Insider at

04

Insider transactions

05
0 buys (P) 7 sells (S) Net: $-9,977,618 + 49 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

49 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 2, 2026 MIAX S 10b5-1 44,445 $40.49 $1,799,578 839,564 Direct -5.03% Disposed -18.5% (price as of 2026-10-02)
Aug. 4, 2026 MIAX S 10b5-1 44,445 $45.69 $2,030,692 882,984 Direct -4.79% Disposed -27.8% (price as of 2026-10-02)
July 13, 2026 MIAX S 10b5-1 28,000 $41.98 $1,175,440 882,984 Direct -3.07% Disposed -21.4% (price as of 2026-10-02)
July 2, 2026 MIAX S 10b5-1 28,000 $41.22 $1,154,160 882,984 Direct -3.07% Disposed -19.9% (price as of 2026-10-02)
June 2, 2026 MIAX S 10b5-1 28,000 $42.85 $1,199,800 843,844 Direct -3.21% Disposed -23.0% (price as of 2026-10-02)
May 4, 2026 MIAX S 10b5-1 28,000 $47.26 $1,323,280 843,844 Direct -3.21% Disposed -30.2% (price as of 2026-10-02)
April 15, 2026 MIAX S 10b5-1 29,667 $43.64 $1,294,668 843,844 Direct -3.40% Disposed -24.4% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 2, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (44,445) $12.00 May 28, 2028 44,445 Disposed
Aug. 4, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (44,445) $12.00 May 28, 2028 44,445 Disposed
July 13, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (28,000) $12.00 Aug. 2, 2026 28,000 Disposed
July 2, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (28,000) $12.00 Aug. 2, 2026 28,000 Disposed
June 16, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (37,778) $40.24 June 15, 2036 37,778 Acquired
June 16, 2026 MIAX Incentive Stock Option (Right to Buy) Common Stock (2,485) $40.24 June 15, 2036 2,485 Acquired
June 2, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (28,000) $12.00 Aug. 2, 2026 28,000 Disposed
May 4, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (28,000) $12.00 Aug. 2, 2026 28,000 Disposed
April 15, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (29,667) $12.00 Aug. 2, 2026 29,667 Disposed
March 9, 2026 MIAX Incentive Stock Option (Right to Buy) Common Stock (8,333) · Aug. 2, 2026 8,333 Disposed
March 9, 2026 MIAX Incentive Stock Option (Right to Buy) Common Stock (8,333) · July 31, 2029 8,333 Disposed
March 9, 2026 MIAX Incentive Stock Option (Right to Buy) Common Stock (16,666) · May 28, 2028 16,666 Disposed
Aug. 15, 2025 MIAX Series B Preferred Stock Common Stock (100,500) · · 100,500 Disposed
Aug. 15, 2025 MIAX Nonvoting Common Stock Common Stock (130,617) · · 130,617 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (8,333) · Aug. 2, 2026 8,333 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (8,333) · Aug. 2, 2026 8,333 Acquired
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (16,666) · May 28, 2028 16,666 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (16,666) · May 28, 2028 16,666 Acquired
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (8,333) · July 31, 2029 8,333 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (8,333) · July 31, 2029 8,333 Acquired
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Nonvoting Common Stock (13,140) · Jan. 27, 2031 13,140 Disposed
Aug. 15, 2025 MIAX Incentive Stock Option (Right to Buy) Common Stock (13,140) · Jan. 27, 2031 13,140 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (141,667) · Aug. 2, 2026 141,667 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (141,667) · Aug. 2, 2026 141,667 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (133,334) · May 28, 2028 133,334 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (133,334) · May 28, 2028 133,334 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (141,667) · July 31, 2029 141,667 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (141,667) · July 31, 2029 141,667 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (136,860) · Jan. 27, 2031 136,860 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (136,860) · Jan. 27, 2031 136,860 Acquired
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Nonvoting Common Stock (150,000) · Sept. 9, 2031 150,000 Disposed
Aug. 15, 2025 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (150,000) · Sept. 9, 2031 150,000 Acquired
Aug. 13, 2025 MIAX Nonvoting Common Stock Common Stock (25,050) · · 25,050 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 13, 2025 MIAX Common Stock 868,918 Direct
Aug. 13, 2025 MIAX Series B Preferred Stock→ Common Stock (100,500) 100,500 Direct
Aug. 13, 2025 MIAX Nonvoting Common Stock→ Common Stock (155,667) 155,667 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (8,333) 8,333 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (16,666) 16,666 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (8,333) 8,333 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (13,140) 13,140 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Common Stock (10,080) 10,080 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Common Stock (4,980) 4,980 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Common Stock (4,464) 4,464 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (141,667) 141,667 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (133,334) 133,334 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (141,667) 141,667 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (136,860) 136,860 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (150,000) 150,000 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (114,920) 114,920 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (95,020) 95,020 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (70,536) 70,536 Direct