Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 4, 2019 XMAX A 100,000 · · 300,000 Direct +50.00% Acquired (price as of 2026-10-02)
Nov. 7, 2018 XMAX A 100,000 · · 100,000 Direct · Acquired (price as of 2026-10-02)
Sept. 26, 2017 XMAX A 100,000 · · 100,000 Direct · Acquired (price as of 2026-10-02)
March 31, 2017 XMAX A 6,024 $1.66 $10,000 42,629 Direct +16.46% Acquired -79.3% (price as of 2026-10-02)
Jan. 3, 2017 XMAX A 5,263 $1.90 $10,000 36,605 Direct +16.79% Acquired -81.9% (price as of 2026-10-02)
Sept. 30, 2016 XMAX A 2,754 $3.63 $9,997 31,342 Direct +9.63% Acquired -90.5% (price as of 2026-10-02)
Aug. 9, 2016 XMAX A 16,393 $0.61 $10,000 28,588 Direct +134.42% Acquired -43.7% (price as of 2026-10-02)
May 19, 2015 XMAX A 12,195 $3.28 $40,000 12,195 Direct · Acquired -89.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Nov. 4, 2019 XMAX Stock Option (right-to-buy) COMMON STOCK (100,000) $0.56 Nov. 4, 2024 100,000 Acquired
Nov. 7, 2018 XMAX Stock Option (right-to-buy) Common (100,000) $1.18 Nov. 7, 2023 100,000 Acquired
Sept. 26, 2017 XMAX Stock Option (right-to-buy) Common Stock (100,000) $1.65 Sept. 26, 2022 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).