710 $870,869
2023 $466,200 $126,398 $394,905 $391,115 · · $5,458 $1,384,076

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.