Barclay A Phillips

CIK 1265801 · View on SEC EDGAR ↗

Insider

First SEC filing: July 3, 2013 · Latest: July 3, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 31, 2017 NVAX P 2,057 $0.89 $1,831 38,669 Direct +5.62% Acquired -52.0% (price as of 2026-08-19)
May 11, 2017 NVAX P 25,000 $0.84 $21,000 36,612 Direct +215.29% Acquired -49.2% (price as of 2026-08-19)
Jan. 31, 2017 NVAX P 1,633 $1.12 $1,829 11,612 Direct +16.36% Acquired -61.9% (price as of 2026-08-19)
July 31, 2016 NVAX P 422 $4.29 $1,810 9,979 Direct +4.42% Acquired -90.0% (price as of 2026-08-19)
Jan. 31, 2016 NVAX P 405 $4.38 $1,774 9,557 Direct +4.43% Acquired -90.3% (price as of 2026-08-19)
Aug. 20, 2015 NVAX S 10,000 $12.81 $128,100 9,152 Direct -52.21% Disposed -96.7% (price as of 2026-08-19)
Aug. 19, 2015 NVAX S 18,656 $13.20 $246,259 19,152 Direct -49.34% Disposed -96.8% (price as of 2026-08-19)
July 31, 2015 NVAX P 764 $2.28 $1,742 37,808 Direct +2.06% Acquired -81.3% (price as of 2026-08-19)
Jan. 31, 2015 NVAX P 8,388 $2.28 $19,125 37,044 Direct +29.27% Acquired -81.3% (price as of 2026-08-19)
Oct. 3, 2014 NVAX P 5,000 $4.11 $20,550 28,656 Direct +21.14% Acquired -89.6% (price as of 2026-08-19)
July 31, 2014 NVAX P 8,788 $2.28 $20,037 23,656 Direct +59.11% Acquired -81.3% (price as of 2026-08-19)
March 25, 2014 NVAX P 5,000 $4.24 $21,200 14,868 Direct -25.17% Disposed -89.9% (price as of 2026-08-19)
March 25, 2014 NVAX P 5,000 $4.24 $21,200 14,868 Direct +50.67% Acquired -89.9% (price as of 2026-08-19)
Jan. 31, 2014 NVAX P 9,868 $2.29 $22,598 9,868 Direct — Acquired -81.4% (price as of 2026-08-19)
June 12, 2013 NVAX P 0 — — 0 Direct — Acquired (price as of 2026-08-19)
June 12, 2013 NVAX P 50,000 $1.90 $95,000 200,000 Direct +33.33% Acquired -77.5% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 5, 2026 IMUX Stock Option Common Stock (25,370) $14.80 July 5, 2036 25,370 Acquired
June 29, 2026 IMUX Stock Option Common Stock (25,370) $10.90 March 27, 2036 25,370 Acquired
June 5, 2025 IMUX Stock Option Common Stock (150,000) $0.77 June 5, 2035 150,000 Acquired
June 11, 2024 IMUX Stock Option Common Stock (100,000) $1.27 June 11, 2034 100,000 Acquired
March 4, 2024 IMUX Stock Option Common Stock (64,959) $1.72 — 64,959 Acquired
March 4, 2024 IMUX Stock Option Common Stock (10,000) $3.40 June 15, 2032 10,000 Disposed
March 4, 2024 IMUX Stock Option Common Stock (10,000) $14.77 June 10, 2031 10,000 Disposed
March 4, 2024 IMUX Stock Option Common Stock (15,000) $12.30 July 2, 2030 15,000 Disposed
March 4, 2024 IMUX Stock Option Common Stock (9,986) $7.63 Nov. 14, 2029 9,986 Disposed
March 4, 2024 IMUX Stock Option Common Stock (29,959) $7.63 Nov. 14, 2029 19,973 Disposed
June 28, 2023 IMUX Stock Option Common Stock (16,000) $1.94 June 28, 2033 16,000 Acquired
June 15, 2022 IMUX Stock Option Common Stock (10,000) $3.40 June 15, 2032 10,000 Acquired
June 10, 2021 IMUX Stock Option Common Stock (10,000) $14.77 June 10, 2031 10,000 Acquired
July 2, 2020 IMUX Stock Option Common Stock (15,000) $12.30 July 1, 2030 15,000 Acquired
Nov. 18, 2019 IMUX Stock Option Common Stock (29,959) $7.63 Nov. 14, 2019 29,959 Acquired
Nov. 14, 2016 NVAX Stock Option (Right to Buy) Common Stock (125,000) $1.35 Nov. 14, 2026 125,000 Acquired
Nov. 14, 2016 NVAX Stock Option (Right to Buy) Common Stock (125,000) $1.35 Nov. 14, 2026 125,000 Acquired
March 15, 2016 NVAX Stock Option (Right to buy) Common Stock (225,000) $4.99 March 15, 2026 225,000 Acquired
March 5, 2015 NVAX Stock Option (Right to buy) Common Stock (200,000) $8.94 March 5, 2025 200,000 Acquired
March 6, 2014 NVAX Stock Option (Right to buy) Common Stock (150,000) $6.05 March 6, 2024 150,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 3, 2013 NVAX Options-right to buy→ Common Stock (300,000) 300,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NVAX

CFO and Treasurer
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $363,250 — — $790,315 — — $7,500 $1,161,065
2015 $351,250 — — $872,000 $122,938 — $6,487 $1,352,675
2014 $330,000 — — $380,130 $139,755 — $5,507 $855,392

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.