Brad Warkins
CIK 1678295 · View on SEC EDGAR ↗
First SEC filing: July 6, 2016 · Latest: July 6, 2016
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 5, 2020 | GAIA | A | 45,500 | — | — | 45,500 Direct | — | Acquired | (price as of 2026-08-20) |
| March 16, 2020 | GAIA | M | 67,204 | — | — | 73,837 Direct | +1013.18% | Acquired | (price as of 2026-08-20) |
| March 16, 2020 | GAIA | A | 593 | $6.33 | $3,754 | 73,837 Direct | +0.81% | Acquired | -76.2% (price as of 2026-08-20) |
| Oct. 30, 2018 | GAIA | A | 38,366 | — | — | 38,366 Direct | — | Acquired | (price as of 2026-08-20) |
| Nov. 1, 2016 | GAIA | A | 64,864 | — | — | 64,864 Direct | — | Acquired | (price as of 2026-08-20) |
| July 1, 2016 | GAIA | M | 67,204 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| July 1, 2016 | GAIA | A | 67,204 | — | — | 67,204 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 5, 2020 | GAIA | Restricted Stock Units | Class A Common Stock (45,500) | — | — | 45,500 | Acquired |
| Oct. 30, 2018 | GAIA | Restricted Stock Units | Class A Common Stock (38,366) | — | — | 38,366 | Acquired |
| Nov. 1, 2016 | GAIA | Restricted Stock Units | Class A Common Stock (64,864) | — | — | 64,864 | Acquired |
| July 1, 2016 | GAIA | Restricted Stock Units | Class A Common Stock (67,204) | — | — | 67,204 | Disposed |
| July 1, 2016 | GAIA | Restricted Stock Units | Class A Common Stock (67,204) | — | — | 67,204 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 6, 2016 | GAIA | Class A Common Stock | 6,000 | Direct |
| July 6, 2016 | GAIA | Employee Stock Option (right to buy)→ Class A Common Stock (25,000) | 25,000 | Direct |
| July 6, 2016 | GAIA | Employee Stock Option (right to buy)→ Class A Common Stock (50,000) | 50,000 | Direct |
| July 6, 2016 | GAIA | Employee Stock Option (right to buy)→ Class A Common Stock (15,000) | 15,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2020 | $373,832 | $210,281 | — | — | — | — | $4,800 | $1,072,123 |
| 2019 | $370,482 | $180,000 | — | — | — | — | $4,800 | $555,282 |
| 2017 | $355,833 | $256,800 | — | — | — | — | $4,800 | $1,161,847 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.