Bowen S Diehl

CIK 1602998 · View on SEC EDGAR ↗

Insider

First SEC filing: June 11, 2024 · Latest: June 11, 2024

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 53 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

53 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 20, 2020 CSWC P 20,000 $9.46 $189,200 308,353 Indirect +6.94% Acquired 161.6% (price as of 2026-08-21)
Nov. 15, 2016 CSWC P 43,125 147,712 Direct +41.23% Acquired (price as of 2026-08-21)
May 20, 2014 CSWC P 5,000 $35.09 $175,450 15,000 Direct +50.00% Acquired 92.1% (price as of 2026-08-21)
March 24, 2014 CSWC P 1,427 $35.41 $50,530 10,000 Direct +16.65% Acquired 90.4% (price as of 2026-08-21)
March 21, 2014 CSWC P 1,473 $35.06 $51,643 8,573 Direct +20.75% Acquired 92.3% (price as of 2026-08-21)
March 19, 2014 CSWC P 100 $34.80 $3,480 7,100 Direct +1.43% Acquired 93.7% (price as of 2026-08-21)
March 19, 2014 CSWC P 1,000 $34.90 $34,900 7,000 Direct +16.67% Acquired 93.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 29, 2019 CSWC Non-qualified Stock Option Common Stock (3,123) $11.00 March 17, 2024 3,123 Disposed
March 29, 2019 CSWC Incentive Stock Option Common Stock (2,852) $11.00 March 17, 2024 2,852 Disposed
Aug. 15, 2018 CSWC Non-qualified Stock Option Common Stock (50,000) $11.53 Aug. 28, 2024 50,000 Disposed
June 20, 2018 CSWC Non-qualified Stock Option Common Stock (2,661) $11.53 Aug. 28, 2024 2,661 Acquired
June 20, 2018 CSWC Non-qualified Stock Option Common Stock (6,247) $11.00 March 17, 2024 6,247 Acquired
June 20, 2018 CSWC Incentive Stock Option Common Stock (5,705) $11.00 March 17, 2024 5,705 Acquired
June 20, 2018 CSWC Non-qualified Stock Option Common Stock (2,661) $11.53 Aug. 28, 2024 2,661 Acquired
June 20, 2018 CSWC Non-qualified Stock Option Common Stock (6,247) $11.00 March 17, 2024 6,247 Acquired
June 20, 2018 CSWC Incentive Stock Option Common Stock (5,705) $11.00 March 17, 2024 5,705 Acquired
March 8, 2017 CSWC Non-qualified Stock Option Common Stock (33,321) $11.53 Aug. 28, 2024 33,321 Acquired
March 8, 2017 CSWC Non-qualified Stock Option Common Stock (6,246) $11.00 March 17, 2024 6,246 Acquired
March 8, 2017 CSWC Incentive Stock Option Common Stock (5,704) $11.00 March 17, 2024 5,704 Acquired
March 8, 2017 CSWC Non-qualified Stock Option Common Stock (33,321) $11.53 Aug. 28, 2024 33,321 Acquired
March 8, 2017 CSWC Non-qualified Stock Option Common Stock (6,246) $11.00 March 17, 2024 6,246 Acquired
March 8, 2017 CSWC Incentive Stock Option Common Stock (5,704) $11.00 March 17, 2024 5,704 Acquired
Oct. 14, 2015 CSWC Stock Options Common Stock (352) Aug. 28, 2024 352 Disposed
Oct. 14, 2015 CSWC Stock Options Common Stock (352) Aug. 28, 2024 352 Disposed
Oct. 14, 2015 CSWC Stock Options Common Stock (123) March 17, 2024 123 Disposed
Aug. 28, 2014 CSWC Stock Options Common Stock (86,334) $36.60 Aug. 28, 2024 86,334 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 19, 2014 CSWC Common Stock 6,000 Direct
March 19, 2014 CSWC Stock options [F1]→ Common Stock (30,000) 30,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $549,279 $3,915,196 $4,464,475
2024 $550,000 $1,112,018 $1,700,254 $447,242 $3,809,514
2023 $550,000 $1,235,264 $1,347,186 $346,766 $3,479,216

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.