Brendan J Herron
CIK 1574220 · View on SEC EDGAR ↗
First SEC filing: April 17, 2013 · Latest: April 17, 2013
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 23, 2024 | SHIM | P | 2,629 | $3.16 | $8,308 | 71,509 Direct | +3.82% | Acquired | 23.1% (price as of 2026-08-21) |
| Aug. 22, 2024 | SHIM | P | 10,000 | $3.05 | $30,500 | 68,880 Direct | +16.98% | Acquired | 27.5% (price as of 2026-08-21) |
| Aug. 21, 2024 | SHIM | P | 4,371 | $2.99 | $13,069 | 58,880 Direct | +8.02% | Acquired | 30.1% (price as of 2026-08-21) |
| Nov. 30, 2017 | HASI | S 10b5-1 | 11,063 | $23.96 | $265,069 | 251,733 Direct | -4.21% | Disposed | 70.4% (price as of 2026-08-21) |
| Nov. 10, 2016 | HASI | S 10b5-1 | 13,812 | $19.51 | $269,472 | 175,863 Direct | -7.28% | Disposed | 109.3% (price as of 2026-08-21) |
| Aug. 10, 2016 | HASI | S 10b5-1 | 15,590 | $23.55 | $367,144 | 189,675 Direct | -7.60% | Disposed | 73.4% (price as of 2026-08-21) |
| May 12, 2015 | HASI | S 10b5-1 | 12,202 | $18.85 | $230,008 | 171,456 Direct | -6.64% | Disposed | 116.6% (price as of 2026-08-21) |
| Feb. 12, 2015 | HASI | S 10b5-1 | 11,200 | $14.59 | $163,408 | 128,868 Direct | -8.00% | Disposed | 179.8% (price as of 2026-08-21) |
| Nov. 17, 2014 | HASI | S 10b5-1 | 10,000 | $13.62 | $136,200 | 140,068 Direct | -6.66% | Disposed | 199.8% (price as of 2026-08-21) |
| May 30, 2013 | HASI | P | 4,500 | $11.63 | $52,335 | 114,920 Direct | +4.08% | Acquired | 251.1% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 4, 2025 | SHIM | Restricted Stock Units | Common Stock, par value $0.01 per share (84,269) | — | — | 84,269 | Disposed |
| June 14, 2024 | SHIM | Restricted Stock Units | Common Stock (24,509) | — | — | 24,509 | Disposed |
| June 6, 2024 | SHIM | Restricted Stock Units | Common Stock (84,269) | — | — | 84,269 | Disposed |
| Dec. 14, 2023 | SHIM | Restricted Stock Units | Common Stock (24,509) | — | — | 24,509 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
HASI
President(7)| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2021 | $151,795 | — | $1,981,647 | — | — | — | $1,014,500 | $3,147,942 |
| 2020 | $400,000 | — | $1,018,313 | — | $440,000 | — | $14,250 | $1,872,563 |
| 2019 | $393,333 | — | $1,861,225 | — | $265,500 | — | $14,000 | $2,534,058 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.