Barry G Caldwell

Insider

First SEC filing: July 11, 2005 · Latest: July 11, 2005

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 9, 2014	STAA	A	26,500	—	—	26,500 Direct	—	Acquired	(price as of 2026-08-21)
June 9, 2014	STAA	A	13,000	—	—	309,839 Direct	+4.38%	Acquired	(price as of 2026-08-21)
March 7, 2014	STAA	A	17,000	—	—	283,839 Direct	+6.37%	Acquired	(price as of 2026-08-21)
March 7, 2014	STAA	A	30,000	—	—	313,839 Direct	+10.57%	Acquired	(price as of 2026-08-21)
March 7, 2014	STAA	A	36,000	—	—	40,000 Direct	+900.00%	Acquired	(price as of 2026-08-21)
March 4, 2013	STAA	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-21)
March 4, 2013	STAA	A	15,000	—	—	266,839 Direct	+5.96%	Acquired	(price as of 2026-08-21)
Nov. 14, 2012	STAA	P	5,000	$5.04	$25,200	251,839 Direct	+2.03%	Acquired	360.3% (price as of 2026-08-21)
Aug. 9, 2012	STAA	P	5,000	$6.57	$32,850	246,839 Direct	+2.07%	Acquired	253.1% (price as of 2026-08-21)
May 29, 2012	STAA	P	5,000	$8.86	$44,300	241,839 Direct	+2.11%	Acquired	161.9% (price as of 2026-08-21)
May 29, 2012	STAA	A	5,000	$8.86	$44,300	241,839 Direct	+2.11%	Acquired	161.9% (price as of 2026-08-21)
March 2, 2012	STAA	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-21)
March 2, 2012	STAA	A	15,000	—	—	236,839 Direct	+6.76%	Acquired	(price as of 2026-08-21)
Aug. 26, 2011	STAA	S	10,000	$8.05	$80,500	221,839 Direct	-4.31%	Disposed	188.2% (price as of 2026-08-21)
March 15, 2011	STAA	A	15,000	—	—	451,839 Direct	+3.43%	Acquired	(price as of 2026-08-21)
March 15, 2011	STAA	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-21)
March 2, 2011	STAA	A	10,000	—	—	436,839 Direct	+2.34%	Acquired	(price as of 2026-08-21)
Dec. 15, 2010	STAA	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-21)
March 5, 2010	STAA	A	25,000	—	—	360,172 Direct	+7.46%	Acquired	(price as of 2026-08-21)
March 30, 2009	STAA	A	60,000	—	—	268,506 Direct	+28.78%	Acquired	(price as of 2026-08-21)
Nov. 27, 2008	STAA	A	64,103	—	—	208,506 Direct	+44.39%	Acquired	(price as of 2026-08-21)
May 20, 2008	STAA	P	20,000	$2.99	$59,800	57,736 Direct	+53.00%	Acquired	675.9% (price as of 2026-08-21)
Jan. 8, 2008	STAA	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 3, 2007	STAA	A	37,736	—	—	37,736 Direct	—	Acquired	(price as of 2026-08-21)
May 16, 2007	STAA	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-21)
May 30, 2006	IRIX	P	5,000	$10.21	$51,050	6,000 Direct	+500.00%	Acquired	-92.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 9, 2014	STAA	Common Stock Options	Common Stock (26,500)	$15.73	March 4, 2023	26,500	Acquired
March 7, 2014	STAA	Common Stock Options	Common Stock (36,000)	$15.54	March 6, 2024	36,000	Acquired
March 4, 2013	STAA	Common Stock Options	Common Stock (40,000)	$5.34	March 4, 2023	40,000	Acquired
March 2, 2012	STAA	Common Stock Options	Common Stock (40,000)	$11.00	March 2, 2022	40,000	Acquired
March 15, 2011	STAA	Common Stock Options	Common Stock (40,000)	$5.49	March 14, 2021	40,000	Acquired
Dec. 15, 2010	STAA	Common Stock Options	Common Stock (50,000)	$5.68	Dec. 14, 2020	50,000	Acquired
Jan. 8, 2008	STAA	Common Stock Options	Common Stock (200,000)	$2.21	May 15, 2017	200,000	Acquired
May 16, 2007	STAA	Common Stock Options	Common Stock (20,000)	$4.79	May 15, 2017	20,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 11, 2005	IRIX	Stock Option Right to Buy [F1]→ Common Stock (65,896)	65,896	Direct
July 11, 2005	IRIX	Stock Option Right to Buy [F3]→ Common Stock (234,104)	234,104	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

STAA

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$88,615	—	—	—	—	—	$308,168	$396,783

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.