BAIO JAMES R

Insider

First SEC filing: May 16, 2019 · Latest: May 16, 2019

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 15, 2019	VRTS	A	883	$117.78	$104,000	15,405 Direct	+6.08%	Acquired	44.3% (price as of 2026-08-21)
May 15, 2018	VRTS	A	826	$124.00	$102,424	14,522 Direct	+6.03%	Acquired	37.0% (price as of 2026-08-21)
May 19, 2017	VRTS	A	940	$103.70	$97,478	13,696 Direct	+7.37%	Acquired	63.9% (price as of 2026-08-21)
May 25, 2016	VRTS	A	1,082	$80.81	$87,436	12,756 Direct	+9.27%	Acquired	110.3% (price as of 2026-08-21)
May 28, 2015	VRTS	A	726	$127.25	$92,384	11,674 Direct	+6.63%	Acquired	33.5% (price as of 2026-08-21)
May 15, 2014	VRTS	A	524	$176.49	$92,481	10,948 Direct	+5.03%	Acquired	-3.7% (price as of 2026-08-21)
Oct. 1, 2013	VRTS	A	38	—	—	10,424 Direct	+0.37%	Acquired	(price as of 2026-08-21)
May 21, 2013	VRTS	A	341	$241.30	$82,283	10,386 Direct	+3.39%	Acquired	-29.6% (price as of 2026-08-21)
May 16, 2012	VRTS	A	1,076	—	—	12,045 Direct	+9.81%	Acquired	(price as of 2026-08-21)
Feb. 6, 2012	VRTS	A	102	—	—	10,969 Direct	+0.94%	Acquired	(price as of 2026-08-21)
Aug. 12, 2011	VRTS	P	500	$61.84	$30,920	10,867 Direct	+4.82%	Acquired	174.8% (price as of 2026-08-21)
Aug. 8, 2011	VRTS	P	500	$57.51	$28,755	10,367 Direct	+5.07%	Acquired	195.5% (price as of 2026-08-21)
April 28, 2011	VRTS	A	1,118	—	—	9,867 Direct	+12.78%	Acquired	(price as of 2026-08-21)
May 20, 2010	VRTS	A	2,675	—	—	8,749 Direct	+44.04%	Acquired	(price as of 2026-08-21)
May 21, 2009	VRTS	A	3,883	$15.45	$59,992	6,074 Direct	+177.23%	Acquired	999.8% (price as of 2026-08-21)
Jan. 2, 2009	VRTS	A	2,191	$10.50	$23,006	2,191 Direct	—	Acquired	1518.3% (price as of 2026-08-21)
Sept. 29, 2006	BEN	F	1,056	$105.75	$111,672	23,610 Direct	-4.28%	Disposed	-1.9% (price as of 2026-08-21)
Sept. 14, 2006	BEN	M	7,600	$36.30	$275,880	9,561 Direct	-44.29%	Disposed	185.7% (price as of 2026-08-21)
Sept. 14, 2006	BEN	S	7,600	$104.06	$790,856	24,666 Direct	-23.55%	Disposed	-0.3% (price as of 2026-08-21)
Sept. 14, 2006	BEN	M	7,600	$36.30	$275,880	32,266 Direct	+30.81%	Acquired	185.7% (price as of 2026-08-21)
July 31, 2006	BEN	D	75	$91.45	$6,859	24,652 Direct	-0.30%	Disposed	13.4% (price as of 2026-08-21)
Jan. 31, 2006	BEN	S	16	$98.50	$1,576	23,992 Direct	-0.07%	Disposed	5.3% (price as of 2026-08-21)
Dec. 29, 2005	BEN	S	611	$94.48	$57,727	23,967 Direct	-2.49%	Disposed	9.8% (price as of 2026-08-21)
Nov. 3, 2005	BEN	A	2,937	$89.39	$262,538	24,578 Direct	+13.57%	Acquired	16.0% (price as of 2026-08-21)
Nov. 2, 2005	BEN	M	7,033	$37.27	$262,120	1,547 Direct	-81.97%	Disposed	178.3% (price as of 2026-08-21)
Nov. 2, 2005	BEN	M	15,445	$31.95	$493,468	0 Direct	-100.00%	Disposed	224.6% (price as of 2026-08-21)
Nov. 2, 2005	BEN	S	22,478	$89.44	$2,010,432	21,641 Direct	-50.95%	Disposed	16.0% (price as of 2026-08-21)
Nov. 2, 2005	BEN	M	15,445	$31.95	$493,468	44,119 Direct	+53.86%	Acquired	224.6% (price as of 2026-08-21)
Nov. 2, 2005	BEN	M	7,033	$37.27	$262,120	28,674 Direct	+32.50%	Acquired	178.3% (price as of 2026-08-21)
Oct. 3, 2005	BEN	S	1,180	$83.34	$98,341	21,641 Direct	-5.17%	Disposed	24.4% (price as of 2026-08-21)
Aug. 1, 2005	BEN	S	108	$81.46	$8,798	22,821 Direct	-0.47%	Disposed	27.3% (price as of 2026-08-21)
Feb. 1, 2005	BEN	S	50	$67.58	$3,379	22,538 Direct	-0.22%	Disposed	53.5% (price as of 2026-08-21)
Jan. 31, 2005	BEN	A	125	$67.58	$8,448	22,588 Direct	+0.56%	Acquired	53.5% (price as of 2026-08-21)
Dec. 15, 2004	BEN	S	4,000	$68.11	$272,440	22,462 Direct	-15.12%	Disposed	52.3% (price as of 2026-08-21)
Nov. 15, 2004	BEN	A	4,000	—	—	26,462 Direct	+17.81%	Acquired	(price as of 2026-08-21)
Nov. 8, 2004	BEN	A	3,607	$55.81	$201,307	22,462 Direct	+19.13%	Acquired	85.8% (price as of 2026-08-21)
Oct. 1, 2004	BEN	S	691	$55.55	$38,385	18,855 Direct	-3.54%	Disposed	86.7% (price as of 2026-08-21)
Aug. 2, 2004	BEN	S	81	$48.28	$3,911	19,546 Direct	-0.41%	Disposed	114.8% (price as of 2026-08-21)
July 30, 2004	BEN	A	251	$48.28	$12,118	19,628 Direct	+1.30%	Acquired	114.8% (price as of 2026-08-21)
Feb. 2, 2004	BEN	S	67	$57.46	$3,850	18,625 Direct	-0.36%	Disposed	80.5% (price as of 2026-08-21)
Jan. 30, 2004	BEN	A	168	$57.46	$9,653	18,692 Direct	+0.91%	Acquired	80.5% (price as of 2026-08-21)
Nov. 12, 2003	BEN	A	15,000	$48.98	$734,700	15,000 Direct	—	Acquired	111.7% (price as of 2026-08-21)
Nov. 12, 2003	BEN	A	2,316	—	—	18,524 Direct	+14.29%	Acquired	(price as of 2026-08-21)
Oct. 1, 2003	BEN	S	532	$44.20	$23,514	16,208 Direct	-3.18%	Disposed	134.6% (price as of 2026-08-21)
Sept. 11, 2003	BEN	M	16,667	$38.38	$639,679	8,333 Direct	-66.67%	Disposed	170.2% (price as of 2026-08-21)
Sept. 11, 2003	BEN	M	8,334	$37.38	$311,525	16,666 Direct	-33.34%	Disposed	177.4% (price as of 2026-08-21)
Sept. 11, 2003	BEN	S	8,334	$44.30	$369,196	16,740 Direct	-33.24%	Disposed	134.1% (price as of 2026-08-21)
Sept. 11, 2003	BEN	M	8,334	$37.38	$311,525	25,074 Direct	+49.78%	Acquired	177.4% (price as of 2026-08-21)
Sept. 11, 2003	BEN	S	16,667	$44.30	$738,348	16,740 Direct	-49.89%	Disposed	134.1% (price as of 2026-08-21)
Sept. 11, 2003	BEN	M	16,667	$38.38	$639,679	33,407 Direct	+99.56%	Acquired	170.2% (price as of 2026-08-21)
Sept. 2, 2003	BEN	M	1,500	$28.19	$42,285	0 Direct	-100.00%	Disposed	267.9% (price as of 2026-08-21)
Sept. 2, 2003	BEN	S	1,500	$44.33	$66,495	16,740 Direct	-8.22%	Disposed	133.9% (price as of 2026-08-21)
Sept. 2, 2003	BEN	M	1,500	$28.19	$42,285	18,240 Direct	+8.96%	Acquired	267.9% (price as of 2026-08-21)
Aug. 1, 2003	BEN	S	58	$43.82	$2,542	16,490 Direct	-0.35%	Disposed	136.7% (price as of 2026-08-21)
July 31, 2003	BEN	A	180	$43.82	$7,888	16,548 Direct	+1.10%	Acquired	136.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 14, 2006	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10	—	Nov. 19, 2011	7,600	Disposed
Nov. 2, 2005	BEN	Employee Stock Options (Right to Buy)	Common Stock, par value $.10	—	Nov. 16, 2010	7,033	Disposed
Nov. 2, 2005	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10	—	Nov. 9, 2012	15,445	Disposed
Nov. 12, 2003	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10 (15,000)	$48.98	Nov. 11, 2013	15,000	Acquired
Sept. 11, 2003	BEN	Employee Stock Options (Right to Buy)	Common Stock, par value $.10 (16,667)	$38.38	Nov. 16, 2010	16,667	Disposed
Sept. 11, 2003	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10 (8,334)	$37.38	Nov. 19, 2011	8,334	Disposed
Sept. 2, 2003	BEN	Employee Stock Option (right to buy)	Common Stock, par value $.10 (1,500)	$28.19	March 31, 2004	1,500	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).