BERNICK CAROL L

CIK 904530 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 9, 2006 · Latest: Nov. 9, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 46 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 16, 2006 SBH A 723,843 723,843 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 224,808 224,808 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 13,050 13,050 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 18,057 18,057 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 5,955,857 5,955,857 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 1,357,331 1,357,331 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 500,000 500,000 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 500,000 500,000 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 609,859 609,859 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 150,300 150,300 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 27,750 27,750 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 17 17 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 80,010 80,010 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 80,010 80,010 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 80,010 80,010 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 592,180 592,180 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 158,048 158,048 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 158,048 158,048 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 133,529 133,529 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 133,529 133,529 Indirect -50.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH A 123,718 123,718 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 123,718 123,718 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 105,000 105,000 Direct Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 90,000 90,000 Direct Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 79,000 79,000 Direct Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 80,000 80,000 Direct Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 33,750 33,750 Direct Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 67,500 67,500 Direct Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 232,500 232,500 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 201,000 201,000 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 182,000 182,000 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 180,000 180,000 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 84,000 84,000 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH A 168,000 168,000 Indirect Acquired (price as of 2026-08-20)
Nov. 16, 2006 SBH D 105,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 90,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 79,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 80,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 33,750 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 67,500 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 232,500 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 201,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 182,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 180,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 84,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Nov. 16, 2006 SBH D 168,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (105,000) $34.23 Sept. 30, 2012 105,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (90,000) $39.54 Sept. 30, 2013 90,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (79,000) $42.46 Oct. 26, 2014 79,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (80,000) $44.40 Sept. 30, 2015 80,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (33,750) $16.62 Sept. 30, 2010 33,750 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (67,500) $21.77 Sept. 30, 2011 67,500 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (232,500) $34.23 Sept. 30, 2012 232,500 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (201,000) $39.54 Sept. 30, 2013 201,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (182,000) $43.83 Sept. 30, 2014 182,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (180,000) $44.40 Sept. 30, 2015 180,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (84,000) $16.62 Sept. 30, 2010 84,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (168,000) $21.77 Sept. 30, 2011 168,000 Acquired
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (105,000) $34.23 Sept. 30, 2012 105,000 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (90,000) $39.54 Sept. 30, 2013 90,000 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (79,000) $42.46 Oct. 26, 2014 79,000 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (80,000) $44.40 Sept. 30, 2015 80,000 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (33,750) $16.62 Sept. 30, 2010 33,750 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (67,500) $21.77 Sept. 30, 2011 67,500 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (232,500) $34.23 Sept. 30, 2012 232,500 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (201,000) $39.54 Sept. 30, 2013 201,000 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (182,000) $43.83 Sept. 30, 2014 182,000 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (180,000) $44.40 Sept. 30, 2015 180,000 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (84,000) $16.62 Sept. 30, 2010 84,000 Disposed
Nov. 16, 2006 SBH Employee Stock Option (Right to Buy) Common Stock (168,000) $21.77 Sept. 30, 2011 168,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 9, 2006 SBH None 0 Direct