Bradford W Smith

CIK 1317678 · View on SEC EDGAR ↗

Insider

First SEC filing: March 27, 2018 · Latest: March 27, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 9, 2023 QTTB S 10b5-1 3,729 $1.39 $5,183 14,219 Direct -20.78% Disposed -37.0% (price as of 2026-08-20)
Jan. 5, 2022 QTTB S 10b5-1 2,182 $3.78 $8,248 4,418 Direct -33.06% Disposed -76.8% (price as of 2026-08-20)
Feb. 8, 2021 QTTB S 10b5-1 13,500 $14.25 $192,375 0 Direct -100.00% Disposed -93.9% (price as of 2026-08-20)
Feb. 3, 2020 QTTB S 10b5-1 12,000 $16.16 $193,920 0 Direct -100.00% Disposed -94.6% (price as of 2026-08-20)
Jan. 2, 2020 QTTB S 10b5-1 6,000 $20.50 $123,000 0 Direct -100.00% Disposed -95.7% (price as of 2026-08-20)
Dec. 2, 2019 QTTB S 10b5-1 6,000 $16.21 $97,260 0 Direct -100.00% Disposed -94.6% (price as of 2026-08-20)
Nov. 29, 2019 QTTB S 10b5-1 6,000 $16.00 $96,000 0 Direct -100.00% Disposed -94.5% (price as of 2026-08-20)
Oct. 1, 2019 QTTB S 10b5-1 100 $18.23 $1,823 0 Direct -100.00% Disposed -95.2% (price as of 2026-08-20)
Oct. 1, 2019 QTTB S 10b5-1 5,900 $17.38 $102,542 100 Direct -98.33% Disposed -95.0% (price as of 2026-08-20)
Sept. 3, 2019 QTTB S 10b5-1 6,000 $18.74 $112,440 0 Direct -100.00% Disposed -95.3% (price as of 2026-08-20)
Aug. 1, 2019 QTTB S 10b5-1 6,000 $17.37 $104,220 0 Direct -100.00% Disposed -95.0% (price as of 2026-08-20)
July 1, 2019 QTTB S 10b5-1 6,000 $19.00 $114,000 0 Direct -100.00% Disposed -95.4% (price as of 2026-08-20)
June 3, 2019 QTTB S 10b5-1 6,000 $19.94 $119,640 0 Direct -100.00% Disposed -95.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 23, 2023 QTTB Restricted Stock Units Common Stock (36,000) — — 36,000 Acquired
Feb. 23, 2023 QTTB Employee Stock Option (Right to Buy) Common Stock (213,000) $1.60 Feb. 23, 2033 213,000 Acquired
Jan. 1, 2023 QTTB Restricted Stock Units Common Stock (6,930) — — 6,930 Disposed
Jan. 1, 2023 QTTB Restricted Stock Units Common Stock (6,600) — — 6,600 Disposed
Feb. 24, 2022 QTTB Restricted Stock Units Common Stock (21,000) — — 21,000 Acquired
Feb. 24, 2022 QTTB Employee Stock Option (Right to Buy) Common Stock (126,000) $2.71 Feb. 24, 2032 126,000 Acquired
Jan. 1, 2022 QTTB Restricted Stock Units Common Stock (6,600) — — 6,600 Disposed
Feb. 8, 2021 QTTB Employee Stock Option (Right to Buy) Common Stock (13,500) $0.64 April 5, 2027 13,500 Disposed
Feb. 5, 2021 QTTB Restricted Stock Units Common Stock (20,000) — — 20,000 Acquired
Feb. 5, 2021 QTTB Employee Stock Option (Right to Buy) Common Stock (122,000) $13.78 Feb. 5, 2031 122,000 Acquired
Feb. 3, 2020 QTTB Employee Stock Option Common Stock (12,000) $0.64 April 5, 2027 12,000 Disposed
Jan. 2, 2020 QTTB Employee Stock Option Common Stock (6,000) $0.64 April 5, 2027 6,000 Disposed
Dec. 11, 2019 QTTB Employee Stock Option (Right to Buy) Common Stock (111,000) $19.92 Dec. 11, 2029 111,000 Acquired
Dec. 2, 2019 QTTB Employee Stock Option Common Stock (6,000) $0.64 April 5, 2027 6,000 Disposed
Nov. 29, 2019 QTTB Employee Stock Option Common Stock (6,000) $0.64 April 5, 2027 6,000 Disposed
Oct. 1, 2019 QTTB Employee Stock Option Common Stock (6,000) $0.64 April 5, 2027 6,000 Disposed
Sept. 3, 2019 QTTB Employee Stock Option Common Stock (6,000) $0.64 April 5, 2027 6,000 Disposed
Aug. 1, 2019 QTTB Employee Stock Option Common Stock (6,000) $0.64 April 5, 2027 6,000 Disposed
July 1, 2019 QTTB Employee Stock Option Common Stock (6,000) $0.64 April 5, 2027 6,000 Disposed
June 3, 2019 QTTB Employee Stock Option Common Stock (6,000) $0.64 April 5, 2027 6,000 Disposed
Dec. 14, 2018 QTTB Employee stock option Common Stock (88,000) $24.28 Dec. 14, 2028 88,000 Acquired
March 27, 2018 QTTB Employee stock option Common Stock (49,711) $16.00 March 27, 2028 49,711 Acquired
Jan. 31, 2017 OCUL Stock Option (Right to Buy) Common Stock (90,000) $6.56 Jan. 30, 2027 90,000 Acquired
Feb. 2, 2016 OCUL Stock Option (Right to Buy) Common Stock (70,000) $5.93 Feb. 1, 2026 70,000 Acquired
Feb. 4, 2015 OCUL Stock Option (Right to Buy) Common Stock (55,000) $30.07 Feb. 3, 2025 55,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 27, 2018 QTTB Employee Stock Option→ Common Stock (163,404) 163,404 Direct
March 27, 2018 QTTB Employee Stock Option→ Common Stock (63,497) 63,497 Direct
July 24, 2014 OCUL Stock Option (right to buy)→ Common Stock (41,819) 41,819 Direct
July 24, 2014 OCUL Stock Option (right to buy)→ Common Stock (81,286) 81,286 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

OCUL

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $333,531,248,750 $9,505,676,781 — — — — $36,541,215 $14,908,371,059,368
2014 $248,750 $76,781 — — — — $1,215 $1,059,368

QTTB

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $406,700 — — — $162,680 — $13,000 $582,380
2019 $384,200 — — $1,307,536 $153,680 — $14,880 $1,860,296

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.