Barclay A Phillips
First SEC filing: July 3, 2013 · Latest: July 3, 2013
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 5, 2026 | IMUX | A | 25,370 | · | · | 25,370 Direct | · | Acquired | (price as of 2026-10-02) |
| June 29, 2026 | IMUX | A | 25,370 | · | · | 25,370 Direct | · | Acquired | (price as of 2026-10-02) |
| June 5, 2025 | IMUX | A | 150,000 | · | · | 150,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 11, 2024 | IMUX | A | 100,000 | · | · | 100,000 Direct | · | Acquired | (price as of 2026-10-02) |
| March 4, 2024 | IMUX | A | 64,959 | · | · | 64,959 Direct | · | Acquired | (price as of 2026-10-02) |
| March 4, 2024 | IMUX | D | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 4, 2024 | IMUX | D | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 4, 2024 | IMUX | D | 15,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 4, 2024 | IMUX | D | 9,986 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 4, 2024 | IMUX | D | 19,973 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 28, 2023 | IMUX | A | 16,000 | · | · | 16,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 15, 2022 | IMUX | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 10, 2021 | IMUX | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 2, 2020 | IMUX | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 18, 2019 | IMUX | A | 29,959 | · | · | 29,959 Direct | · | Acquired | (price as of 2026-10-02) |
| July 31, 2017 | NVAX | P | 2,057 | $0.89 | $1,831 | 38,669 Direct | +5.62% | Acquired | -41.2% (price as of 2026-10-02) |
| May 11, 2017 | NVAX | P | 25,000 | $0.84 | $21,000 | 36,612 Direct | +215.29% | Acquired | -37.7% (price as of 2026-10-02) |
| Jan. 31, 2017 | NVAX | P | 1,633 | $1.12 | $1,829 | 11,612 Direct | +16.36% | Acquired | -53.3% (price as of 2026-10-02) |
| Nov. 14, 2016 | NVAX | A | 125,000 | · | · | 125,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 14, 2016 | NVAX | A | 125,000 | · | · | 125,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 31, 2016 | NVAX | P | 422 | $4.29 | $1,810 | 9,979 Direct | +4.42% | Acquired | -87.8% (price as of 2026-10-02) |
| March 15, 2016 | NVAX | A | 225,000 | · | · | 225,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2016 | NVAX | P | 405 | $4.38 | $1,774 | 9,557 Direct | +4.43% | Acquired | -88.1% (price as of 2026-10-02) |
| Aug. 20, 2015 | NVAX | S | 10,000 | $12.81 | $128,100 | 9,152 Direct | -52.21% | Disposed | -95.9% (price as of 2026-10-02) |
| Aug. 19, 2015 | NVAX | S | 18,656 | $13.20 | $246,259 | 19,152 Direct | -49.34% | Disposed | -96.0% (price as of 2026-10-02) |
| July 31, 2015 | NVAX | P | 764 | $2.28 | $1,742 | 37,808 Direct | +2.06% | Acquired | -77.1% (price as of 2026-10-02) |
| March 5, 2015 | NVAX | A | 200,000 | · | · | 200,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2015 | NVAX | P | 8,388 | $2.28 | $19,125 | 37,044 Direct | +29.27% | Acquired | -77.1% (price as of 2026-10-02) |
| Oct. 3, 2014 | NVAX | P | 5,000 | $4.11 | $20,550 | 28,656 Direct | +21.14% | Acquired | -87.3% (price as of 2026-10-02) |
| July 31, 2014 | NVAX | P | 8,788 | $2.28 | $20,037 | 23,656 Direct | +59.11% | Acquired | -77.1% (price as of 2026-10-02) |
| March 25, 2014 | NVAX | P | 5,000 | $4.24 | $21,200 | 14,868 Direct | -25.17% | Disposed | -87.7% (price as of 2026-10-02) |
| March 25, 2014 | NVAX | P | 5,000 | $4.24 | $21,200 | 14,868 Direct | +50.67% | Acquired | -87.7% (price as of 2026-10-02) |
| March 6, 2014 | NVAX | A | 150,000 | · | · | 450,000 Direct | +50.00% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2014 | NVAX | P | 9,868 | $2.29 | $22,598 | 9,868 Direct | · | Acquired | -77.2% (price as of 2026-10-02) |
| June 12, 2013 | NVAX | P | 0 | · | · | 0 Direct | · | Acquired | (price as of 2026-10-02) |
| June 12, 2013 | NVAX | P | 50,000 | $1.90 | $95,000 | 200,000 Direct | +33.33% | Acquired | -72.5% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 5, 2026 | IMUX | Stock Option | Common Stock | $14.80 | July 5, 2036 | 25,370 | Acquired |
| June 29, 2026 | IMUX | Stock Option | Common Stock | $10.90 | March 27, 2036 | 25,370 | Acquired |
| June 5, 2025 | IMUX | Stock Option | Common Stock | $0.77 | June 5, 2035 | 150,000 | Acquired |
| June 11, 2024 | IMUX | Stock Option | Common Stock | $1.27 | June 11, 2034 | 100,000 | Acquired |
| March 4, 2024 | IMUX | Stock Option | Common Stock | $1.72 | · | 64,959 | Acquired |
| March 4, 2024 | IMUX | Stock Option | Common Stock | $3.40 | June 15, 2032 | 10,000 | Disposed |
| March 4, 2024 | IMUX | Stock Option | Common Stock | $14.77 | June 10, 2031 | 10,000 | Disposed |
| March 4, 2024 | IMUX | Stock Option | Common Stock | $12.30 | July 2, 2030 | 15,000 | Disposed |
| March 4, 2024 | IMUX | Stock Option | Common Stock | $7.63 | Nov. 14, 2029 | 9,986 | Disposed |
| March 4, 2024 | IMUX | Stock Option | Common Stock | $7.63 | Nov. 14, 2029 | 19,973 | Disposed |
| June 28, 2023 | IMUX | Stock Option | Common Stock | $1.94 | June 28, 2033 | 16,000 | Acquired |
| June 15, 2022 | IMUX | Stock Option | Common Stock | $3.40 | June 15, 2032 | 10,000 | Acquired |
| June 10, 2021 | IMUX | Stock Option | Common Stock | $14.77 | June 10, 2031 | 10,000 | Acquired |
| July 2, 2020 | IMUX | Stock Option | Common Stock | $12.30 | July 1, 2030 | 15,000 | Acquired |
| Nov. 18, 2019 | IMUX | Stock Option | Common Stock | $7.63 | Nov. 14, 2019 | 29,959 | Acquired |
| Nov. 14, 2016 | NVAX | Stock Option (Right to Buy) | Common Stock | $1.35 | Nov. 14, 2026 | 125,000 | Acquired |
| Nov. 14, 2016 | NVAX | Stock Option (Right to Buy) | Common Stock | $1.35 | Nov. 14, 2026 | 125,000 | Acquired |
| March 15, 2016 | NVAX | Stock Option (Right to buy) | Common Stock | $4.99 | March 15, 2026 | 225,000 | Acquired |
| March 5, 2015 | NVAX | Stock Option (Right to buy) | Common Stock | $8.94 | March 5, 2025 | 200,000 | Acquired |
| March 6, 2014 | NVAX | Stock Option (Right to buy) | Common Stock | $6.05 | March 6, 2024 | 150,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 3, 2013 | NVAX | Options-right to buy | 300,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $363,250 | · | · | $790,315 | · | · | $7,500 | $1,161,065 |
| 2015 | $351,250 | · | · | $872,000 | $122,938 | · | $6,487 | $1,352,675 |
| 2014 | $330,000 | · | · | $380,130 | $139,755 | · | $5,507 | $855,392 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.