Barbara M Baumann

CIK 1198299 · View on SEC EDGAR ↗

Insider

First SEC filing: March 12, 2020 · Latest: March 12, 2020

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 49 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

49 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 6, 2016 DVN P 8,200 $30.44 $249,608 21,320 Direct +62.50% Acquired 62.4% (price as of 2026-08-20)
July 6, 2015 DVN P 4,500 $56.58 $254,610 13,120 Direct +52.20% Acquired -12.7% (price as of 2026-08-20)
Aug. 2, 2013 SM S 11,428 $70.12 $801,331 39,674 Direct -22.36% Disposed -46.0% (price as of 2026-08-20)
Dec. 13, 2012 SM S 4,462 $47.05 $209,937 36,024 Direct -11.02% Disposed -19.5% (price as of 2026-08-20)
Oct. 1, 2012 SM S 10b5-1 4,462 $54.70 $244,071 36,024 Direct -11.02% Disposed -30.7% (price as of 2026-08-20)
June 1, 2012 SM S 10b5-1 4,462 $52.06 $232,292 36,024 Direct -11.02% Disposed -27.2% (price as of 2026-08-20)
March 14, 2012 SM S 13,080 $80.24 $1,049,539 32,148 Direct -28.92% Disposed -52.8% (price as of 2026-08-20)
July 2, 2010 PCF P 100 $7.64 $764 100 Direct Acquired -30.2% (price as of 2026-08-20)
July 2, 2010 PMM P 100 $7.31 $731 100 Direct Acquired -13.4% (price as of 2026-08-20)
July 2, 2010 PIM P 100 $6.20 $620 100 Direct Acquired -48.9% (price as of 2026-08-20)
July 2, 2010 PMO P 100 $11.48 $1,148 100 Direct Acquired -9.1% (price as of 2026-08-20)
July 2, 2010 PPT P 100 $6.51 $651 100 Direct Acquired -47.3% (price as of 2026-08-20)
June 27, 2008 SM S 1,300 $62.00 $80,600 18,468 Direct -6.58% Disposed -38.9% (price as of 2026-08-20)
June 27, 2008 SM S 2,100 $62.00 $130,200 19,768 Direct -9.60% Disposed -38.9% (price as of 2026-08-20)
June 27, 2008 SM S 700 $61.99 $43,393 21,868 Direct -3.10% Disposed -38.9% (price as of 2026-08-20)
June 27, 2008 SM S 900 $61.97 $55,773 22,568 Direct -3.84% Disposed -38.9% (price as of 2026-08-20)
June 27, 2008 SM S 470 $61.90 $29,093 23,468 Direct -1.96% Disposed -38.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 2, 2013 SM Stock Options (Right-To-Buy) Common Stock (11,428) $14.25 Dec. 31, 2013 11,428 Disposed
Dec. 13, 2012 SM Stock Options (Right-To-Buy) Common Stock (4,462) $12.50 Dec. 31, 2012 4,462 Disposed
Oct. 1, 2012 SM Stock Options (Right-To-Buy) Common Stock (4,462) $12.50 Dec. 31, 2012 4,462 Disposed
June 1, 2012 SM Stock Options (Right-To-Buy) Common Stock (4,462) $12.50 Dec. 31, 2012 4,462 Disposed
March 14, 2012 SM Stock Options (Right-To-Buy) Common Stock (13,080) $12.08 May 23, 2012 13,080 Disposed
Feb. 28, 2009 SM Restricted Stock Units Common Stock (784) Feb. 28, 2009 784 Disposed
Feb. 28, 2008 SM Restricted Stock Units Common Stock (2,355) Feb. 28, 2008 2,355 Disposed
Feb. 28, 2006 SM Restricted Stock Units Common Stock (3,139) 3,139 Acquired
Feb. 28, 2006 SM Restricted Stock Units Common Stock (6,680) 6,680 Acquired
Dec. 31, 2004 SM Stock Option (Right to Buy) Common Stock (4,886) $41.74 Dec. 31, 2014 4,886 Acquired
Dec. 31, 2003 SM Stock Option (right to buy) Common Stock (5,714) $28.50 Dec. 31, 2013 5,714 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 12, 2020 NFG Common Stock 2,200 Direct
May 20, 2011 CVI No securities are beneficially owned. 0 Direct