BARINGS LLC

CIK 9015 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 6, 2018 · Latest: Aug. 6, 2018

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Institution

View 13F portfolio

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

1 other filing hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 11, 2019 BBDC P 10b5-1 1 $9.71 $10 13,639,681 Direct 0.00% Acquired -2.4% (price as of 2026-08-19)
Feb. 8, 2019 BBDC P 10b5-1 30,441 $9.68 $294,669 13,639,680 Direct +0.22% Acquired -2.1% (price as of 2026-08-19)
Feb. 7, 2019 BBDC P 10b5-1 30,500 $9.70 $295,850 13,609,239 Direct +0.22% Acquired -2.3% (price as of 2026-08-19)
Feb. 6, 2019 BBDC P 10b5-1 29,330 $9.81 $287,727 13,578,739 Direct +0.22% Acquired -3.4% (price as of 2026-08-19)
Feb. 5, 2019 BBDC P 10b5-1 35,700 $9.85 $351,645 13,549,409 Direct +0.26% Acquired -3.8% (price as of 2026-08-19)
Feb. 4, 2019 BBDC P 10b5-1 21,661 $9.87 $213,794 13,513,709 Direct +0.16% Acquired -4.0% (price as of 2026-08-19)
Feb. 1, 2019 BBDC P 10b5-1 29,774 $9.87 $293,869 13,492,048 Direct +0.22% Acquired -4.0% (price as of 2026-08-19)
Jan. 31, 2019 BBDC P 10b5-1 23,505 $9.88 $232,229 13,462,274 Direct +0.17% Acquired -4.0% (price as of 2026-08-19)
Jan. 30, 2019 BBDC P 10b5-1 41,300 $9.86 $407,218 13,438,769 Direct +0.31% Acquired -3.9% (price as of 2026-08-19)
Jan. 29, 2019 BBDC P 10b5-1 41,300 $9.80 $404,740 13,397,469 Direct +0.31% Acquired -3.3% (price as of 2026-08-19)
Jan. 28, 2019 BBDC P 10b5-1 25,000 $9.73 $243,250 13,356,169 Direct +0.19% Acquired -2.6% (price as of 2026-08-19)
Jan. 25, 2019 BBDC P 10b5-1 34,600 $9.74 $337,004 13,331,169 Direct +0.26% Acquired -2.7% (price as of 2026-08-19)
Jan. 24, 2019 BBDC P 10b5-1 14,700 $9.73 $143,031 13,296,569 Direct +0.11% Acquired -2.6% (price as of 2026-08-19)
Jan. 23, 2019 BBDC P 10b5-1 30,000 $9.60 $288,000 13,281,869 Direct +0.23% Acquired -1.3% (price as of 2026-08-19)
Jan. 22, 2019 BBDC P 10b5-1 47,400 $9.60 $455,040 13,251,869 Direct +0.36% Acquired -1.3% (price as of 2026-08-19)
Jan. 18, 2019 BBDC P 10b5-1 48,200 $9.61 $463,202 13,204,469 Direct +0.37% Acquired -1.4% (price as of 2026-08-19)
Jan. 17, 2019 BBDC P 10b5-1 55,600 $9.68 $538,208 13,156,269 Direct +0.42% Acquired -2.1% (price as of 2026-08-19)
Jan. 16, 2019 BBDC P 10b5-1 24,800 $9.69 $240,312 13,100,669 Direct +0.19% Acquired -2.2% (price as of 2026-08-19)
Jan. 15, 2019 BBDC P 10b5-1 12,700 $9.65 $122,555 13,075,869 Direct +0.10% Acquired -1.8% (price as of 2026-08-19)
Jan. 14, 2019 BBDC P 10b5-1 52,350 $9.70 $507,795 13,063,169 Direct +0.40% Acquired -2.3% (price as of 2026-08-19)
Jan. 11, 2019 BBDC P 10b5-1 24,326 $9.70 $235,962 13,010,819 Direct +0.19% Acquired -2.3% (price as of 2026-08-19)
Jan. 10, 2019 BBDC P 10b5-1 42,900 $9.65 $413,985 12,986,493 Direct +0.33% Acquired -1.8% (price as of 2026-08-19)
Jan. 9, 2019 BBDC P 10b5-1 53,800 $9.73 $523,474 12,892,603 Direct +0.42% Acquired -2.6% (price as of 2026-08-19)
Jan. 9, 2019 BBDC P 10b5-1 50,990 $9.61 $490,014 12,943,593 Direct +0.40% Acquired -1.4% (price as of 2026-08-19)
Jan. 8, 2019 BBDC P 10b5-1 53,800 $9.73 $523,474 12,892,603 Direct +0.42% Acquired -2.6% (price as of 2026-08-19)
Jan. 7, 2019 BBDC P 10b5-1 73,000 $9.77 $713,210 12,838,803 Direct +0.57% Acquired -3.0% (price as of 2026-08-19)
Jan. 4, 2019 BBDC P 10b5-1 73,400 $9.47 $695,098 12,765,803 Direct +0.58% Acquired 0.1% (price as of 2026-08-19)
Jan. 3, 2019 BBDC P 10b5-1 43,315 $9.32 $403,696 12,692,403 Direct +0.34% Acquired 1.7% (price as of 2026-08-19)
Jan. 2, 2019 BBDC P 10b5-1 48,461 $9.21 $446,326 12,649,088 Direct +0.38% Acquired 2.9% (price as of 2026-08-19)
Dec. 31, 2018 BBDC P 10b5-1 73,400 $9.03 $662,802 12,600,627 Direct +0.59% Acquired 5.0% (price as of 2026-08-19)
Dec. 28, 2018 BBDC P 10b5-1 78,100 $9.09 $709,929 12,527,227 Direct +0.63% Acquired 4.3% (price as of 2026-08-19)
Dec. 27, 2018 BBDC P 10b5-1 78,100 $8.92 $696,652 12,449,127 Direct +0.63% Acquired 6.3% (price as of 2026-08-19)
Dec. 26, 2018 BBDC P 10b5-1 63,700 $8.96 $570,752 12,371,027 Direct +0.52% Acquired 5.8% (price as of 2026-08-19)
Dec. 24, 2018 BBDC P 10b5-1 48,600 $8.85 $430,110 12,307,327 Direct +0.40% Acquired 7.1% (price as of 2026-08-19)
Dec. 21, 2018 BBDC P 10b5-1 68,600 $8.94 $613,284 12,258,727 Direct +0.56% Acquired 6.0% (price as of 2026-08-19)
Dec. 20, 2018 BBDC P 10b5-1 68,600 $9.01 $618,086 12,190,127 Direct +0.57% Acquired 5.2% (price as of 2026-08-19)
Dec. 19, 2018 BBDC P 10b5-1 68,600 $9.16 $628,376 12,121,527 Direct +0.57% Acquired 3.5% (price as of 2026-08-19)
Dec. 18, 2018 BBDC P 10b5-1 68,600 $9.32 $639,352 12,052,927 Direct +0.57% Acquired 1.7% (price as of 2026-08-19)
Dec. 17, 2018 BBDC P 10b5-1 68,600 $9.47 $649,642 11,984,327 Direct +0.58% Acquired 0.1% (price as of 2026-08-19)
Dec. 14, 2018 BBDC P 10b5-1 69,400 $9.62 $667,628 11,915,727 Direct +0.59% Acquired -1.5% (price as of 2026-08-19)
Dec. 13, 2018 BBDC P 10b5-1 69,400 $9.74 $675,956 11,846,327 Direct +0.59% Acquired -2.7% (price as of 2026-08-19)
Dec. 12, 2018 BBDC P 10b5-1 52,395 $9.90 $518,710 11,776,927 Direct +0.45% Acquired -4.2% (price as of 2026-08-19)
Dec. 11, 2018 BBDC P 10b5-1 69,400 $9.91 $687,754 11,724,532 Direct +0.60% Acquired -4.3% (price as of 2026-08-19)
Dec. 10, 2018 BBDC P 10b5-1 57,905 $9.91 $573,839 11,655,132 Direct +0.50% Acquired -4.3% (price as of 2026-08-19)
Dec. 7, 2018 BBDC P 10b5-1 53,400 $9.98 $532,932 11,597,227 Direct +0.46% Acquired -5.0% (price as of 2026-08-19)
Dec. 6, 2018 BBDC P 10b5-1 63,209 $9.93 $627,665 11,543,827 Direct +0.55% Acquired -4.5% (price as of 2026-08-19)
Dec. 4, 2018 BBDC P 10b5-1 73,400 $10.01 $734,734 11,480,618 Direct +0.64% Acquired -5.3% (price as of 2026-08-19)
Dec. 3, 2018 BBDC P 10b5-1 45,534 $10.03 $456,706 11,407,218 Direct +0.40% Acquired -5.5% (price as of 2026-08-19)
Nov. 30, 2018 BBDC P 10b5-1 72,700 $10.03 $729,181 11,361,684 Direct +0.64% Acquired -5.5% (price as of 2026-08-19)
Nov. 29, 2018 BBDC P 10b5-1 72,700 $10.05 $730,635 11,288,984 Direct +0.65% Acquired -5.7% (price as of 2026-08-19)
Nov. 28, 2018 BBDC P 10b5-1 72,700 $9.99 $726,273 11,216,284 Direct +0.65% Acquired -5.1% (price as of 2026-08-19)
Nov. 27, 2018 BBDC P 10b5-1 48,012 $9.93 $476,759 11,143,584 Direct +0.43% Acquired -4.5% (price as of 2026-08-19)
Nov. 26, 2018 BBDC P 10b5-1 72,700 $9.94 $722,638 11,095,572 Direct +0.66% Acquired -4.6% (price as of 2026-08-19)
Nov. 23, 2018 BBDC P 10b5-1 12,000 $9.96 $119,520 11,022,872 Direct +0.11% Acquired -4.8% (price as of 2026-08-19)
Nov. 21, 2018 BBDC P 10b5-1 69,000 $9.91 $683,790 11,010,872 Direct +0.63% Acquired -4.3% (price as of 2026-08-19)
Nov. 20, 2018 BBDC P 10b5-1 69,000 $10.01 $690,690 10,941,872 Direct +0.63% Acquired -5.3% (price as of 2026-08-19)
Nov. 19, 2018 BBDC P 10b5-1 69,000 $10.08 $695,520 10,872,872 Direct +0.64% Acquired -6.0% (price as of 2026-08-19)
Nov. 16, 2018 BBDC P 10b5-1 65,600 $10.04 $658,624 10,803,872 Direct +0.61% Acquired -5.6% (price as of 2026-08-19)
Nov. 15, 2018 BBDC P 10b5-1 65,600 $10.06 $659,936 10,738,272 Direct +0.61% Acquired -5.8% (price as of 2026-08-19)
Nov. 13, 2018 BBDC P 10b5-1 49,600 $10.13 $502,448 10,627,022 Direct +0.47% Acquired -6.4% (price as of 2026-08-19)
Nov. 12, 2018 BBDC P 10b5-1 45,180 $10.22 $461,740 10,577,422 Direct +0.43% Acquired -7.2% (price as of 2026-08-19)
Nov. 9, 2018 BBDC P 10b5-1 33,400 $10.10 $337,340 10,532,242 Direct +0.32% Acquired -6.1% (price as of 2026-08-19)
Nov. 8, 2018 BBDC P 10b5-1 41,700 $10.11 $421,587 10,498,842 Direct +0.40% Acquired -6.2% (price as of 2026-08-19)
Nov. 7, 2018 BBDC P 10b5-1 41,600 $10.11 $420,576 10,457,142 Direct +0.40% Acquired -6.2% (price as of 2026-08-19)
Nov. 6, 2018 BBDC P 10b5-1 45,400 $10.08 $457,632 10,390,080 Direct +0.44% Acquired -6.0% (price as of 2026-08-19)
Nov. 5, 2018 BBDC P 10b5-1 25,500 $10.01 $255,255 10,344,680 Direct +0.25% Acquired -5.3% (price as of 2026-08-19)
Nov. 2, 2018 BBDC P 10b5-1 48,200 $10.05 $484,410 10,319,180 Direct +0.47% Acquired -5.7% (price as of 2026-08-19)
Nov. 1, 2018 BBDC P 10b5-1 48,100 $10.12 $486,772 10,270,980 Direct +0.47% Acquired -6.3% (price as of 2026-08-19)
Oct. 31, 2018 BBDC P 10b5-1 49,200 $10.08 $495,936 10,222,880 Direct +0.48% Acquired -6.0% (price as of 2026-08-19)
Oct. 30, 2018 BBDC P 10b5-1 44,200 $10.00 $442,000 10,173,680 Direct +0.44% Acquired -5.2% (price as of 2026-08-19)
Oct. 29, 2018 BBDC P 10b5-1 49,200 $10.01 $492,492 10,129,480 Direct +0.49% Acquired -5.3% (price as of 2026-08-19)
Oct. 26, 2018 BBDC P 10b5-1 49,969 $10.00 $499,690 10,080,280 Direct +0.50% Acquired -5.2% (price as of 2026-08-19)
Oct. 25, 2018 BBDC P 10b5-1 55,400 $10.04 $556,216 10,030,311 Direct +0.56% Acquired -5.6% (price as of 2026-08-19)
Oct. 24, 2018 BBDC P 10b5-1 47,528 $10.03 $476,706 9,974,911 Direct +0.48% Acquired -5.5% (price as of 2026-08-19)
Oct. 23, 2018 BBDC P 10b5-1 35,000 $10.04 $351,400 9,927,383 Direct +0.35% Acquired -5.6% (price as of 2026-08-19)
Oct. 22, 2018 BBDC P 10b5-1 41,110 $10.06 $413,567 9,892,383 Direct +0.42% Acquired -5.8% (price as of 2026-08-19)
Oct. 19, 2018 BBDC P 10b5-1 49,700 $10.78 $535,766 9,851,273 Direct +0.51% Acquired -12.1% (price as of 2026-08-19)
Oct. 18, 2018 BBDC P 10b5-1 56,042 $15.06 $843,993 9,801,573 Direct +0.58% Acquired -37.1% (price as of 2026-08-19)
Oct. 17, 2018 BBDC P 10b5-1 49,023 $10.10 $495,132 9,745,531 Direct +0.51% Acquired -6.1% (price as of 2026-08-19)
Oct. 16, 2018 BBDC P 10b5-1 38,200 $10.13 $386,966 9,696,508 Direct +0.40% Acquired -6.4% (price as of 2026-08-19)
Oct. 15, 2018 BBDC P 10b5-1 66,700 $10.13 $675,671 9,658,308 Direct +0.70% Acquired -6.4% (price as of 2026-08-19)
Oct. 12, 2018 BBDC P 10b5-1 71,700 $10.09 $723,453 9,591,608 Direct +0.75% Acquired -6.0% (price as of 2026-08-19)
Oct. 11, 2018 BBDC P 10b5-1 71,700 $10.03 $719,151 9,519,908 Direct +0.76% Acquired -5.5% (price as of 2026-08-19)
Oct. 10, 2018 BBDC P 10b5-1 71,700 $10.12 $725,604 9,448,208 Direct +0.76% Acquired -6.3% (price as of 2026-08-19)
Oct. 9, 2018 BBDC P 10b5-1 61,027 $10.18 $621,255 9,376,508 Direct +0.66% Acquired -6.9% (price as of 2026-08-19)
Oct. 8, 2018 BBDC P 10b5-1 61,900 $10.17 $629,523 9,315,481 Direct +0.67% Acquired -6.8% (price as of 2026-08-19)
Oct. 5, 2018 BBDC P 10b5-1 79,200 $10.18 $806,256 9,253,581 Direct +0.86% Acquired -6.9% (price as of 2026-08-19)
Oct. 4, 2018 BBDC P 10b5-1 79,200 $10.18 $806,256 9,174,381 Direct +0.87% Acquired -6.9% (price as of 2026-08-19)
Oct. 3, 2018 BBDC P 10b5-1 79,200 $10.20 $807,840 9,095,181 Direct +0.88% Acquired -7.1% (price as of 2026-08-19)
Oct. 2, 2018 BBDC P 10b5-1 79,200 $10.08 $798,336 9,015,981 Direct +0.89% Acquired -6.0% (price as of 2026-08-19)
Oct. 1, 2018 BBDC P 10b5-1 79,200 $10.08 $798,336 8,936,781 Direct +0.89% Acquired -6.0% (price as of 2026-08-19)
Oct. 1, 2018 BBDC P 10b5-1 25,462 $10.05 $255,893 8,962,243 Direct +0.28% Acquired -5.7% (price as of 2026-08-19)
Oct. 1, 2018 BBDC P 10b5-1 79,200 $10.08 $798,336 8,936,781 Direct +0.89% Acquired -6.0% (price as of 2026-08-19)
Sept. 28, 2018 BBDC P 10b5-1 75,079 $10.02 $752,292 8,857,581 Direct +0.85% Acquired -5.4% (price as of 2026-08-19)
Sept. 27, 2018 BBDC P 10b5-1 77,500 $10.02 $776,550 8,782,502 Direct +0.89% Acquired -5.4% (price as of 2026-08-19)
Sept. 26, 2018 BBDC P 10b5-1 77,500 $10.05 $778,875 8,705,002 Direct +0.90% Acquired -5.7% (price as of 2026-08-19)
Sept. 25, 2018 BBDC P 10b5-1 77,500 $10.10 $782,750 8,627,502 Direct +0.91% Acquired -6.1% (price as of 2026-08-19)
Sept. 24, 2018 BBDC P 10b5-1 20,085 $10.10 $202,858 8,550,002 Direct +0.24% Acquired -6.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 6, 2018 BBDC Common Stock ("Shares") Direct
Oct. 25, 2012 BGH Common Shares 4,200 Direct