Barry Pennypacker

Insider

First SEC filing: Dec. 17, 2003 · Latest: Jan. 31, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 64 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

64 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 9, 2020	MTW	P	27,000	$9.16	$247,320	254,738 Direct	+11.86%	Acquired	108.0% (price as of 2026-08-19)
Feb. 27, 2020	MTW	F	3,800	$12.68	$48,184	227,738 Direct	-1.64%	Disposed	50.3% (price as of 2026-08-19)
Feb. 26, 2020	MTW	A	72,757	—	—	231,538 Direct	+45.82%	Acquired	(price as of 2026-08-19)
Feb. 26, 2020	MTW	A	117,188	—	—	117,188 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 21, 2020	MTW	A	47,163	—	—	171,716 Direct	+37.87%	Acquired	(price as of 2026-08-19)
Feb. 21, 2020	MTW	F	12,935	$13.10	$169,448	158,781 Direct	-7.53%	Disposed	45.5% (price as of 2026-08-19)
March 29, 2019	MTW	A	5,591	$16.41	$91,748	136,862 Direct	+4.26%	Acquired	16.1% (price as of 2026-08-19)
March 29, 2019	MTW	S	12,388	$16.46	$203,906	124,474 Direct	-9.05%	Disposed	15.8% (price as of 2026-08-19)
March 28, 2019	MTW	A	29,433	—	—	131,271 Direct	+28.90%	Acquired	(price as of 2026-08-19)
March 25, 2019	MTW	A	756	$16.40	$12,398	101,838 Direct	+0.75%	Acquired	16.2% (price as of 2026-08-19)
March 22, 2019	MTW	A	10,500	$16.50	$173,250	101,082 Direct	+11.59%	Acquired	15.5% (price as of 2026-08-19)
Feb. 27, 2019	MTW	A	41,472	—	—	90,582 Direct	+84.45%	Acquired	(price as of 2026-08-19)
Feb. 27, 2019	MTW	A	76,474	—	—	76,474 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 15, 2019	MTW	A	219	$17.57	$3,848	81,688 Direct	+0.27%	Acquired	8.5% (price as of 2026-08-19)
Jan. 18, 2019	MTW	A	238	$16.12	$3,837	81,469 Direct	+0.29%	Acquired	18.2% (price as of 2026-08-19)
Dec. 21, 2018	MTW	A	270	$14.18	$3,829	81,231 Direct	+0.33%	Acquired	34.4% (price as of 2026-08-19)
Nov. 26, 2018	MTW	A	195	$19.70	$3,842	80,961 Direct	+0.24%	Acquired	-3.3% (price as of 2026-08-19)
Oct. 26, 2018	MTW	A	224	$17.13	$3,837	80,766 Direct	+0.28%	Acquired	11.2% (price as of 2026-08-19)
Sept. 28, 2018	MTW	A	158	$24.25	$3,832	80,542 Direct	+0.20%	Acquired	-21.4% (price as of 2026-08-19)
Aug. 31, 2018	MTW	A	247	$23.36	$5,770	80,384 Direct	+0.31%	Acquired	-18.4% (price as of 2026-08-19)
July 23, 2018	MTW	A	146	$26.30	$3,840	80,137 Direct	+0.18%	Acquired	-27.5% (price as of 2026-08-19)
June 22, 2018	MTW	A	140	$27.34	$3,828	79,991 Direct	+0.18%	Acquired	-30.3% (price as of 2026-08-19)
June 14, 2018	MTW	P	19,600	$25.19	$493,724	79,851 Direct	+32.53%	Acquired	-24.4% (price as of 2026-08-19)
May 29, 2018	MTW	A	149	$25.64	$3,820	60,251 Direct	+0.25%	Acquired	-25.7% (price as of 2026-08-19)
April 27, 2018	MTW	A	151	$25.44	$3,841	60,102 Direct	+0.25%	Acquired	-25.1% (price as of 2026-08-19)
April 2, 2018	MTW	A	3,702	$27.21	$100,731	59,951 Direct	+6.58%	Acquired	-30.0% (price as of 2026-08-19)
March 13, 2018	MTW	A	270	$29.99	$8,097	56,249 Direct	+0.48%	Acquired	-36.5% (price as of 2026-08-19)
Feb. 20, 2018	MTW	A	68,306	—	—	68,306 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 20, 2018	MTW	A	32,578	$38.37	$1,250,018	55,979 Direct	+139.22%	Acquired	-50.3% (price as of 2026-08-19)
Feb. 20, 2018	MTW	A	68,306	$38.37	$2,620,901	68,306 Direct	—	Acquired	-50.3% (price as of 2026-08-19)
Feb. 16, 2018	MTW	A	107	$34.72	$3,715	23,401 Direct	+0.46%	Acquired	-45.1% (price as of 2026-08-19)
Jan. 19, 2018	MTW	A	94	$39.88	$3,749	23,294 Direct	+0.41%	Acquired	-52.2% (price as of 2026-08-19)
Dec. 22, 2017	MTW	A	94	$39.86	$3,747	23,200 Direct	+0.41%	Acquired	-52.2% (price as of 2026-08-19)
Nov. 28, 2017	MTW	A	96	$38.87	$3,732	23,106 Direct	+0.42%	Acquired	-51.0% (price as of 2026-08-19)
Oct. 27, 2017	MTW	A	413	$9.09	$3,754	92,039 Direct	+0.45%	Acquired	-47.6% (price as of 2026-08-19)
Sept. 29, 2017	MTW	A	617	$9.14	$5,639	91,626 Direct	+0.68%	Acquired	-47.9% (price as of 2026-08-19)
Aug. 25, 2017	MTW	A	489	$7.69	$3,760	91,009 Direct	+0.54%	Acquired	-38.1% (price as of 2026-08-19)
July 28, 2017	MTW	A	645	$5.80	$3,741	90,520 Direct	+0.72%	Acquired	-17.9% (price as of 2026-08-19)
June 30, 2017	MTW	A	639	$5.88	$3,757	89,875 Direct	+0.72%	Acquired	-19.0% (price as of 2026-08-19)
May 26, 2017	MTW	A	674	$5.89	$3,970	89,236 Direct	+0.76%	Acquired	-19.1% (price as of 2026-08-19)
April 28, 2017	MTW	A	601	$6.01	$3,612	88,562 Direct	+0.68%	Acquired	-20.7% (price as of 2026-08-19)
March 31, 2017	MTW	A	944	$5.77	$5,447	87,961 Direct	+1.08%	Acquired	-17.4% (price as of 2026-08-19)
Feb. 24, 2017	MTW	A	597	$6.11	$3,648	87,017 Direct	+0.69%	Acquired	-22.0% (price as of 2026-08-19)
Feb. 22, 2017	MTW	A	448,994	$6.42	$2,882,541	448,994 Direct	—	Acquired	-25.8% (price as of 2026-08-19)
Feb. 14, 2017	MTW	P	78,000	$6.33	$493,740	86,420 Direct	+926.37%	Acquired	-24.7% (price as of 2026-08-19)
Feb. 14, 2017	MTW	A	78,000	$6.33	$493,740	86,420 Direct	+926.37%	Acquired	-24.7% (price as of 2026-08-19)
Jan. 27, 2017	MTW	A	505	$7.50	$3,788	8,420 Direct	+6.38%	Acquired	-36.5% (price as of 2026-08-19)
Dec. 30, 2016	MTW	A	591	$6.16	$3,641	7,915 Direct	+8.07%	Acquired	-22.7% (price as of 2026-08-19)
Nov. 25, 2016	MTW	A	625	$5.83	$3,644	7,324 Direct	+9.33%	Acquired	-18.3% (price as of 2026-08-19)
Oct. 28, 2016	MTW	A	896	$4.07	$3,647	6,699 Direct	+15.44%	Acquired	17.0% (price as of 2026-08-19)
Sept. 30, 2016	MTW	A	1,146	$4.78	$5,478	5,803 Direct	+24.61%	Acquired	-0.3% (price as of 2026-08-19)
Aug. 26, 2016	MTW	A	740	$4.91	$3,633	4,657 Direct	+18.89%	Acquired	-3.0% (price as of 2026-08-19)
July 29, 2016	MTW	A	653	$5.59	$3,650	3,917 Direct	+20.01%	Acquired	-14.8% (price as of 2026-08-19)
June 24, 2016	MTW	A	650	$5.58	$3,627	3,264 Direct	+24.87%	Acquired	-14.6% (price as of 2026-08-19)
May 31, 2016	MTW	A	633	$5.78	$3,659	2,614 Direct	+31.95%	Acquired	-17.6% (price as of 2026-08-19)
April 29, 2016	MTW	A	933	$5.86	$5,467	1,981 Direct	+89.03%	Acquired	-18.7% (price as of 2026-08-19)
March 28, 2016	MTW	A	618,812	$2.02	$1,250,000	618,812 Direct	—	Acquired	135.8% (price as of 2026-08-19)
March 18, 2016	MTW	A	817	$4.49	$3,668	1,048 Direct	+353.68%	Acquired	6.1% (price as of 2026-08-19)
Feb. 26, 2016	MTW	A	231	$15.70	$3,627	231 Direct	—	Acquired	34.0% (price as of 2026-08-19)
Aug. 8, 2007	WAB	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Aug. 8, 2007	WAB	S	15,000	$39.55	$593,250	7,871 Direct	-65.59%	Disposed	1382.1% (price as of 2026-08-19)
Aug. 8, 2007	WAB	M	15,000	$12.75	$191,250	22,871 Direct	+190.57%	Acquired	4497.5% (price as of 2026-08-19)
March 6, 2007	WAB	S	3,374	$31.01	$104,628	7,871 Direct	-30.00%	Disposed	1790.3% (price as of 2026-08-19)
March 6, 2007	WAB	A	11,245	—	—	11,245 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 21, 2007	WAB	A	7,500	—	—	16,500 Direct	+83.33%	Acquired	(price as of 2026-08-19)
Feb. 16, 2006	WAB	A	9,000	—	—	9,000 Direct	—	Acquired	(price as of 2026-08-19)
Nov. 10, 2005	WAB	S	10,000	$28.10	$281,000	0 Direct	-100.00%	Disposed	1986.0% (price as of 2026-08-19)
Nov. 10, 2005	WAB	M	10,000	$9.54	$95,400	10,000 Direct	—	Acquired	6044.4% (price as of 2026-08-19)
Nov. 10, 2005	WAB	M	10,000	$9.54	$95,400	100,000 Direct	-9.09%	Disposed	6044.4% (price as of 2026-08-19)
Feb. 24, 2005	WAB	A	20,000	$17.07	$341,400	110,000 Direct	+22.22%	Acquired	3334.0% (price as of 2026-08-19)
Feb. 17, 2004	WAB	A	10,000	—	—	90,000 Direct	+12.50%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 26, 2020	MTW	02.26.2020 Officer Non-Qualified Options	Common Stock (117,188)	$12.37	Feb. 26, 2030	117,188	Acquired
Feb. 27, 2019	MTW	02.27.2019 Officer Non-Qualified Options	Common Stock (76,474)	$18.40	Feb. 27, 2029	76,474	Acquired
Feb. 20, 2018	MTW	02.20.18OfficerNQ	Common Stock (68,306)	—	Feb. 20, 2028	68,306	Acquired
Feb. 20, 2018	MTW	02.20.2018OfficerNQ	Common Stock (68,306)	$38.37	Feb. 20, 2028	68,306	Acquired
Feb. 22, 2017	MTW	02.22.2017OffOpt	Common Stock (448,994)	$6.42	Feb. 22, 2027	448,994	Acquired
March 28, 2016	MTW	03.28.2016OfficerOption	Common Stock (618,812)	$2.02	March 28, 2026	618,812	Acquired
Aug. 8, 2007	WAB	Non-Qualified Stock Option	Common Stock (15,000)	$12.75	Jan. 25, 2010	15,000	Disposed
Nov. 10, 2005	WAB	Non-Qualified Stock Options	Common Stock (10,000)	$9.54	Jan. 25, 2010	10,000	Disposed
Feb. 24, 2005	WAB	Non-qualified Stock Option	Common Stock (20,000)	$17.07	Feb. 23, 2015	20,000	Acquired
Feb. 17, 2004	WAB	Non-Qualified Stock Options	Common Stock (10,000)	$16.33	Feb. 17, 2014	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 17, 2003	WAB	Common Stock	3,340	Direct
Dec. 17, 2003	WAB	Common Stock	12	Indirect
Dec. 17, 2003	WAB	Non-Qualified Stock Options→ Common Stock (15,000)	15,000	Direct
Dec. 17, 2003	WAB	Non-Qualified Stock Option→ Common Stock (25,000)	25,000	Direct
Dec. 17, 2003	WAB	Non-Qualified Stock Option→ Common Stock (10,000)	10,000	Direct
Dec. 17, 2003	WAB	Non-Qualified Stock Option→ Common Stock (15,000)	15,000	Direct
Dec. 17, 2003	WAB	Non-Qualified Stock Option→ Common Stock (15,000)	15,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

MTW

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2020	$646,154	$0	$2,436,394	$626,956	$226,512	$0	$1,003,995	$4,940,010
2019	$1,000,000	$0	$2,588,268	$617,145	$1,860,000	$0	$308,215	$6,373,627
2018	$995,865	$0	—	—	$1,725,000	$0	$179,848	$5,086,182

WAB

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2006	$271,960	—	—	$72,967	$240,515	—	$37,923	$1,025,310
2005	$254,154	$235,823	—	—	—	—	$12,990	—
2004	$235,058	$194,271	—	—	—	—	$6,478	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.