Brett Dorton
Insider
First SEC filing: Jan. 10, 2019 · Latest: Jan. 10, 2019
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 29, 2025 | SMBC | S | 130 | $56.30 | $7,319 | 1,060 Direct | -10.92% | Disposed | 27.7% (price as of 2026-10-05) |
| March 14, 2025 | SMBC | S | 450 | $53.30 | $23,985 | 1,190 Direct | -27.44% | Disposed | 34.9% (price as of 2026-10-05) |
| Aug. 16, 2024 | SMBC | S | 260 | $53.86 | $14,004 | 1,640 Direct | -13.68% | Disposed | 33.5% (price as of 2026-10-05) |
| Aug. 2, 2024 | SMBC | S | 240 | $52.28 | $12,547 | 1,900 Direct | -11.21% | Disposed | 37.5% (price as of 2026-10-05) |
| Feb. 8, 2024 | SMBC | A | 600 | · | · | 2,140 Direct | +38.96% | Acquired | (price as of 2026-10-05) |
| Feb. 8, 2024 | SMBC | A | 1,500 | · | · | 1,500 Direct | · | Acquired | (price as of 2026-10-05) |
| March 14, 2023 | SMBC | S | 480 | $39.95 | $19,176 | 1,540 Direct | -23.76% | Disposed | 80.0% (price as of 2026-10-05) |
| Feb. 21, 2023 | SMBC | A | 500 | · | · | 2,020 Direct | +32.89% | Acquired | (price as of 2026-10-05) |
| Feb. 21, 2023 | SMBC | A | 1,500 | · | · | 1,500 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 28, 2022 | SMBC | S | 100 | $52.55 | $5,255 | 1,840 Direct | -5.15% | Disposed | 36.8% (price as of 2026-10-05) |
| Nov. 28, 2022 | SMBC | S | 320 | $52.28 | $16,730 | 1,520 Direct | -17.39% | Disposed | 37.5% (price as of 2026-10-05) |
| March 8, 2022 | SMBC | S | 390 | $51.98 | $20,272 | 1,940 Direct | -16.74% | Disposed | 38.3% (price as of 2026-10-05) |
| Feb. 3, 2022 | SMBC | A | 400 | · | · | 2,330 Direct | +20.73% | Acquired | (price as of 2026-10-05) |
| Feb. 3, 2022 | SMBC | A | 1,500 | · | · | 1,500 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 10, 2021 | SMBC | A | 600 | · | · | 1,930 Direct | +45.11% | Acquired | (price as of 2026-10-05) |
| Feb. 10, 2021 | SMBC | A | 3,000 | · | · | 3,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 18, 2020 | SMBC | A | 2,000 | · | · | 2,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 18, 2020 | SMBC | A | 600 | · | · | 1,330 Direct | +82.19% | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 8, 2024 | SMBC | Stock Option (Right to Buy) | Common Stock | $40.82 | Feb. 8, 2034 | 1,500 | Acquired |
| Feb. 21, 2023 | SMBC | Stock Option (Right to Buy) | Common Stock | $46.94 | Feb. 21, 2033 | 1,500 | Acquired |
| Feb. 3, 2022 | SMBC | Common Stock (Right to Buy) | Common Stock | $53.82 | Feb. 3, 2032 | 1,500 | Acquired |
| Feb. 10, 2021 | SMBC | Stock Option (Right to buy) | Common Stock | $34.91 | Feb. 10, 2031 | 3,000 | Acquired |
| Feb. 18, 2020 | SMBC | Stock Option (Right to buy) | Common Stock | $37.40 | Feb. 18, 2030 | 2,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.