Bates Ann Torre
CIK 1065134 · View on SEC EDGAR ↗
Insider
First SEC filing: May 7, 2010 · Latest: May 7, 2010
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Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 66 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
66 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 11, 2025 | ARCC | P | 6,000 | $22.75 | $136,500 | 30,000 Direct | +25.00% | Acquired | -12.5% (price as of 2026-08-19) |
| Oct. 11, 2023 | UNFI | S | 16,061 | $14.94 | $239,951 | 0 Direct | -100.00% | Disposed | 218.6% (price as of 2026-08-19) |
| Oct. 13, 2021 | UNFI | S | 9,326 | $44.84 | $418,178 | 7,970 Direct | -53.92% | Disposed | 6.2% (price as of 2026-08-19) |
| Oct. 7, 2021 | UNFI | S | 20,326 | $46.95 | $954,306 | 7,970 Direct | -71.83% | Disposed | 1.4% (price as of 2026-08-19) |
| Sept. 30, 2021 | UNFI | S | 396 | $49.81 | $19,725 | 0 Indirect | -100.00% | Disposed | -4.4% (price as of 2026-08-19) |
| Sept. 30, 2021 | UNFI | S | 2,907 | $49.19 | $142,995 | 396 Indirect | -88.01% | Disposed | -3.2% (price as of 2026-08-19) |
| Sept. 30, 2021 | UNFI | S | 697 | $47.99 | $33,449 | 3,303 Indirect | -17.42% | Disposed | -0.8% (price as of 2026-08-19) |
| Sept. 30, 2021 | UNFI | S | 1,900 | $49.42 | $93,898 | 28,296 Direct | -6.29% | Disposed | -3.7% (price as of 2026-08-19) |
| Sept. 30, 2021 | UNFI | S | 21,093 | $48.72 | $1,027,651 | 30,196 Direct | -41.13% | Disposed | -2.3% (price as of 2026-08-19) |
| Sept. 30, 2021 | UNFI | S | 7,007 | $47.71 | $334,304 | 51,289 Direct | -12.02% | Disposed | -0.2% (price as of 2026-08-19) |
| March 13, 2020 | UNFI | P | 4,000 | $5.43 | $21,720 | 4,000 Indirect | — | Acquired | 776.6% (price as of 2026-08-19) |
| March 13, 2020 | UNFI | P | 20,000 | $5.48 | $109,600 | 37,970 Direct | +111.30% | Acquired | 768.6% (price as of 2026-08-19) |
| May 15, 2019 | ARCC | P | 5,725 | $17.61 | $100,817 | 8,000 Indirect | +251.65% | Acquired | 13.1% (price as of 2026-08-19) |
| May 15, 2019 | ARCC | P | 4,000 | $17.61 | $70,440 | 24,000 Direct | +20.00% | Acquired | 13.1% (price as of 2026-08-19) |
| Aug. 29, 2018 | ARCC | P | 9,000 | $17.44 | $156,960 | 20,000 Direct | +81.82% | Acquired | 14.2% (price as of 2026-08-19) |
| May 2, 2018 | TEI | P | 4,425 | $11.33 | $50,135 | 4,425 Direct | — | Acquired | -40.4% (price as of 2026-08-19) |
| May 2, 2018 | SABA | P | 7,765 | $6.43 | $49,929 | 7,765 Direct | — | Acquired | -35.7% (price as of 2026-08-19) |
| May 2, 2018 | EMF | P | 1,500 | $15.79 | $23,685 | 1,500 Direct | — | Acquired | 39.9% (price as of 2026-08-19) |
| May 2, 2018 | EMF | P | 900 | $15.78 | $14,202 | 2,400 Direct | +60.00% | Acquired | 40.0% (price as of 2026-08-19) |
| May 2, 2018 | EMF | P | 500 | $15.70 | $7,850 | 2,900 Direct | +20.83% | Acquired | 40.7% (price as of 2026-08-19) |
| May 2, 2018 | EMF | P | 200 | $15.74 | $3,148 | 3,100 Direct | +6.90% | Acquired | 40.3% (price as of 2026-08-19) |
| May 2, 2018 | EMF | P | 100 | $15.69 | $1,569 | 3,200 Direct | +3.23% | Acquired | 40.8% (price as of 2026-08-19) |
| May 2, 2018 | TDF | P | 2,095 | $21.77 | $45,608 | 2,095 Direct | — | Acquired | -49.4% (price as of 2026-08-19) |
| May 2, 2018 | TDF | P | 100 | $21.84 | $2,184 | 2,195 Direct | +4.77% | Acquired | -49.5% (price as of 2026-08-19) |
| May 2, 2018 | TDF | P | 100 | $21.81 | $2,181 | 2,295 Direct | +4.56% | Acquired | -49.5% (price as of 2026-08-19) |
| Oct. 6, 2017 | UNFI | S | 7,190 | $40.16 | $288,750 | 9,430 Direct | -43.26% | Disposed | 18.5% (price as of 2026-08-19) |
| July 26, 2016 | JSM | S | 9,000 | $14.23 | $128,070 | 25,558 Direct | -26.04% | Disposed | 25.2% (price as of 2026-08-19) |
| Sept. 14, 2015 | ARCC | P | 8,126 | $14.87 | $120,834 | 11,000 Direct | +282.74% | Acquired | 33.9% (price as of 2026-08-19) |
| Feb. 18, 2014 | SLMBP | P | 3,395 | $23.47 | $79,681 | 12,611 Direct | +36.84% | Acquired | 219.0% (price as of 2026-08-19) |
| June 10, 2013 | SLMBP | S | 18,863 | $23.51 | $443,469 | 9,216 Direct | -67.18% | Disposed | 218.4% (price as of 2026-08-19) |
| Jan. 28, 2013 | SLMBP | S | 12,642 | $16.72 | $211,374 | 6,123 Direct | -67.37% | Disposed | 347.7% (price as of 2026-08-19) |
| May 15, 2012 | ARCC | S | 227 | $15.27 | $3,466 | 0 Indirect | -100.00% | Disposed | 30.4% (price as of 2026-08-19) |
| May 15, 2012 | ARCC | S | 260 | $15.27 | $3,970 | 0 Indirect | -100.00% | Disposed | 30.4% (price as of 2026-08-19) |
| May 15, 2012 | ARCC | S | 1,051 | $15.27 | $16,049 | 0 Indirect | -100.00% | Disposed | 30.4% (price as of 2026-08-19) |
Showing latest 100 of 163 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 12, 2021 | UNFI | Restricted Stock Unit | Common Stock (3,500) | — | — | 3,500 | Acquired |
| Oct. 12, 2021 | UNFI | Restricted Stock Unit | Common Stock (9,326) | — | — | 9,326 | Disposed |
| Oct. 12, 2020 | UNFI | Restricted Stock Unit | Common Stock (9,326) | — | — | 9,326 | Acquired |
| Oct. 6, 2020 | UNFI | Restricted Stock Unit | Common Stock (20,326) | — | — | 20,326 | Disposed |
| Dec. 19, 2019 | UNFI | Restricted Stock Unit | Common Stock (20,326) | — | — | 20,326 | Acquired |
| March 25, 2019 | UNFI | Restricted Stock Unit | Common Stock (3,075) | — | — | 3,075 | Disposed |
| Sept. 25, 2018 | UNFI | Restricted Stock Unit | Common Stock (3,075) | — | — | 3,075 | Disposed |
| Sept. 25, 2018 | UNFI | Restricted Stock Unit | Common Stock (6,150) | — | — | 6,150 | Acquired |
| March 15, 2018 | UNFI | Restricted Stock Unit | Common Stock (2,390) | — | — | 2,390 | Disposed |
| Sept. 15, 2017 | UNFI | Restricted Stock Unit | Common Stock (2,390) | — | — | 2,390 | Disposed |
| Sept. 15, 2017 | UNFI | Restricted Stock Unit | Common Stock (4,780) | — | — | 4,780 | Acquired |
| March 15, 2017 | UNFI | Restricted Stock Unit | Common Stock (2,400) | — | — | 2,400 | Disposed |
| Sept. 15, 2016 | UNFI | Restricted Stock Unit | Common Stock (2,400) | — | — | 2,400 | Disposed |
| Sept. 15, 2016 | UNFI | Restricted Stock Unit | Common Stock (4,800) | — | — | 4,800 | Acquired |
| March 17, 2016 | UNFI | Restricted Stock Unit | Common Stock (1,845) | — | — | 1,845 | Disposed |
| Sept. 17, 2015 | UNFI | Restricted Stock Unit | Common Stock (1,845) | — | — | 1,845 | Disposed |
| Sept. 17, 2015 | UNFI | Restricted Stock Unit | Common Stock (3,690) | — | — | 3,690 | Acquired |
| March 19, 2015 | UNFI | Restricted Stock Unit | Common Stock (1,470) | — | — | 1,470 | Disposed |
| Sept. 19, 2014 | UNFI | Restricted Stock Unit | Common Stock (1,470) | — | — | 1,470 | Disposed |
| Sept. 19, 2014 | UNFI | Restricted Stock Unit | Common Stock (2,940) | — | — | 2,940 | Acquired |
| Sept. 6, 2014 | UNFI | Restricted Stock Unit | Common Stock (200) | — | — | 200 | Disposed |
| July 24, 2014 | JSM | Phantom Stock Units | Common Stock (2,562) | — | — | 2,562 | Acquired |
| April 30, 2014 | JSM | Stock Option (Right to Buy) | Common Stock (6,600) | — | May 8, 2018 | 6,600 | Acquired |
| April 30, 2014 | JSM | Stock Option (Right to Buy) | Common Stock (10,000) | — | Jan. 25, 2017 | 10,000 | Acquired |
| April 30, 2014 | JSM | Stock Option (Right to Buy) | Common Stock (9,530) | — | Jan. 26, 2016 | 9,530 | Acquired |
| April 30, 2014 | JSM | Stock Option (Right to Buy) | Common Stock (11,920) | — | Jan. 27, 2015 | 11,920 | Acquired |
| April 18, 2014 | UNFI | Restricted Stock Unit | Common Stock (1,200) | — | — | 1,200 | Disposed |
| March 6, 2014 | UNFI | Restricted Stock Unit | Common Stock (200) | — | — | 200 | Disposed |
| March 6, 2014 | UNFI | Restricted Stock Unit | Common Stock (400) | — | — | 400 | Acquired |
| Oct. 18, 2013 | UNFI | Common Stock | Common Stock (1,200) | — | — | 1,200 | Disposed |
| Oct. 18, 2013 | UNFI | Common Stock | Common Stock (2,400) | — | — | 2,400 | Acquired |
| June 10, 2013 | SLMBP | Stock Options (Right to Buy) | Common Stock (19,572) | $17.91 | Feb. 7, 2018 | 19,572 | Disposed |
| June 10, 2013 | SLMBP | Stock Options (Right to Buy) | Common Stock (13,994) | $15.99 | Feb. 3, 2017 | 13,994 | Disposed |
| June 10, 2013 | SLMBP | Stock Options (Right to Buy) | Common Stock (9,500) | $14.62 | Jan. 27, 2021 | 9,500 | Disposed |
| June 10, 2013 | SLMBP | Stock Options (Right to Buy) | Common Stock (10,900) | $10.31 | Jan. 28, 2020 | 10,900 | Disposed |
| Feb. 7, 2013 | SLMBP | Stock Options (Right to Buy) | Common Stock (19,572) | $17.91 | Feb. 7, 2018 | 19,572 | Acquired |
| Feb. 3, 2012 | SLMBP | Stock Options (Right to Buy) | Common Stock (13,994) | $15.99 | Feb. 3, 2017 | 13,994 | Acquired |
| April 26, 2011 | SLMBP | Stock Options (Right to Buy) | Common Stock (13,000) | $5.77 | May 22, 2019 | 13,000 | Disposed |
| April 26, 2011 | SLMBP | Stock Options (Right to Buy) | Common Stock (13,000) | $5.77 | May 22, 2019 | 13,000 | Disposed |
| April 26, 2011 | SLMBP | Stock Options (Right to Buy) | Common Stock (13,000) | $5.77 | May 22, 2019 | 13,000 | Disposed |
| April 26, 2011 | SLMBP | Stock Options (Right to Buy) | Common Stock (13,000) | $5.77 | May 22, 2019 | 13,000 | Disposed |
| Jan. 27, 2011 | SLMBP | Stock Options (Right to Buy) | Common Stock (9,500) | $14.62 | Jan. 27, 2021 | 9,500 | Acquired |
| Jan. 28, 2010 | SLMBP | Stock Option (Right to Buy) | Common Stock (10,900) | $10.31 | Jan. 28, 2020 | 10,900 | Acquired |
| May 22, 2009 | SLMBP | Stock Option (Right to Buy) | Common Stock (26,000) | $5.77 | May 22, 2019 | 26,000 | Acquired |
| May 8, 2008 | SLMBP | Stock Option (Right to Buy) | Common Stock (6,600) | $22.28 | May 8, 2018 | 6,600 | Acquired |
| Jan. 25, 2007 | SLMBP | Stock Option (Right to Buy) | Common Stock (10,000) | $45.41 | Jan. 25, 2017 | 10,000 | Acquired |
| Feb. 27, 2006 | SLMBP | Stock Option (Right to Buy) | Common Stock (59,433) | $23.80 | Aug. 13, 2007 | 59,433 | Disposed |
| Feb. 27, 2006 | SLMBP | Stock Option (Right to Buy) | Common Stock (29,667) | $24.13 | Aug. 13, 2007 | 29,667 | Disposed |
| Feb. 24, 2006 | SLMBP | Stock Option (Right to Buy) | Common Stock (25,300) | $24.13 | Aug. 13, 2007 | 25,300 | Disposed |
| Feb. 22, 2006 | SLMBP | Stock Option (Right to Buy) | Common Stock (38,792) | $24.13 | Aug. 13, 2007 | 38,792 | Disposed |
| Jan. 26, 2006 | SLMBP | Stock Option (Right to Buy) | Common Stock (9,530) | $55.82 | Jan. 26, 2016 | 9,530 | Acquired |
| Jan. 27, 2005 | SLMBP | Stock Option (Right To Buy) | Common Stock (11,920) | $50.75 | Jan. 27, 2015 | 11,920 | Acquired |
| Jan. 29, 2004 | SLMBP | Stock Option (Right to buy) | Common Stock (25,555) | $37.87 | Jan. 29, 2014 | 25,555 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.