Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 84 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

84 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 20, 2024 AES S 66,250 $21.15 $1,401,188 300,672 Direct -18.06% Disposed -29.5% (price as of 2026-10-02)
Nov. 7, 2023 AES P 3,000 $16.36 $49,080 264,025 Direct +1.15% Acquired -8.9% (price as of 2026-10-02)
Aug. 10, 2021 AES S 10b5-1 51,941 $24.33 $1,263,725 203,128 Direct -20.36% Disposed -38.7% (price as of 2026-10-02)
March 19, 2020 AES P 924 $9.86 $9,111 183,806 Direct +0.51% Acquired 51.2% (price as of 2026-10-02)
March 19, 2020 AES P 576 $9.86 $5,679 182,882 Direct +0.32% Acquired 51.2% (price as of 2026-10-02)
March 19, 2020 AES P 2,500 $9.50 $23,750 182,306 Direct +1.39% Acquired 56.9% (price as of 2026-10-02)
Nov. 13, 2017 AES P 4,700 $10.60 $49,820 96,186 Direct +5.14% Acquired 40.7% (price as of 2026-10-02)
Nov. 11, 2015 AES P 5,000 $10.13 $50,650 58,143 Direct +9.41% Acquired 47.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 20, 2024 AES Stock Option (Right to Buy) Common Stock (66,250) $11.89 Feb. 20, 2025 66,250 Disposed
Aug. 10, 2021 AES Stock Option (Right to Buy) Common Stock (30,730) $14.63 Feb. 21, 2024 30,730 Disposed
Aug. 10, 2021 AES Stock Option (Right to Buy) Common Stock (21,211) $11.17 Feb. 15, 2023 21,211 Disposed
Feb. 1, 2018 AES Units Common Stock (3,265) · · 3,265 Disposed
Feb. 19, 2016 AES Units Common Stock (1,791) · · 1,791 Acquired
Feb. 20, 2015 AES Units Common Stock (2,151) · · 2,151 Acquired
Feb. 20, 2015 AES Stock Option (Right to Buy) Common Stock (66,250) $11.89 Feb. 20, 2025 66,250 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 9, 2015 AES Common Stock · Direct
Jan. 9, 2015 AES Common Stock 19,187 Indirect
Jan. 9, 2015 AES Stock Option (Right to Buy)→ Common Stock (2,722) 2,722 Direct
Jan. 9, 2015 AES Stock Option (Right to Buy)→ Common Stock (6,361) 6,361 Direct
Jan. 9, 2015 AES Stock Option (Right to Buy)→ Common Stock (7,375) 7,375 Direct
Jan. 9, 2015 AES Stock Option (Right to Buy)→ Common Stock (8,170) 8,170 Direct
Jan. 9, 2015 AES Stock Option (Right to Buy)→ Common Stock (21,211) 21,211 Direct
Jan. 9, 2015 AES Stock Option (Right to Buy)→ Common Stock (30,730) 30,730 Direct
Jan. 9, 2015 AES Units→ Common Stock (9,113) 9,113 Direct