BLOUNT W FRANK

CIK 1057580 · View on SEC EDGAR ↗

Insider

First SEC filing: March 2, 2011 · Latest: March 2, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 66 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

66 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 3, 2010 CAT S 8,000 $53.46 $427,680 18,033 Direct -30.73% Disposed 1412.4% (price as of 2026-08-20)
Feb. 5, 2009 CAT S 8,000 $32.00 $256,000 17,571 Direct -31.29% Disposed 2426.7% (price as of 2026-08-20)
Nov. 3, 2004 CAT S 100 $83.81 $8,381 6,021 Direct -1.63% Disposed 1829.4% (price as of 2026-08-20)
Nov. 3, 2004 CAT S 200 $83.80 $16,760 6,121 Direct -3.16% Disposed 1829.7% (price as of 2026-08-20)
Nov. 3, 2004 CAT S 7,700 $83.77 $645,029 6,321 Direct -54.92% Disposed 1830.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 28, 2010 ETR Phantom Stock Units Common Stock (800) 800 Acquired
Feb. 3, 2010 CAT Employee Stock Option [F2] Common (8,000) $21.88 April 12, 2010 8,000 Disposed
May 29, 2009 ETR Phantom Stock Units Common Stock (800) 800 Acquired
Feb. 5, 2009 CAT Employee Stock Option [F2] Common (8,000) $28.78 April 14, 2009 8,000 Disposed
May 30, 2008 ETR Phantom Stock Units Common Stock (800) 800 Acquired
March 3, 2008 CAT Restricted Stock Units Common (1,606) 1,606 Acquired
Jan. 31, 2008 CAT Employee Stock Option [F2] Common (8,000) $27.19 April 8, 2008 8,000 Disposed
May 31, 2007 ETR Phantom Stock Units Common Stock (800) 800 Acquired
March 2, 2007 CAT Stock Appreciation Right Common (5,833) $63.04 March 2, 2017 5,833 Acquired
Dec. 31, 2006 ADTN Non-qualified stock option (right to buy) Common stock (5,000) $22.70 Dec. 31, 2016 5,000 Acquired
Dec. 29, 2006 ADTN Non-Qualified Stock Option (right to buy) Common Stock (5,000) $22.70 Dec. 29, 2016 5,000 Acquired
June 14, 2006 CAT Stock Appreciation Right Common (7,000) $66.76 June 14, 2016 7,000 Acquired
May 12, 2006 ETR Phantom Stock Units Common Stock (800) 800 Acquired
Dec. 31, 2005 ADTN Non-Qualified Stock Option (right to buy) Common Stock (5,000) $29.71 Dec. 31, 2015 5,000 Acquired
April 13, 2005 CAT Option (NQ) [F2] Common (4,000) $89.79 April 13, 2015 4,000 Acquired
Jan. 4, 2005 ETR Phantom Stock Units ETR Common (800) $65.94 800 Acquired
Dec. 31, 2004 ADTN Non-Qualified Stock Option (right to buy) Common Stock (5,000) $19.20 Dec. 31, 2014 5,000 Acquired
Nov. 3, 2004 CAT Employee Stock Option [F2] Common (4,000) $39.19 April 9, 2007 4,000 Disposed
Nov. 3, 2004 CAT Employee Stock Option [F2] Common (4,000) $33.47 April 10, 2006 4,000 Disposed
April 14, 2004 CAT Option (NQ) [F2] Common (4,000) $81.27 April 14, 2014 4,000 Acquired
Jan. 1, 2004 ETR Phantom Stock Units ETR Common (800) $57.14 800 Acquired
Dec. 31, 2003 ADTN Non-Qualified Stock Option (right to buy) Common Stock (5,000) $31.10 Dec. 31, 2013 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 23, 2007 KBR No securities are benefically owned. 0 Direct
April 17, 2007 KBR No securities are benefically owned. 0 Direct