Brian E Farley

CIK 1306117 · View on SEC EDGAR ↗

Insider

First SEC filing: June 27, 2018 · Latest: June 27, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 13, 2020 STIM P 40,000 $2.28 $91,200 217,606 Direct +22.52% Acquired 34.2% (price as of 2026-08-19)
March 12, 2020 STIM P 10,000 $2.18 $21,800 177,606 Direct +5.97% Acquired 40.4% (price as of 2026-08-19)
Nov. 18, 2019 STIM P 11,000 $4.27 $46,970 147,606 Direct +8.05% Acquired -28.3% (price as of 2026-08-19)
Nov. 14, 2019 STIM P 19,000 $4.60 $87,400 136,606 Direct +16.16% Acquired -33.5% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 28, 2019 STIM Stock Option (right to buy) Common Stock (7,347) $13.43 May 27, 2029 7,347 Acquired
July 2, 2018 STIM Stock Option Grant (Right to Buy) Common Stock (10,959) $5.22 April 25, 2028 10,959 Acquired
July 2, 2018 STIM Series G Covertible Preferred Stock Common Stock (1,506) — — 1,506 Disposed
July 2, 2018 STIM Series F Covertible Preferred Stock Common Stock (9,525) — — 9,525 Disposed
July 2, 2018 STIM Series E Covertible Preferred Stock Common Stock (15,342) — — 15,342 Disposed
July 2, 2018 STIM Series D Covertible Preferred Stock Common Stock (8,483) — — 8,483 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 27, 2018 STIM Common Stock 75,582 Direct
June 27, 2018 STIM Series D Covertible Preferred Stock→ Common Stock (8,483) 8,483 Direct
June 27, 2018 STIM Series E Covertible Preferred Stock→ Common Stock (15,342) 15,342 Direct
June 27, 2018 STIM Series F Covertible Preferred Stock→ Common Stock (9,525) 9,525 Direct
June 27, 2018 STIM Series G Covertible Preferred Stock→ Common Stock (1,506) 1,506 Direct