BLOUNT W FRANK
CIK 1057580 · View on SEC EDGAR ↗
First SEC filing: March 2, 2011 · Latest: March 2, 2011
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Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 3, 2010 | CAT | S | 8,000 | $53.46 | $427,680 | 18,033 Direct | -30.73% | Disposed | 1412.4% (price as of 2026-08-20) |
| Feb. 5, 2009 | CAT | S | 8,000 | $32.00 | $256,000 | 17,571 Direct | -31.29% | Disposed | 2426.7% (price as of 2026-08-20) |
| Nov. 3, 2004 | CAT | S | 100 | $83.81 | $8,381 | 6,021 Direct | -1.63% | Disposed | 1829.4% (price as of 2026-08-20) |
| Nov. 3, 2004 | CAT | S | 200 | $83.80 | $16,760 | 6,121 Direct | -3.16% | Disposed | 1829.7% (price as of 2026-08-20) |
| Nov. 3, 2004 | CAT | S | 7,700 | $83.77 | $645,029 | 6,321 Direct | -54.92% | Disposed | 1830.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 28, 2010 | ETR | Phantom Stock Units | Common Stock (800) | — | — | 800 | Acquired |
| Feb. 3, 2010 | CAT | Employee Stock Option [F2] | Common (8,000) | $21.88 | April 12, 2010 | 8,000 | Disposed |
| May 29, 2009 | ETR | Phantom Stock Units | Common Stock (800) | — | — | 800 | Acquired |
| Feb. 5, 2009 | CAT | Employee Stock Option [F2] | Common (8,000) | $28.78 | April 14, 2009 | 8,000 | Disposed |
| May 30, 2008 | ETR | Phantom Stock Units | Common Stock (800) | — | — | 800 | Acquired |
| March 3, 2008 | CAT | Restricted Stock Units | Common (1,606) | — | — | 1,606 | Acquired |
| Jan. 31, 2008 | CAT | Employee Stock Option [F2] | Common (8,000) | $27.19 | April 8, 2008 | 8,000 | Disposed |
| May 31, 2007 | ETR | Phantom Stock Units | Common Stock (800) | — | — | 800 | Acquired |
| March 2, 2007 | CAT | Stock Appreciation Right | Common (5,833) | $63.04 | March 2, 2017 | 5,833 | Acquired |
| Dec. 31, 2006 | ADTN | Non-qualified stock option (right to buy) | Common stock (5,000) | $22.70 | Dec. 31, 2016 | 5,000 | Acquired |
| Dec. 29, 2006 | ADTN | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $22.70 | Dec. 29, 2016 | 5,000 | Acquired |
| June 14, 2006 | CAT | Stock Appreciation Right | Common (7,000) | $66.76 | June 14, 2016 | 7,000 | Acquired |
| May 12, 2006 | ETR | Phantom Stock Units | Common Stock (800) | — | — | 800 | Acquired |
| Dec. 31, 2005 | ADTN | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $29.71 | Dec. 31, 2015 | 5,000 | Acquired |
| April 13, 2005 | CAT | Option (NQ) [F2] | Common (4,000) | $89.79 | April 13, 2015 | 4,000 | Acquired |
| Jan. 4, 2005 | ETR | Phantom Stock Units | ETR Common (800) | $65.94 | — | 800 | Acquired |
| Dec. 31, 2004 | ADTN | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $19.20 | Dec. 31, 2014 | 5,000 | Acquired |
| Nov. 3, 2004 | CAT | Employee Stock Option [F2] | Common (4,000) | $39.19 | April 9, 2007 | 4,000 | Disposed |
| Nov. 3, 2004 | CAT | Employee Stock Option [F2] | Common (4,000) | $33.47 | April 10, 2006 | 4,000 | Disposed |
| April 14, 2004 | CAT | Option (NQ) [F2] | Common (4,000) | $81.27 | April 14, 2014 | 4,000 | Acquired |
| Jan. 1, 2004 | ETR | Phantom Stock Units | ETR Common (800) | $57.14 | — | 800 | Acquired |
| Dec. 31, 2003 | ADTN | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $31.10 | Dec. 31, 2013 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.