Barbara L Lowenthal

Insider

First SEC filing: Oct. 24, 2008 · Latest: Oct. 24, 2008

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

JEF selling Nov. 11, 2010

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 13, 2012	JEF	A	65,000	—	—	65,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 6, 2010	JEF	A	65,000	—	—	65,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 11, 2010	JEF	M	36,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 11, 2010	JEF	S	36,000	$26.92	$969,120	38,788 Direct	-48.14%	Disposed	124.8% (price as of 2026-08-20)
Nov. 11, 2010	JEF	M	36,000	$21.75	$783,000	74,788 Direct	+92.81%	Acquired	178.2% (price as of 2026-08-20)
Oct. 22, 2008	JEF	A	65,000	—	—	65,000 Direct	—	Acquired	(price as of 2026-08-20)
June 17, 2008	JEF	M	28,029	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 17, 2008	JEF	S	5,000	$51.03	$255,150	38,788 Direct	-11.42%	Disposed	18.6% (price as of 2026-08-20)
June 17, 2008	JEF	S	2,241	$50.93	$114,134	43,788 Direct	-4.87%	Disposed	18.8% (price as of 2026-08-20)
June 17, 2008	JEF	M	28,029	$10.25	$287,297	46,029 Direct	+155.72%	Acquired	490.3% (price as of 2026-08-20)
March 23, 2007	JEF	M	24,000	—	—	36,000 Direct	-40.00%	Disposed	(price as of 2026-08-20)
March 23, 2007	JEF	M	19,971	—	—	28,029 Direct	-41.61%	Disposed	(price as of 2026-08-20)
March 23, 2007	JEF	S	43,971	$29.92	$1,315,612	18,000 Direct	-70.95%	Disposed	102.2% (price as of 2026-08-20)
March 23, 2007	JEF	M	24,000	$21.75	$522,000	61,971 Direct	+63.21%	Acquired	178.2% (price as of 2026-08-20)
March 23, 2007	JEF	M	19,971	$10.25	$204,703	37,971 Direct	+110.95%	Acquired	490.3% (price as of 2026-08-20)
Dec. 11, 2006	JEF	A	65,000	—	—	65,000 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2006	JEF	M	9,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 15, 2006	JEF	M	9,000	$15.08	$135,720	9,000 Direct	—	Acquired	702.5% (price as of 2026-08-20)
Dec. 9, 2004	JEF	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 10, 2003	JEF	M	4,000	—	—	16,000 Direct	-20.00%	Disposed	(price as of 2026-08-20)
Sept. 10, 2003	JEF	M	9,000	—	—	6,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Sept. 10, 2003	JEF	S	12,900	$37.65	$485,685	0 Direct	-100.00%	Disposed	382.1% (price as of 2026-08-20)
Sept. 10, 2003	JEF	S	100	$37.69	$3,769	12,900 Direct	-0.77%	Disposed	381.6% (price as of 2026-08-20)
Sept. 10, 2003	JEF	M	4,000	$30.74	$122,960	13,000 Direct	+44.44%	Acquired	490.5% (price as of 2026-08-20)
Sept. 10, 2003	JEF	M	9,000	$22.62	$203,580	9,000 Direct	—	Acquired	702.5% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 13, 2012	JEF	Options to Purchase Common Shares	Common Shares (65,000)	$23.22	Jan. 2, 2019	65,000	Acquired
Dec. 6, 2010	JEF	Options to Purchase Common Shares	Common Shares (65,000)	$27.54	Jan. 3, 2017	65,000	Acquired
Nov. 11, 2010	JEF	Employee Stock Option to Purchase Common Shares	Common Shares (36,000)	$21.75	Jan. 2, 2011	36,000	Disposed
Oct. 22, 2008	JEF	Options to Purchase Common Shares	Common Shares (65,000)	$27.88	Oct. 22, 2014	65,000	Acquired
June 17, 2008	JEF	Employee Option To Purchase Common Shares	Common Shares (28,029)	$10.25	July 11, 2008	28,029	Disposed
March 23, 2007	JEF	Employee Stock Option to Purchase Common	Common Shares (24,000)	$21.75	Jan. 2, 2011	24,000	Disposed
March 23, 2007	JEF	Employee Stock Option to Purchase Common	Common Shares (19,971)	$10.25	July 11, 2008	19,971	Disposed
Dec. 11, 2006	JEF	Options to Purchase Common Shares	Common Shares (65,000)	$27.34	Jan. 1, 2013	65,000	Acquired
May 15, 2006	JEF	Option to Purchase Common Shares	Common Shares (9,000)	$15.08	May 19, 2006	9,000	Disposed
Dec. 9, 2004	JEF	Options to Purchase Common Shares	Common Shares (30,000)	$43.51	Jan. 6, 2011	30,000	Acquired
Sept. 10, 2003	JEF	Option to Purchase Common Shares	Common Shares (4,000)	$30.74	July 11, 2008	4,000	Disposed
Sept. 10, 2003	JEF	Option to Purchase Common Shares	Common Shares (9,000)	$22.62	May 19, 2006	9,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).