BEAR STEARNS COMPANIES INC

CIK 777001 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 10, 2006 · Latest: Jan. 10, 2006

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 6, 2008 VATE S None $4620000.00 — — Direct — Disposed -100.0% (price as of 2026-08-21)
March 4, 2008 VATE P None $946845.00 — — Direct — Acquired -100.0% (price as of 2026-08-21)
March 3, 2008 VATE P None $550000.00 — — Direct — Acquired -100.0% (price as of 2026-08-21)
Feb. 29, 2008 VATE P None $1881250.00 — — Direct — Acquired -100.0% (price as of 2026-08-21)
Nov. 23, 2005 777001 P 5,754 $3.25 $18,700 5,754 Indirect — Acquired
Nov. 23, 2005 777001 P 122,617 $3.25 $398,505 122,617 Indirect — Acquired
Nov. 23, 2005 777001 P 230,416 $3.25 $748,852 230,416 Indirect — Acquired
Nov. 23, 2005 777001 P 102,751 $3.25 $333,941 102,751 Indirect — Acquired
July 7, 2005 777001 P 1,496 — — 1,496 Indirect — Acquired
July 7, 2005 777001 P 31,880 — — 31,880 Indirect — Acquired
July 7, 2005 777001 P 59,908 — — 59,908 Indirect — Acquired
July 7, 2005 777001 P 26,715 — — 26,715 Indirect — Acquired
July 7, 2005 777001 P 7,480 $3.25 $24,310 34,225 Indirect +27.97% Acquired
July 7, 2005 777001 P 159,402 $3.25 $518,056 729,332 Indirect +27.97% Acquired
July 7, 2005 777001 P 299,541 $3.25 $973,508 1,370,530 Indirect +27.97% Acquired
July 7, 2005 777001 P 133,577 $3.25 $434,125 611,170 Indirect +27.97% Acquired
June 29, 2005 777001 P 1,189 — — 1,189 Indirect — Acquired
June 29, 2005 777001 P 25,341 — — 25,341 Indirect — Acquired
June 29, 2005 777001 P 47,619 — — 47,619 Indirect — Acquired
June 29, 2005 777001 P 21,235 — — 21,235 Indirect — Acquired
June 29, 2005 777001 P 5,946 $3.25 $19,324 26,745 Indirect +28.59% Acquired
June 29, 2005 777001 P 126,704 $3.25 $411,788 569,930 Indirect +28.59% Acquired
June 29, 2005 777001 P 238,097 $3.25 $773,815 1,070,989 Indirect +28.59% Acquired
June 29, 2005 777001 P 106,176 $3.25 $345,072 477,593 Indirect +28.59% Acquired
March 11, 2005 777001 P 1,151 — — 1,151 Indirect — Acquired
March 11, 2005 777001 P 24,523 — — 24,523 Indirect — Acquired
March 11, 2005 777001 P 46,084 — — 46,084 Indirect — Acquired
March 11, 2005 777001 P 20,550 — — 20,550 Indirect — Acquired
March 11, 2005 777001 P 5,754 $3.25 $18,700 5,754 Indirect — Acquired
March 11, 2005 777001 P 122,617 $3.25 $398,505 122,617 Indirect — Acquired
March 11, 2005 777001 P 230,416 $3.25 $748,852 230,416 Indirect — Acquired
March 11, 2005 777001 P 102,751 $3.25 $333,941 102,751 Indirect — Acquired
Dec. 10, 2004 777001 P 2,877 — — 2,877 Indirect — Acquired
Dec. 10, 2004 777001 P 61,309 — — 61,309 Indirect — Acquired
Dec. 10, 2004 777001 P 115,208 — — 115,208 Indirect — Acquired
Dec. 10, 2004 777001 P 51,376 — — 51,376 Indirect — Acquired
Dec. 10, 2004 777001 P 14,385 $3.25 $46,751 14,385 Indirect — Acquired
Dec. 10, 2004 777001 P 306,542 $3.25 $996,262 306,452 Indirect — Acquired
Dec. 10, 2004 777001 P 576,041 $3.25 $1,872,133 576,041 Indirect — Acquired
Dec. 10, 2004 777001 P 256,878 $3.25 $834,854 256,878 Indirect — Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 6, 2008 VATE 8% Convertible Notes due 2009 Common Stock, $0.01 par value per share (5,054,760) $1.19 Aug. 15, 2009 — Disposed
March 4, 2008 VATE 5% Convertible Notes due 2009 Common Stock, $0.01 par value per share (1,298,327) $1.20 June 30, 2009 — Acquired
March 3, 2008 VATE 5% Exchangeable Senior Notes due 2009 Common Stock, $0.01 par value per share (833,330) $1.20 June 30, 2009 — Acquired
Feb. 29, 2008 VATE 8% Convertible Notes due 2009 Common Stock, $0.01 par value per share (1,263,690) $1.19 Aug. 15, 2009 — Acquired
Nov. 23, 2005 777001 Series A-5 Convertible Preferred Stock Common Stock (5,754) — — 5,754 Acquired
Nov. 23, 2005 777001 Series A-5 Convertible Preferred Stock Common Stock (122,617) — — 122,617 Acquired
Nov. 23, 2005 777001 Series A-5 Convertible Preferred Stock Common Stock (230,416) — — 230,416 Acquired
Nov. 23, 2005 777001 Series A-5 Convertible Preferred Stock Common Stock (102,751) — — 102,751 Acquired
July 7, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — July 7, 2009 1,496 Acquired
July 7, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — July 7, 2009 31,880 Acquired
July 7, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — July 7, 2009 59,908 Acquired
July 7, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — July 7, 2009 26,715 Acquired
July 7, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 7,480 Acquired
July 7, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 159,402 Acquired
July 7, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 299,541 Acquired
July 7, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 133,577 Acquired
June 29, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — June 29, 2009 1,189 Acquired
June 29, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — June 29, 2009 25,341 Acquired
June 29, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — June 29, 2009 47,619 Acquired
June 29, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — June 29, 2009 21,235 Acquired
June 29, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 5,946 Acquired
June 29, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 126,704 Acquired
June 29, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 238,097 Acquired
June 29, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 106,176 Acquired
June 23, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 20,799 Acquired
June 23, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 443,226 Acquired
June 23, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 832,892 Acquired
June 23, 2005 777001 Series A-4 Convertible Preferred Stock Common Stock — — 371,417 Acquired
June 23, 2005 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock — — 20,799 Disposed
June 23, 2005 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock — — 443,226 Disposed
June 23, 2005 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock — — 832,892 Disposed
June 23, 2005 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock — — 371,417 Disposed
March 11, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — March 11, 2009 1,151 Acquired
March 11, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — March 11, 2009 24,523 Acquired
March 11, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — March 11, 2009 46,084 Acquired
March 11, 2005 777001 Common Stock Warrants (Right to Buy) Common Stock — March 11, 2009 20,550 Acquired
March 11, 2005 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock (5,754) — — 5,754 Acquired
March 11, 2005 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock (122,617) — — 122,617 Acquired
March 11, 2005 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock (230,416) — — 230,416 Acquired
March 11, 2005 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock (102,751) — — 102,751 Acquired
Dec. 10, 2004 777001 Common Stock Warrants (Right to Buy) Common Stock — Dec. 10, 2008 2,877 Acquired
Dec. 10, 2004 777001 Common Stock Warrants (Right to Buy) Common Stock — Dec. 10, 2008 61,309 Acquired
Dec. 10, 2004 777001 Common Stock Warrants (Right to Buy) Common Stock — Dec. 10, 2008 115,208 Acquired
Dec. 10, 2004 777001 Common Stock Warrants (Right to Buy) Common Stock — Dec. 10, 2008 51,376 Acquired
Dec. 10, 2004 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock (14,385) — — 14,385 Acquired
Dec. 10, 2004 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock (306,542) — — 306,542 Acquired
Dec. 10, 2004 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock (576,041) — — 576,041 Acquired
Dec. 10, 2004 777001 7% Convertible Secured Notes Series A-4 Convertible Preferred Stock (256,878) — — 256,878 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 14, 2008 VATE Common Stock, $0.01 par value per share 606,701 Direct
March 14, 2008 VATE 3.75% Convertible Notes due 2010→ Common Stock, $0.01 par value per share (1,608,855) 1,608,855 Direct
March 14, 2008 VATE 8% Convertible Notes due 2009→ Common Stock, $0.01 par value per share (9,679,865) 9,679,865 Direct
March 14, 2008 VATE 5% Exchangeable Senior Notes due 2009→ Common Stock, $0.01 par value per share (2,083,325) 2,083,325 Direct
March 14, 2008 VATE 5% Convertible Notes due 2009→ Common Stock, $0.01 par value per share (1,874,993) 1,874,993 Direct