Bradley M Halverson

CIK 1307061 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 19, 2024 · Latest: Nov. 19, 2024

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 93 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

93 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 27, 2017 CAT S 2,600 $137.67 $357,942 5,214 Direct -33.27% Disposed 487.3% (price as of 2026-08-20)
Nov. 21, 2017 CAT S 17,210 $137.33 $2,363,449 10,055 Indirect -63.12% Disposed 488.7% (price as of 2026-08-20)
July 27, 2017 CAT S 12,700 $114.37 $1,452,499 7,814 Direct -61.91% Disposed 606.9% (price as of 2026-08-20)
July 27, 2017 CAT S 200 $114.34 $22,868 20,514 Direct -0.97% Disposed 607.1% (price as of 2026-08-20)
July 27, 2017 CAT S 100 $114.33 $11,433 20,714 Direct -0.48% Disposed 607.2% (price as of 2026-08-20)
July 27, 2017 CAT S 89,636 $114.03 $10,221,193 20,814 Direct -81.16% Disposed 609.1% (price as of 2026-08-20)
July 27, 2017 CAT S 79,976 $114.03 $9,119,663 7,814 Direct -91.10% Disposed 609.1% (price as of 2026-08-20)

Showing latest 100 of 245 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 14, 2026 LEA Restricted Stock Units Common Stock (1,330) — — 1,330 Acquired
May 14, 2026 LEA Restricted Stock Units Common Stock (1,859) — — 1,859 Disposed
May 16, 2025 LEA Restricted Stock Units Common Stock (1,859) — — 1,859 Acquired
May 16, 2025 LEA Restricted Stock Units Common Stock (1,337) — — 1,337 Disposed
May 16, 2024 LEA Restricted Stock Units Common Stock (1,337) — — 1,337 Acquired
May 16, 2024 LEA Restricted Stock Units Common Stock (1,419) — — 1,419 Disposed
May 18, 2023 LEA Restricted Stock Units Common Stock (1,419) — — 1,419 Acquired
May 18, 2023 LEA Restricted Stock Units Common Stock (1,317) — — 1,317 Disposed
May 19, 2022 LEA Restricted Stock Units Common Stock (1,317) — — 1,317 Acquired
May 19, 2022 LEA Restricted Stock Common Stock (875) — — 875 Disposed
May 20, 2021 LEA Restricted Stock Units Common Stock (875) — — 875 Acquired
May 20, 2021 LEA Restricted Stock Common Stock (1,364) — — 1,364 Disposed
June 18, 2020 LEA Restricted Stock Units Common Stock (1,364) — — 1,364 Acquired
Nov. 21, 2017 CAT Employee Stock Option Common Stock (21,416) $110.09 March 5, 2022 21,416 Disposed
Nov. 21, 2017 CAT Stock Appreciation Right Common Stock (22,696) $102.13 March 7, 2021 22,696 Disposed
July 27, 2017 CAT Phantom Stock Units Common Stock (14,363) — — 14,363 Disposed
July 27, 2017 CAT Employee Stock Option Common Stock (102,636) $83.00 March 2, 2025 102,636 Disposed
July 27, 2017 CAT Employee Stock Option Common Stock (79,976) $89.75 March 4, 2023 79,976 Disposed
June 30, 2017 CAT Phantom Stock Units Common Stock (57) — — 57 Acquired
May 31, 2017 CAT Phantom Stock Units Common Stock (53) — — 53 Acquired
March 10, 2017 CAT Phantom Stock Units Common Stock (209) — — 209 Acquired
March 6, 2017 CAT Employee Stock Option Common Stock (88,705) $95.66 March 6, 2027 88,705 Acquired
Dec. 30, 2016 CAT Phantom Stock Units Common Stock (63) — — 63 Acquired
Nov. 30, 2016 CAT Phantom Stock Units Common Stock (62) — — 62 Acquired
Oct. 31, 2016 CAT Phantom Stock Units Common Stock (71) — — 71 Acquired
Sept. 30, 2016 CAT Phantom Stock Units Common Stock (66) — — 66 Acquired
Aug. 31, 2016 CAT Phantom Stock Units Common Stock (72) — — 72 Acquired
July 29, 2016 CAT Phantom Stock Units Common Stock (72) — — 72 Acquired
July 28, 2016 CAT Stock Appreciation Right Common Stock (9,449) $57.85 March 1, 2020 9,449 Disposed
June 30, 2016 CAT Phantom Stock Units Common Stock (78) — — 78 Acquired
May 31, 2016 CAT Phantom Stock Units Common Stock (78) — — 78 Acquired
March 7, 2016 CAT Employee Stock Option Common Stock (105,602) $74.77 March 7, 2026 105,602 Acquired
Dec. 31, 2015 CAT Phantom Stock Units Common Stock (87) — — 87 Acquired
Nov. 30, 2015 CAT Phantom Stock Units Common Stock (81) — — 81 Acquired
Oct. 30, 2015 CAT Phantom Stock Units Common Stock (81) — — 81 Acquired
Sept. 30, 2015 CAT Phantom Stock Units Common Stock (90) — — 90 Acquired
Aug. 31, 2015 CAT Phantom Stock Units Common Stock (77) — — 77 Acquired
July 31, 2015 CAT Phantom Stock Units Common Stock (75) — — 75 Acquired
July 29, 2015 CAT Stock Appreciation Right Common Stock (14,092) $22.17 March 2, 2019 14,092 Disposed
July 29, 2015 CAT Stock Appreciation Right Common Stock (9,935) $63.04 March 2, 2017 9,935 Disposed
June 30, 2015 CAT Phantom Stock Units Common Stock (69) — — 69 Acquired
May 29, 2015 CAT Phantom Stock Units Common Stock (66) — — 66 Acquired
March 6, 2015 CAT Phantom Stock Units Common stock (1,434) — — 1,434 Acquired
March 2, 2015 CAT Employee Stock Option Common stock (153,954) $83.00 March 2, 2025 153,954 Acquired
Dec. 31, 2014 CAT Phantom Stock Units Common stock (64) — — 64 Acquired
Nov. 28, 2014 CAT Phantom Stock Units Common stock (59) — — 59 Acquired
Oct. 31, 2014 CAT Phantom Stock Units Common stock (58) — — 58 Acquired
Sept. 30, 2014 CAT Phantom Stock Units Common stock (60) — — 60 Acquired
Aug. 29, 2014 CAT Phantom Stock Units Common stock (54) — — 54 Acquired
July 31, 2014 CAT Phantom Stock Units Common stock (59) — — 59 Acquired
June 30, 2014 CAT Phantom Stock Units Common stock (54) — — 54 Acquired
May 30, 2014 CAT Phantom Stock Units Common stock (32) — — 32 Acquired
April 29, 2014 CAT Stock Aprreciation Right Common stock (17,000) $72.05 Feb. 17, 2016 17,000 Disposed
April 29, 2014 CAT Employee Stock Options Common Stock (11,000) $45.64 Feb. 18, 2015 11,000 Disposed
March 3, 2014 CAT Employee Stock Options Common Stock (81,061) $96.31 March 3, 2024 81,061 Acquired
Dec. 31, 2013 CAT Phantom Stock Units Common Stock (55) — — 55 Acquired
Nov. 29, 2013 CAT Phantom Stock Units Common Stock (59) — — 59 Acquired
Oct. 31, 2013 CAT Phantom Stock Units Common Stock (60) — — 60 Acquired
Sept. 30, 2013 CAT Phantom Stock Units Common Stock (60) — — 60 Acquired
Aug. 30, 2013 CAT Phantom Stock Units Common Stock (60) — — 60 Acquired
July 31, 2013 CAT Phantom Stock Units Common Stock (60) — — 60 Acquired
June 28, 2013 CAT Phantom Stock Units Common Stock (60) — — 60 Acquired
May 31, 2013 CAT Phantom Stock Units Common Stock (22) — — 22 Acquired
March 4, 2013 CAT Employee Stock Option (right to buy) Common Stock (79,976) $89.75 March 4, 2023 79,976 Acquired
March 1, 2013 CAT Restricted Stock Units Common Stock (458) — March 1, 2013 458 Disposed
Feb. 5, 2013 CAT Employee Stock Option Common Stock (10,000) $45.64 Feb. 18, 2005 10,000 Disposed
Jan. 3, 2013 CAT Phantom Stock Units Common (44) — — 44 Acquired
May 5, 2011 CAT Employee Stock Option [F5] Common (3,901) $38.63 June 8, 2014 3,901 Disposed
April 29, 2011 CAT Employee Stock Option [F5] Common (8,880) $25.36 June 11, 2012 8,880 Disposed
March 7, 2011 CAT Stock Appreciation Rights Common (22,696) $102.13 March 7, 2021 22,696 Acquired
March 4, 2011 CAT Phantom Stock Units Common (622) — — 622 Acquired
March 3, 2011 CAT Restricted Stock Units Common (776) — March 3, 2011 776 Disposed
Feb. 4, 2011 CAT Phantom Stock Units Common (924) — — 924 Acquired
Dec. 16, 2010 CAT Phantom Stock Units Common (12) — — 12 Acquired
Sept. 30, 2010 CAT Phantom Stock Units Common (27) — — 27 Acquired
Aug. 31, 2010 CAT Phantom Stock Units Common (12) — — 12 Acquired
Aug. 4, 2010 CAT Employee Stock Option [F5] Common (5,000) $25.36 June 11, 2012 5,000 Disposed
March 2, 2010 CAT Restricted Stock Units Common (828) — March 2, 2010 828 Disposed
March 1, 2010 CAT Restricted Stock Units Common (458) — — 458 Acquired
March 1, 2010 CAT Stock Appreciation Rights Common (9,449) $57.85 March 1, 2020 9,449 Acquired
Dec. 31, 2009 CAT Phantom Stock Units Common (56) — — 56 Acquired
Nov. 30, 2009 CAT Phantom Stock Units Common (30) — — 30 Acquired
Oct. 30, 2009 CAT Phantom Stock Units Common (50) — — 50 Acquired
Oct. 20, 2009 CAT Employee Stock Option [F5] Common (5,202) $19.20 June 12, 2010 5,202 Disposed
Sept. 30, 2009 CAT Phantom Stock Units Common (30) — — 30 Acquired
May 4, 2009 CAT Employee Stock Option [F5] Common (1,708) $31.17 June 8, 2009 1,708 Disposed
March 2, 2009 CAT Restricted Stock Units Common (1,174) — — 1,174 Acquired
March 2, 2009 CAT Stock Appreciation Rights Common (14,092) $22.17 March 2, 2019 14,092 Acquired
Oct. 24, 2008 CAT Phantom Stock Units Common (3,772) — — 3,003 Acquired
March 3, 2008 CAT Restricted Stock Units Common (776) — — 776 Acquired
March 3, 2008 CAT Stock Appreciation Rights Common (9,306) $73.20 March 3, 2018 9,306 Acquired
July 25, 2007 CAT Employee Stock Option [F4] Common (1,500) $31.17 June 8, 2009 1,500 Disposed
March 2, 2007 CAT Restricted Stock Units Common (828) — — 828 Acquired
March 2, 2007 CAT Stock Appreciation Right Common (9,935) $63.04 March 2, 2017 9,935 Acquired
Feb. 17, 2006 CAT Stock Appreciation Right Common (17,000) $72.05 Feb. 17, 2016 17,000 Acquired
Jan. 31, 2006 CAT Employee Stock Option [F2] Common (3,590) $27.84 June 9, 2008 3,590 Disposed
Jan. 31, 2006 CAT Employee Stock Option [F2] Common (3,868) $25.83 June 10, 2007 3,868 Disposed
Jan. 31, 2006 CAT Employee Stock Option [F2] Common (12,900) $26.76 June 12, 2011 12,900 Disposed
Jan. 31, 2006 CAT Employee Stock Option [F2] Common (9,392) $31.17 June 8, 2009 9,392 Disposed
Oct. 26, 2005 CAT Employee Stock Option [F2] Common (3,698) $19.20 June 12, 2010 3,698 Disposed

Showing latest 100 of 105 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 29 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 26, 2016 SYY Common Stock 0 Direct
Jan. 14, 2013 CAT Common Stock — Direct
Jan. 11, 2013 CAT Common Stock 18,964 Direct
Jan. 11, 2013 CAT Employee Stock Option→ Common Stock (21,000) 21,000 Direct
Jan. 11, 2013 CAT Employee Stock Option→ Common Stock (17,000) 17,000 Direct
Jan. 11, 2013 CAT Employee Stock Option→ Common Stock (9,935) 9,935 Direct
Jan. 11, 2013 CAT Employee Stock Option→ Common Stock (9,306) 9,306 Direct
Jan. 11, 2013 CAT Employee Stock Option→ Common Stock (14,092) 14,092 Direct
Jan. 11, 2013 CAT Employee Stock Option→ Common Stock (9,449) 9,449 Direct
Jan. 11, 2013 CAT Employee Stock Option→ Common Stock (22,696) 22,696 Indirect
Jan. 11, 2013 CAT Employee Stock Option→ Common Stock (21,416) 21,416 Indirect
Jan. 11, 2013 CAT Phantom Stock Units→ Common Stock (8,633) 8,633 Direct
Jan. 11, 2013 CAT Restricted Stock Units→ Common Stock (2,500) 2,500 Direct
Jan. 11, 2013 CAT Restricted Stock Units→ Common Stock (458) 458 Direct
Dec. 2, 2004 CAT Common — Direct
Dec. 2, 2004 CAT Option (ISO) [F4]→ Common (750) 750 Direct
Dec. 2, 2004 CAT Option (ISO) [F4]→ Common (1,934) 1,934 Direct
Dec. 2, 2004 CAT Option (NQ) [F4]→ Common (2,106) 2,106 Direct
Dec. 2, 2004 CAT Option (ISO) [F4]→ Common (1,795) 1,795 Direct
Dec. 2, 2004 CAT Option (NQ) [F4]→ Common (2,245) 2,245 Direct
Dec. 2, 2004 CAT Option (ISO) [F4]→ Common (1,604) 1,604 Direct
Dec. 2, 2004 CAT Option (NQ) [F4]→ Common (4,696) 4,696 Direct
Dec. 2, 2004 CAT Option (ISO) [F4]→ Common (2,601) 2,601 Direct
Dec. 2, 2004 CAT Option (NQ) [F4]→ Common (1,849) 1,849 Direct
Dec. 2, 2004 CAT Option (NQ) [F4]→ Common (6,450) 6,450 Direct
Dec. 2, 2004 CAT Option (NQ) [F4]→ Common (6,940) 6,940 Direct
Dec. 2, 2004 CAT Option (NQ) [F4]→ Common (9,860) 9,860 Direct
Dec. 2, 2004 CAT Option (NQ) [F4]→ Common (9,860) 9,860 Direct
Dec. 2, 2004 CAT Phantom Stock Units→ Common (342) 342 Direct