Ashwini Gupta

CIK 1405635 · View on SEC EDGAR ↗

Insider

First SEC filing: June 2, 2026 · Latest: June 2, 2026

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 87 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

87 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 5, 2025 ECPG P 40,000 $35.10 $1,404,000 96,909 Direct +70.29% Acquired 184.3% (price as of 2026-08-20)
Dec. 12, 2017 AXP S 18,696 $99.46 $1,859,504 264,885 Direct -6.59% Disposed 236.4% (price as of 2026-08-20)
Dec. 12, 2017 AXP S 18,992 $99.37 $1,887,235 283,581 Direct -6.28% Disposed 236.7% (price as of 2026-08-20)
Dec. 12, 2017 AXP S 18,992 $99.09 $1,881,917 302,573 Direct -5.91% Disposed 237.6% (price as of 2026-08-20)
Nov. 28, 2017 AXP S 19,102 $95.09 $1,816,409 232,032 Direct -7.61% Disposed 251.8% (price as of 2026-08-20)
Nov. 28, 2017 AXP S 19,102 $95.07 $1,816,027 251,134 Direct -7.07% Disposed 251.9% (price as of 2026-08-20)
Nov. 28, 2017 AXP S 19,102 $94.96 $1,813,926 270,236 Direct -6.60% Disposed 252.3% (price as of 2026-08-20)
Oct. 31, 2017 AXP S 90,658 $94.71 $8,586,219 199,338 Direct -31.26% Disposed 253.2% (price as of 2026-08-20)
Nov. 14, 2016 AXP S 8,930 $72.42 $646,711 152,880 Direct -5.52% Disposed 362.0% (price as of 2026-08-20)
Nov. 14, 2016 AXP S 137,100 $72.27 $9,908,217 161,810 Direct -45.87% Disposed 362.9% (price as of 2026-08-20)
Oct. 21, 2016 AXP S 140,808 $67.18 $9,459,481 148,910 Direct -48.60% Disposed 398.0% (price as of 2026-08-20)
Feb. 29, 2016 ECPG P 5,000 $23.12 $115,600 8,396 Direct +147.23% Acquired 331.7% (price as of 2026-08-20)
Nov. 20, 2015 AXP S 103,084 $72.48 $7,471,528 120,091 Direct -46.19% Disposed 361.6% (price as of 2026-08-20)

Showing latest 100 of 153 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 26, 2018 AXP Employee Stock Option (Right to Buy) Common Stock (13,777) $83.30 Jan. 26, 2025 13,777 Acquired
Dec. 12, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (29,533) $16.71 Jan. 29, 2019 29,533 Disposed
Dec. 12, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (30,000) $16.71 Jan. 29, 2019 30,000 Disposed
Dec. 12, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (30,000) $16.71 Jan. 29, 2019 30,000 Disposed
Nov. 28, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (30,000) $16.71 Jan. 29, 2019 30,000 Disposed
Nov. 28, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (30,000) $16.71 Jan. 29, 2019 30,000 Disposed
Nov. 28, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (30,000) $16.71 Jan. 29, 2019 30,000 Disposed
Oct. 31, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (115,000) $49.13 Jan. 30, 2018 115,000 Disposed
Feb. 27, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (15,000) $58.54 July 31, 2017 15,000 Disposed
Jan. 28, 2017 AXP Employee Stock Option (Right to Buy) Common Stock (12,184) $86.64 Jan. 28, 2024 12,184 Acquired
Nov. 14, 2016 AXP Employee Stock Option (Right to Buy) Common Stock (150,000) $57.77 Jan. 24, 2017 150,000 Disposed
Oct. 21, 2016 AXP Employee Stock Option (Right to Buy) Common Stock (50,000) $57.77 Jan. 24, 2017 50,000 Disposed
Oct. 21, 2016 AXP Employee Stock Option (Right to Buy) Common Stock (100,000) $57.77 Jan. 24, 2017 100,000 Disposed
Jan. 29, 2016 AXP Employee Stock Option (Right to Buy) Common Stock (17,612) $59.45 Jan. 29, 2023 17,612 Acquired
Nov. 20, 2015 AXP Employee Stock Option (Right to Buy) Common Stock (110,000) $51.86 Jan. 22, 2016 110,000 Disposed
March 12, 2015 AXP Phantom Stock Units Common Stock (580) 580 Disposed
Dec. 3, 2013 AXP Employee Stock Option (Right to Buy) Common Stock (13,709) $45.77 Jan. 23, 2015 13,709 Disposed
Dec. 3, 2013 AXP Employee Stock Option (Right to Buy) Common Stock (114,240) $45.77 Jan. 23, 2015 114,240 Disposed
May 3, 2012 AXP Employee Stock Option (Right to Buy) Common Stock (142,800) $43.98 Jan. 25, 2014 142,800 Disposed
May 3, 2012 AXP Employee Stock Option (Right to Buy) Common Stock (51,408) $39.91 Sept. 30, 2013 51,408 Disposed
May 3, 2012 AXP Employee Stock Option (Right to Buy) Common Stock (19,421) $39.88 July 27, 2013 19,421 Disposed
May 3, 2012 AXP Employee Stock Option (Right to Buy) Common Stock (71,971) $29.24 Jan. 26, 2013 71,971 Disposed
Jan. 24, 2012 AXP Employee Stock Option (Right to Buy) Common Stock (16,494) $49.23 Jan. 23, 2022 16,494 Acquired
April 29, 2011 AXP Employee Stock Option (Right to Buy) Common Stock (79,968) $31.94 Jan. 27, 2012 79,968 Disposed
Jan. 27, 2011 AXP Employee Stock Option (Right to Buy) Common Stock (18,130) $44.54 Jan. 27, 2021 18,130 Acquired
Nov. 5, 2010 AXP Employee Stock Option (Right to Buy) Common Stock (79,968) $38.92 Feb. 25, 2011 79,968 Disposed
Jan. 26, 2010 AXP Employee Stock Option (Right to Buy) Common Stock (82,677) $38.10 Jan. 26, 2020 82,677 Acquired
Jan. 29, 2009 AXP Employee Stock Option (Right to Buy) Common Stock (179,533) $16.71 Jan. 28, 2019 179,533 Acquired
Jan. 31, 2008 AXP Employee Stock Option (Right to Buy) Common Stock (115,000) $49.13 Jan. 30, 2018 115,000 Acquired
July 31, 2007 AXP Employee Stock Option (Right to Buy) Common Stock (15,000) $58.54 July 31, 2017 15,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 12, 2007 AXP Common Stock 122,225 Direct
July 12, 2007 AXP Common Stock Indirect
July 12, 2007 AXP Common Stock 760 Indirect
July 12, 2007 AXP Phantom Stock Units→ Common Stock (508) 508 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (68,544) 68,544 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (79,968) 79,968 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (79,968) 79,968 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (71,971) 71,971 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (19,421) 19,421 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (51,408) 51,408 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (142,800) 142,800 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (13,709) 13,709 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (114,240) 114,240 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (110,000) 110,000 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (200,000) 200,000 Direct
July 12, 2007 AXP Employee Stock Option (Right to Buy)→ Common Stock (100,000) 100,000 Direct