Brett Dorton
CIK 1764253 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 10, 2019 · Latest: Jan. 10, 2019
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
6 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 8, 2022 | SMBC | S | 390 | $51.98 | $20,272 | 1,940 Direct | -16.74% | Disposed | 41.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 3, 2022 | SMBC | Common Stock (Right to Buy) | Common Stock (1,500) | $53.82 | Feb. 3, 2032 | 1,500 | Acquired |
| Feb. 10, 2021 | SMBC | Stock Option (Right to buy) | Common Stock (3,000) | $34.91 | Feb. 10, 2031 | 3,000 | Acquired |
| Feb. 18, 2020 | SMBC | Stock Option (Right to buy) | Common Stock (2,000) | $37.40 | Feb. 18, 2030 | 2,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.