Bernard J. Clark

Insider

First SEC filing: Dec. 18, 2012 · Latest: Jan. 9, 2013

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

SCHW buying March 17, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 68 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

68 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 17, 2023	SCHW	P	5,000	$54.83	$274,150	120,653 Indirect	+4.32%	Acquired	102.6% (price as of 2026-08-20)
March 2, 2023	SCHW	F	20,336	$76.46	$1,554,891	0 Direct	-100.00%	Disposed	45.3% (price as of 2026-08-20)
March 2, 2023	SCHW	A	50,135	—	—	50,135 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2023	SCHW	A	56,544	—	—	56,544 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2022	SCHW	M	13,585	$80.06	$1,087,615	85,854 Indirect	+18.80%	Acquired	38.7% (price as of 2026-08-20)
March 1, 2022	SCHW	A	53,668	—	—	53,668 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 26, 2021	SCHW	M	28,370	$42.99	$1,219,626	100,639 Indirect	+39.26%	Acquired	158.4% (price as of 2026-08-20)
Oct. 26, 2021	SCHW	S 10b5-1	28,370	$84.00	$2,383,080	72,269 Indirect	-28.19%	Disposed	32.2% (price as of 2026-08-20)
Oct. 26, 2021	SCHW	M	28,370	—	—	28,670 Indirect	-49.74%	Disposed	(price as of 2026-08-20)
Oct. 25, 2021	SCHW	A	59,931	—	—	59,931 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 25, 2021	SCHW	M	300	$42.99	$12,897	72,569 Indirect	+0.42%	Acquired	158.4% (price as of 2026-08-20)
Oct. 25, 2021	SCHW	S 10b5-1	300	$84.00	$25,200	72,269 Indirect	-0.41%	Disposed	32.2% (price as of 2026-08-20)
Oct. 25, 2021	SCHW	M	300	—	—	57,040 Indirect	-0.52%	Disposed	(price as of 2026-08-20)
Oct. 11, 2021	SCHW	M	29,977	$26.39	$791,093	102,246 Indirect	+41.48%	Acquired	320.9% (price as of 2026-08-20)
Oct. 11, 2021	SCHW	S 10b5-1	29,977	$78.16	$2,343,002	72,269 Indirect	-29.32%	Disposed	42.1% (price as of 2026-08-20)
Oct. 11, 2021	SCHW	M	29,977	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 4, 2021	SCHW	S 10b5-1	9,883	$64.81	$640,517	72,269 Indirect	-12.03%	Disposed	71.4% (price as of 2026-08-20)
March 1, 2021	SCHW	M	9,883	$63.75	$630,041	82,152 Indirect	+13.68%	Acquired	74.2% (price as of 2026-08-20)
March 1, 2021	SCHW	A	86,470	—	—	86,470 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 24, 2021	SCHW	M	29,976	$26.39	$791,067	102,245 Indirect	+41.48%	Acquired	320.9% (price as of 2026-08-20)
Feb. 24, 2021	SCHW	S 10b5-1	29,976	$65.03	$1,949,339	72,269 Indirect	-29.32%	Disposed	70.8% (price as of 2026-08-20)
Feb. 24, 2021	SCHW	M	29,976	—	—	29,977 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Jan. 11, 2021	SCHW	M	29,976	$26.39	$791,067	102,245 Indirect	+41.48%	Acquired	320.9% (price as of 2026-08-20)
Jan. 11, 2021	SCHW	S 10b5-1	29,976	$60.01	$1,798,860	72,269 Indirect	-29.32%	Disposed	85.1% (price as of 2026-08-20)
Jan. 11, 2021	SCHW	M	29,976	—	—	59,953 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 17, 2020	SCHW	M	75,211	$30.17	$2,269,116	147,480 Indirect	+104.07%	Acquired	268.2% (price as of 2026-08-20)
Nov. 17, 2020	SCHW	M	25,977	$28.44	$738,786	173,457 Indirect	+17.61%	Acquired	290.6% (price as of 2026-08-20)
Nov. 17, 2020	SCHW	S	101,188	$48.83	$4,941,010	72,269 Indirect	-58.34%	Disposed	127.5% (price as of 2026-08-20)
Nov. 17, 2020	SCHW	M	75,211	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 17, 2020	SCHW	M	25,977	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 6, 2020	SCHW	S 10b5-1	12,629	$32.94	$415,999	72,269 Indirect	-14.88%	Disposed	237.2% (price as of 2026-08-20)
March 2, 2020	SCHW	M	12,629	$40.81	$515,389	84,898 Indirect	+17.47%	Acquired	172.2% (price as of 2026-08-20)
March 2, 2020	SCHW	A	60,293	—	—	60,293 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 12, 2019	SCHW	M	28,078	$27.45	$770,741	100,347 Indirect	+38.85%	Acquired	304.6% (price as of 2026-08-20)
Dec. 12, 2019	SCHW	S 10b5-1	28,078	$51.00	$1,431,978	72,269 Indirect	-27.98%	Disposed	117.8% (price as of 2026-08-20)
Dec. 12, 2019	SCHW	M	28,078	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2019	SCHW	M	19,419	$46.77	$908,227	72,269 Indirect	+36.74%	Acquired	137.5% (price as of 2026-08-20)
March 1, 2019	SCHW	A	66,856	—	—	66,856 Direct	—	Acquired	(price as of 2026-08-20)
May 22, 2018	SCHW	M	29,678	$25.86	$767,473	82,528 Indirect	+56.16%	Acquired	329.5% (price as of 2026-08-20)
May 22, 2018	SCHW	S	29,678	$59.82	$1,775,338	52,850 Indirect	-35.96%	Disposed	85.7% (price as of 2026-08-20)
May 22, 2018	SCHW	M	29,678	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 7, 2018	SCHW	S 10b5-1	11,238	$54.07	$607,639	52,850 Indirect	-17.54%	Disposed	105.4% (price as of 2026-08-20)
March 5, 2018	SCHW	M	3,342	$52.82	$176,524	64,088 Indirect	+5.50%	Acquired	110.3% (price as of 2026-08-20)
March 2, 2018	SCHW	M	7,896	$51.62	$407,592	60,746 Indirect	+14.94%	Acquired	115.2% (price as of 2026-08-20)
March 1, 2018	SCHW	A	52,415	—	—	52,415 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 27, 2018	SCHW	M	30,020	$23.12	$694,062	82,870 Indirect	+56.80%	Acquired	380.4% (price as of 2026-08-20)
Feb. 27, 2018	SCHW	S	30,020	$55.05	$1,652,601	52,850 Indirect	-36.23%	Disposed	101.8% (price as of 2026-08-20)
Feb. 27, 2018	SCHW	M	30,020	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 4, 2017	SCHW	M	50,444	$16.40	$827,282	103,294 Indirect	+95.45%	Acquired	577.3% (price as of 2026-08-20)
Dec. 4, 2017	SCHW	S 10b5-1	50,444	$50.52	$2,548,431	52,850 Indirect	-48.84%	Disposed	119.9% (price as of 2026-08-20)
Dec. 4, 2017	SCHW	M	50,444	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2017	SCHW	M	32,350	$22.67	$733,374	85,200 Indirect	+61.21%	Acquired	390.0% (price as of 2026-08-20)
Nov. 30, 2017	SCHW	S	32,350	$49.16	$1,590,326	52,850 Indirect	-37.97%	Disposed	125.9% (price as of 2026-08-20)
Nov. 30, 2017	SCHW	M	32,350	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 27, 2017	SCHW	M	42,500	$13.64	$579,700	95,350 Indirect	+80.42%	Acquired	714.3% (price as of 2026-08-20)
Sept. 27, 2017	SCHW	M	32,744	$15.43	$505,240	128,094 Indirect	+34.34%	Acquired	619.9% (price as of 2026-08-20)
Sept. 27, 2017	SCHW	S 10b5-1	32,744	$43.93	$1,438,444	95,350 Indirect	-25.56%	Disposed	152.8% (price as of 2026-08-20)
Sept. 27, 2017	SCHW	S 10b5-1	42,500	$44.03	$1,871,275	52,850 Indirect	-44.57%	Disposed	152.3% (price as of 2026-08-20)
Sept. 27, 2017	SCHW	M	32,744	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 27, 2017	SCHW	M	42,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 29, 2017	SCHW	M	400	$15.43	$6,172	53,250 Indirect	+0.76%	Acquired	619.9% (price as of 2026-08-20)
June 29, 2017	SCHW	S 10b5-1	400	$44.00	$17,600	52,850 Indirect	-0.75%	Disposed	152.4% (price as of 2026-08-20)
June 29, 2017	SCHW	M	400	—	—	32,744 Direct	-1.21%	Disposed	(price as of 2026-08-20)
March 8, 2017	SCHW	S 10b5-1	3,186	$42.27	$134,672	52,850 Indirect	-5.69%	Disposed	162.8% (price as of 2026-08-20)
March 7, 2017	SCHW	S 10b5-1	1,852	$42.07	$77,914	56,036 Indirect	-3.20%	Disposed	164.0% (price as of 2026-08-20)
March 6, 2017	SCHW	S 10b5-1	5,098	$42.08	$214,524	57,888 Indirect	-8.09%	Disposed	164.0% (price as of 2026-08-20)
March 3, 2017	SCHW	M	3,186	$42.42	$135,150	62,986 Indirect	+5.33%	Acquired	161.8% (price as of 2026-08-20)
March 2, 2017	SCHW	M	1,852	$42.51	$78,729	59,800 Indirect	+3.20%	Acquired	161.3% (price as of 2026-08-20)
March 1, 2017	SCHW	M	5,098	$42.38	$216,053	93,878 Indirect	+5.74%	Acquired	162.1% (price as of 2026-08-20)
March 1, 2017	SCHW	A	57,340	—	—	57,340 Indirect	—	Acquired	(price as of 2026-08-20)
March 1, 2017	SCHW	M	35,930	$18.66	$670,454	88,780 Indirect	+67.98%	Acquired	495.3% (price as of 2026-08-20)
March 1, 2017	SCHW	S 10b5-1	35,930	$43.08	$1,547,864	52,850 Indirect	-40.47%	Disposed	157.8% (price as of 2026-08-20)
March 1, 2017	SCHW	M	35,930	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 25, 2017	SCHW	M	16,631	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 25, 2017	SCHW	S 10b5-1	16,631	$42.29	$703,325	52,732 Indirect	-23.98%	Disposed	162.7% (price as of 2026-08-20)
Jan. 25, 2017	SCHW	M	16,631	$15.05	$250,297	69,363 Indirect	+31.54%	Acquired	638.0% (price as of 2026-08-20)
Jan. 24, 2017	SCHW	M	25,300	—	—	16,631 Direct	-60.34%	Disposed	(price as of 2026-08-20)
Jan. 24, 2017	SCHW	S 10b5-1	25,300	$42.03	$1,063,359	52,732 Indirect	-32.42%	Disposed	164.3% (price as of 2026-08-20)
Jan. 24, 2017	SCHW	M	25,300	$15.05	$380,765	78,032 Indirect	+47.98%	Acquired	638.0% (price as of 2026-08-20)
Nov. 22, 2016	SCHW	M	23,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 22, 2016	SCHW	M	22,194	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 22, 2016	SCHW	M	17,562	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 22, 2016	SCHW	S	23,500	$38.14	$896,290	52,732 Indirect	-30.83%	Disposed	191.2% (price as of 2026-08-20)
Nov. 22, 2016	SCHW	S	22,194	$38.14	$846,479	76,232 Indirect	-22.55%	Disposed	191.2% (price as of 2026-08-20)
Nov. 22, 2016	SCHW	S	17,562	$38.14	$669,815	98,426 Indirect	-15.14%	Disposed	191.2% (price as of 2026-08-20)
Nov. 22, 2016	SCHW	M	17,562	$13.91	$244,287	115,988 Indirect	+17.84%	Acquired	698.5% (price as of 2026-08-20)
Nov. 22, 2016	SCHW	M	22,194	$12.45	$276,315	98,426 Indirect	+29.11%	Acquired	792.2% (price as of 2026-08-20)
Nov. 22, 2016	SCHW	M	23,500	$11.75	$276,125	76,232 Indirect	+44.56%	Acquired	845.3% (price as of 2026-08-20)
Nov. 10, 2016	SCHW	S 10b5-1	65,056	$35.32	$2,297,778	52,732 Indirect	-55.23%	Disposed	214.5% (price as of 2026-08-20)
Nov. 10, 2016	SCHW	S 10b5-1	28,090	$35.32	$992,139	117,788 Indirect	-19.26%	Disposed	214.5% (price as of 2026-08-20)
Nov. 10, 2016	SCHW	M	65,056	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 10, 2016	SCHW	M	28,090	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 10, 2016	SCHW	S 10b5-1	65,056	$35.32	$2,297,778	52,732 Indirect	-55.23%	Disposed	214.5% (price as of 2026-08-20)
Nov. 10, 2016	SCHW	S 10b5-1	28,090	$35.32	$992,139	117,788 Indirect	-19.26%	Disposed	214.5% (price as of 2026-08-20)
Nov. 10, 2016	SCHW	M	28,090	$18.25	$512,642	145,878 Indirect	+23.85%	Acquired	508.6% (price as of 2026-08-20)
Nov. 10, 2016	SCHW	M	65,056	$15.00	$975,840	117,788 Indirect	+123.37%	Acquired	640.5% (price as of 2026-08-20)
March 3, 2016	SCHW	M	3,331	$26.73	$89,038	62,574 Indirect	+5.62%	Acquired	315.5% (price as of 2026-08-20)
March 3, 2016	SCHW	S 10b5-1	10,073	$26.64	$268,345	49,170 Indirect	-17.00%	Disposed	316.9% (price as of 2026-08-20)
March 2, 2016	SCHW	M	2,448	$26.54	$64,970	59,243 Indirect	+4.31%	Acquired	318.5% (price as of 2026-08-20)
March 1, 2016	SCHW	A	89,929	—	—	89,929 Indirect	—	Acquired	(price as of 2026-08-20)

Showing latest 100 of 155 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 1, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (56,544)	$77.41	March 1, 2033	56,544	Acquired
March 1, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (53,668)	$77.86	March 1, 2032	53,668	Acquired
Oct. 26, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (28,370)	$42.99	March 1, 2027	28,370	Disposed
Oct. 25, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (300)	$42.99	March 1, 2027	300	Disposed
Oct. 11, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (29,977)	$26.39	March 1, 2026	29,977	Disposed
March 1, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (86,470)	$64.10	March 1, 2031	86,470	Acquired
Feb. 24, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (29,976)	$26.39	March 1, 2026	29,976	Disposed
Jan. 11, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (29,976)	$26.39	March 1, 2026	29,976	Disposed
Nov. 17, 2020	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (75,211)	$30.17	March 2, 2025	75,211	Disposed
Nov. 17, 2020	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (25,977)	$28.44	Nov. 3, 2024	25,977	Disposed
March 2, 2020	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (60,293)	$41.98	March 2, 2030	60,293	Acquired
Dec. 12, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (28,078)	$27.45	Aug. 1, 2024	28,078	Disposed
March 1, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (66,856)	$46.81	March 1, 2029	66,856	Acquired
May 22, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (29,678)	$25.86	March 3, 2024	29,678	Disposed
March 1, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (52,415)	$52.05	March 1, 2028	52,415	Acquired
Feb. 27, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (30,020)	$23.12	Nov. 1, 2023	30,020	Disposed
Dec. 4, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (50,444)	$16.40	March 1, 2023	50,444	Disposed
Nov. 30, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (32,350)	$22.67	Aug. 1, 2023	32,350	Disposed
Sept. 27, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (32,744)	$15.43	Nov. 1, 2020	32,744	Disposed
Sept. 27, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (42,500)	$13.64	Nov. 1, 2022	42,500	Disposed
June 29, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (400)	$15.43	Nov. 1, 2020	400	Disposed
March 1, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (57,340)	$42.99	March 1, 2027	57,340	Acquired
March 1, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (35,930)	$18.66	March 1, 2021	35,930	Disposed
Jan. 25, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (16,631)	$15.05	Aug. 1, 2021	16,631	Disposed
Jan. 24, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (25,300)	$15.05	Aug. 1, 2021	25,300	Disposed
Nov. 22, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (23,500)	$11.75	Nov. 1, 2021	23,500	Disposed
Nov. 22, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (22,194)	$12.45	Aug. 1, 2022	22,194	Disposed
Nov. 22, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (17,562)	$13.91	March 1, 2022	17,562	Disposed
Nov. 10, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (65,056)	$15.00	Aug. 2, 2020	65,056	Disposed
Nov. 10, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (28,090)	$18.25	March 1, 2020	28,090	Disposed
March 1, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (89,929)	$26.39	March 1, 2026	89,929	Acquired
Dec. 4, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (25,987)	$17.38	Nov. 2, 2019	25,987	Disposed
Nov. 6, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (28,810)	$19.36	Nov. 3, 2018	28,810	Disposed
March 6, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (11,097)	$12.45	Aug. 1, 2022	11,097	Disposed
March 6, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (17,562)	$13.91	March 1, 2022	17,562	Disposed
March 2, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (75,211)	$30.17	March 2, 2025	75,211	Acquired
March 2, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (75,211)	$30.17	March 2, 2025	75,211	Acquired
March 2, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (75,211)	$30.17	March 2, 2025	75,211	Acquired
Nov. 3, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (25,977)	$28.44	Nov. 3, 2024	25,977	Acquired
Aug. 25, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (26,115)	$23.33	Nov. 1, 2014	26,115	Disposed
Aug. 1, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (28,078)	$27.45	Aug. 1, 2024	28,078	Acquired
March 3, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (29,678)	$25.86	March 3, 2024	29,678	Acquired
Nov. 18, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (23,499)	$11.75	Nov. 1, 2021	23,499	Disposed
Nov. 18, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (11,096)	$12.45	Aug. 1, 2022	11,096	Disposed
Nov. 18, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (12,500)	$12.66	Feb. 17, 2019	12,500	Disposed
Nov. 1, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (30,020)	$23.12	Nov. 1, 2023	30,020	Acquired
Aug. 1, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (32,350)	$22.67	Aug. 1, 2023	32,350	Acquired
May 31, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (25,986)	$18.29	Oct. 30, 2013	25,986	Disposed
March 1, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (50,444)	$16.40	March 1, 2023	50,444	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 19 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 18, 2012	SCHW	Common Stock	4,576	Direct
Dec. 18, 2012	SCHW	Common Stock	3,319	Indirect
Dec. 18, 2012	SCHW	Common Stock	595	Indirect
Dec. 18, 2012	SCHW	Common Stock	85,667	Indirect
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (46,999)	46,999	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (44,387)	44,387	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (12,500)	12,500	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (42,500)	42,500	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (35,124)	35,124	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (32,528)	32,528	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (32,528)	32,528	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (41,931)	41,931	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (33,144)	33,144	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (25,987)	25,987	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (28,090)	28,090	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (25,986)	25,986	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (35,930)	35,930	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (28,810)	28,810	Direct
Dec. 18, 2012	SCHW	Nonqualified Stock Option (right to buy)→ Common Stock (26,115)	26,115	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SCHW

President – Advisor Services

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	—	—	—	—	—	—	—	—
2014	$500,000	—	—	—	$844,800	—	$27,426	$2,622,226

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.