Benjamin L Brigeman

CIK 1404768 · View on SEC EDGAR ↗

Insider

First SEC filing: July 9, 2007 · Latest: Jan. 24, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 3, 2012 SCHW S 16,782 $12.75 $213,970 88,399 Indirect -15.96% Disposed 777.9% (price as of 2026-08-19)
Feb. 3, 2012 SCHW S 14,677 $12.75 $187,132 105,181 Indirect -12.25% Disposed 777.9% (price as of 2026-08-19)
April 21, 2011 SCHW S 40,717 $18.79 $765,072 71,878 Indirect -36.16% Disposed 495.7% (price as of 2026-08-19)
April 18, 2011 SCHW S 43,403 $18.00 $781,254 112,595 Indirect -27.82% Disposed 521.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 3, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (16,782) $9.26 Nov. 8, 2012 16,782 Disposed
Feb. 3, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (14,677) $12.50 Feb. 27, 2012 14,677 Disposed
Nov. 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (82,939) $11.75 Nov. 1, 2021 82,939 Acquired
Aug. 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (73,996) $15.05 Aug. 1, 2021 73,996 Acquired
April 18, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (22,968) $8.76 Sept. 30, 2011 22,968 Disposed
April 18, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (13,950) $9.72 Sept. 24, 2011 13,950 Disposed
April 18, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (66,423) $14.32 July 18, 2011 66,423 Disposed
March 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (63,406) $18.66 March 1, 2021 63,406 Acquired
March 1, 2010 SCHW Nonqualified Stock Option (right to buy) Common Stock (54,308) $18.25 March 1, 2020 54,308 Acquired
Nov. 2, 2009 SCHW Nonqualified Stock Option (right to buy) Common Stock (152,862) $17.38 Nov. 2, 2019 152,862 Acquired
Nov. 3, 2008 SCHW Nonqualified Stock Option (right to buy) Common Stock (153,650) $19.36 Nov. 1, 2018 153,650 Acquired
May 1, 2008 SCHW Incentive Stock Option (Right to buy) Common Stock (3,328) $14.32 July 18, 2011 3,328 Disposed
May 1, 2008 SCHW Incentive Stock Option (Right to buy) Common Stock (6,300) $12.50 Feb. 27, 2012 6,300 Disposed
Nov. 1, 2007 SCHW Nonqualified Stock Option (right to buy) Common Stock (125,349) — Nov. 1, 2014 125,349 Acquired
Oct. 1, 2007 SCHW Nonqualified Stock Option (right to buy) Common Stock (57,693) $22.41 Oct. 1, 2014 57,693 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 22 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 9, 2007 SCHW Common Stock 13,337 Direct
July 9, 2007 SCHW Common Stock 23,776 Indirect
July 9, 2007 SCHW Common Stock 1,532 Indirect
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (11,250) 11,250 Direct
July 9, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (11,250) 11,250 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (7,500) 7,500 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (3,188) 3,188 Direct
July 9, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (2,063) 2,063 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (33,000) 33,000 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
July 9, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (2,500) 2,500 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (8,327) 8,327 Direct
July 9, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (3,173) 3,173 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (55,000) 55,000 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (13,300) 13,300 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (13,993) 13,993 Direct
July 9, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (6,007) 6,007 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (16,000) 16,000 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (21,898) 21,898 Direct
July 9, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (20,271) 20,271 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SCHW

President – Investor Services
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 — — — — — — — —
2011 — — — — — — — —
2010 $511,000 — — — $536,550 — $28,554 $2,563,404

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.