Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 64 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

64 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 2, 2018 PRU S 10b5-1 16,801 $115.17 $1,934,971 20,526 Direct -45.01% Disposed -2.2% (price as of 2026-10-02)
March 2, 2017 PRU S 13,334 $113.11 $1,508,209 28,569 Direct -31.82% Disposed -0.5% (price as of 2026-10-02)
March 2, 2017 PRU S 20,409 $112.72 $2,300,502 41,903 Direct -32.75% Disposed -0.1% (price as of 2026-10-02)
Nov. 14, 2016 PRU S 10b5-1 22,368 $100.00 $2,236,800 35,999 Direct -38.32% Disposed 12.6% (price as of 2026-10-02)
Nov. 9, 2016 PRU S 10b5-1 13,506 $90.00 $1,215,540 35,999 Direct -27.28% Disposed 25.1% (price as of 2026-10-02)
Nov. 9, 2016 PRU S 10b5-1 7,830 $93.00 $728,190 49,505 Direct -13.66% Disposed 21.1% (price as of 2026-10-02)
Dec. 1, 2015 PRU S 10b5-1 6,964 $87.05 $606,216 33,154 Direct -17.36% Disposed 29.4% (price as of 2026-10-02)
Dec. 12, 2014 PRU S 8,385 $87.18 $731,004 30,186 Direct -21.74% Disposed 29.2% (price as of 2026-10-02)
May 30, 2013 PRU S 8,736 $70.30 $614,141 25,803 Direct -25.29% Disposed 60.2% (price as of 2026-10-02)
Dec. 6, 2012 PRU S 6,386 $52.36 $334,371 25,964 Direct -19.74% Disposed 115.0% (price as of 2026-10-02)
Dec. 6, 2012 PRU S 8,487 $52.36 $444,379 23,863 Direct -26.23% Disposed 115.0% (price as of 2026-10-02)
Feb. 13, 2012 PRU S 6,964 $59.94 $417,422 23,863 Direct -22.59% Disposed 87.9% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 12, 2019 PRU 2019 Performance Shares Common Stock (4,419) · · 4,419 Acquired
Feb. 12, 2019 PRU 2019 Employee Stock Option (Right to Buy) Common Stock (6,896) $93.36 Feb. 12, 2029 6,896 Acquired
Feb. 12, 2019 PRU 2016 Performance Shares Common Stock (5,715) · · 5,715 Disposed
Feb. 13, 2018 PRU 2018 Performance Shares Common Stock (3,384) · · 3,384 Acquired
Feb. 13, 2018 PRU 2018 Employee Stock Option (Right to Buy) Common Stock (4,471) $106.89 Feb. 13, 2028 4,471 Acquired
Feb. 13, 2018 PRU 2015 Performance Shares Common Stock (4,745) · · 4,745 Disposed
Jan. 2, 2018 PRU 2015 Employee Stock Option (Right to Buy) Common Stock (8,758) $78.08 Feb. 10, 2025 8,758 Disposed
March 2, 2017 PRU 2011 Employee Stock Option (Right to Buy) Common Stock (17,067) $64.01 Feb. 8, 2021 17,067 Disposed
March 2, 2017 PRU 2014 Employee Stock Option (Right to Buy) Common Stock (6,927) $84.53 Feb. 11, 2024 6,927 Disposed
Feb. 14, 2017 PRU 2014 Performance Shares Common Stock (2,717) · · 2,717 Disposed
Feb. 14, 2017 PRU 2017 Performance Shares Common Stock (3,912) · · 3,912 Acquired
Feb. 14, 2017 PRU 2017 Employee Stock Option (Right to Buy) Common Stock (5,061) $110.45 Feb. 14, 2027 5,061 Acquired
Nov. 14, 2016 PRU 2/10/09 Employee Stock Option (Right to Buy) Common Stock (22,368) $25.30 Feb. 10, 2019 22,368 Disposed
Nov. 9, 2016 PRU 2/12/08 Employee Stock Option (Right to Buy) Common Stock (13,506) $69.03 Feb. 12, 2018 13,506 Disposed
Nov. 9, 2016 PRU 2/13/07 Employee Stock Option (Right to Buy) Common Stock (7,830) $91.73 Feb. 13, 2017 7,830 Disposed
Feb. 9, 2016 PRU 2013 Performance Shares Common Stock (2,784) · · 2,784 Disposed
Feb. 9, 2016 PRU 2016 Performance Shares Common Stock (5,715) · · 5,715 Acquired
Feb. 9, 2016 PRU 2016 Employee Stock Option (Right to Buy) Common Stock (17,351) $63.59 Feb. 9, 2026 17,351 Acquired
Dec. 1, 2015 PRU 2/14/06 Employee Stock Option (Right to Buy) Common Stock (6,964) $76.15 Feb. 14, 2016 6,964 Disposed
Feb. 10, 2015 PRU 2015 Employee Stock Option (Right to Buy) Common Stock (13,138) $78.08 Feb. 10, 2025 13,138 Acquired
Feb. 10, 2015 PRU 2015 Performance Shares Common Stock (4,745) · · 4,745 Acquired
Feb. 10, 2015 PRU 2012 Performance Shares Common Stock (2,896) · · 2,896 Disposed
Dec. 12, 2014 PRU 2/8/05 Employee Stock Option (Right to Buy) Common Stock (8,385) $55.75 Feb. 8, 2015 8,385 Disposed
Feb. 11, 2014 PRU 2011 Performance Shares Common Stock (2,614) · · 2,614 Disposed
Feb. 11, 2014 PRU 2014 Employee Stock Option (Right to Buy) Common Stock (6,927) $84.53 Feb. 11, 2024 6,927 Acquired
Feb. 11, 2014 PRU 2014 Performance Shares Common Stock (2,717) · · 2,717 Acquired
May 30, 2013 PRU 2/10/04 Employee Stock Option (right to buy) Common Stock (8,736) $45.00 Feb. 10, 2014 8,736 Disposed
Feb. 12, 2013 PRU 2013 Performance Shares Common Stock (2,784) · · 2,784 Acquired
Feb. 12, 2013 PRU 2013 Employee Stock Option (right to buy) Common Stock (23,256) $57.00 Feb. 12, 2023 23,256 Acquired
Feb. 12, 2013 PRU 2010 Performance Shares Common Stock (2,488) · · 2,488 Disposed
Dec. 6, 2012 PRU 2/11/03 Employee Stock Option (right to buy) Common Stock (8,487) $29.90 Feb. 11, 2013 8,487 Disposed
Feb. 14, 2012 PRU 2012 Employee Stock Option (right to buy) Common Stock (21,053) $59.41 Feb. 14, 2022 21,053 Acquired
Feb. 14, 2012 PRU 2012 Performance Shares Common Stock (2,896) · · 2,896 Acquired
Feb. 14, 2012 PRU 2012 Employee Stock Option (right to buy) Common Stock (20,177) $59.41 Feb. 14, 2022 20,177 Acquired
Feb. 13, 2012 PRU 6/19/02 Employee Stock Option (right to buy) Common Stock (9,897) $33.95 June 19, 2012 9,897 Disposed
Feb. 10, 2012 PRU 2/10/09 Restricted Stock Units Common Stock (12,703) · · 12,703 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 15 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 19, 2011 PRU Common Stock 12,075 Direct
May 19, 2011 PRU Common Stock 729 Indirect
May 19, 2011 PRU 2/10/04 Employee Stock Option (right to buy)→ Common Stock (8,736) 8,736 Direct
May 19, 2011 PRU 2/10/09 Employee Stock Option (right to buy)→ Common Stock (22,368) 22,368 Direct
May 19, 2011 PRU 2/10/09 Restricted Stock Units→ Common Stock (12,703) 12,703 Direct
May 19, 2011 PRU 2/11/03 Employee Stock Option (right to buy)→ Common Stock (8,487) 8,487 Direct
May 19, 2011 PRU 2/12/08 Employee Stock Option (right to buy)→ Common Stock (13,506) 13,506 Direct
May 19, 2011 PRU 2/13/07 Employee Stock Option (right to buy)→ Common Stock (7,830) 7,830 Direct
May 19, 2011 PRU 2/14/06 Employee Stock Option (right to buy)→ Common Stock (6,964) 6,964 Direct
May 19, 2011 PRU 2/8/05 Employee Stock Option (right to buy)→ Common Stock (8,385) 8,385 Direct
May 19, 2011 PRU 2010 Employee Stock Option (right to buy)→ Common Stock (13,514) 13,514 Direct
May 19, 2011 PRU 2010 Performance Shares→ Common Stock (2,488) 2,488 Direct
May 19, 2011 PRU 2011 Employee Stock Option (right to buy)→ Common Stock (17,067) 17,067 Direct
May 19, 2011 PRU 2011 Performance Shares→ Common Stock (2,614) 2,614 Direct
May 19, 2011 PRU 6/19/02 Employee Stock Option (right to buy)→ Common Stock (9,897) 9,897 Direct