Brian G Rogan

CIK 1209491 · View on SEC EDGAR ↗

Insider

First SEC filing: April 6, 2010 · Latest: April 6, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

BNY selling Nov. 3, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 3, 2014	BNY	M	49,018	$18.02	$883,304	628,308 Direct	+8.46%	Acquired	785.1% (price as of 2026-08-20)
Nov. 3, 2014	BNY	S	49,018	$38.64	$1,894,056	579,290 Direct	-7.80%	Disposed	312.8% (price as of 2026-08-20)
Nov. 3, 2014	BNY	M	49,018	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 21, 2014	BNY	M	100,000	—	—	49,018 Direct	-67.11%	Disposed	(price as of 2026-08-20)
July 21, 2014	BNY	M	111,321	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 21, 2014	BNY	S	100,000	$38.31	$3,831,000	579,174 Direct	-14.72%	Disposed	316.3% (price as of 2026-08-20)
July 21, 2014	BNY	M	100,000	$18.02	$1,802,000	679,174 Direct	+17.27%	Acquired	785.1% (price as of 2026-08-20)
July 21, 2014	BNY	S	111,321	$38.32	$4,265,821	579,174 Direct	-16.12%	Disposed	316.2% (price as of 2026-08-20)
July 21, 2014	BNY	M	111,321	$32.21	$3,585,649	690,495 Direct	+19.22%	Acquired	395.2% (price as of 2026-08-20)
Feb. 24, 2014	BNY	F	27,457	$31.80	$873,133	579,044 Direct	-4.53%	Disposed	401.5% (price as of 2026-08-20)
Feb. 23, 2014	BNY	F	14,421	$31.35	$452,098	606,501 Direct	-2.32%	Disposed	408.7% (price as of 2026-08-20)
Feb. 21, 2014	BNY	F	4,189	$31.35	$131,325	620,922 Direct	-0.67%	Disposed	408.7% (price as of 2026-08-20)
Feb. 19, 2014	BNY	A	44,897	—	—	625,111 Direct	+7.74%	Acquired	(price as of 2026-08-20)
Feb. 19, 2014	BNY	A	18,665	—	—	580,214 Direct	+3.32%	Acquired	(price as of 2026-08-20)
July 18, 2013	BNY	S	50,000	$31.44	$1,572,000	561,447 Direct	-8.18%	Disposed	407.3% (price as of 2026-08-20)
March 16, 2013	BNY	F	25,315	$28.85	$730,338	611,409 Direct	-3.98%	Disposed	452.8% (price as of 2026-08-20)
Feb. 23, 2013	BNY	F	14,421	$27.63	$398,452	636,724 Direct	-2.21%	Disposed	477.2% (price as of 2026-08-20)
Feb. 21, 2013	BNY	A	24,361	—	—	651,145 Direct	+3.89%	Acquired	(price as of 2026-08-20)
Jan. 22, 2013	BNY	M	106,132	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 22, 2013	BNY	S	106,132	$26.57	$2,819,927	626,751 Direct	-14.48%	Disposed	500.3% (price as of 2026-08-20)
Jan. 22, 2013	BNY	M	106,132	$24.52	$2,602,357	732,883 Direct	+16.93%	Acquired	550.4% (price as of 2026-08-20)
Jan. 18, 2013	BNY	M	106,133	—	—	106,132 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Jan. 18, 2013	BNY	S	106,133	$26.18	$2,778,562	626,751 Direct	-14.48%	Disposed	509.2% (price as of 2026-08-20)
Jan. 18, 2013	BNY	M	106,133	$24.52	$2,602,381	732,884 Direct	+16.93%	Acquired	550.4% (price as of 2026-08-20)
March 9, 2012	BNY	F	19,226	$22.42	$431,047	626,633 Direct	-2.98%	Disposed	611.4% (price as of 2026-08-20)
Feb. 23, 2012	BNY	A	128,432	—	—	128,432 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 23, 2012	BNY	A	83,886	—	—	645,859 Direct	+14.93%	Acquired	(price as of 2026-08-20)
Feb. 24, 2011	BNY	A	190,124	—	—	190,124 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 24, 2011	BNY	A	53,242	—	—	561,814 Direct	+10.47%	Acquired	(price as of 2026-08-20)
Feb. 7, 2011	BNY	D	11,368	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 7, 2011	BNY	F	3,201	$31.84	$101,920	508,553 Direct	-0.63%	Disposed	400.9% (price as of 2026-08-20)
Feb. 7, 2011	BNY	D	2,728	—	—	511,754 Direct	-0.53%	Disposed	(price as of 2026-08-20)
July 1, 2010	BNY	F	41,271	$24.77	$1,022,283	514,360 Direct	-7.43%	Disposed	543.9% (price as of 2026-08-20)
April 2, 2010	BNY	M	13,491	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 2, 2010	BNY	F	6,235	$31.26	$194,906	555,321 Direct	-1.11%	Disposed	410.2% (price as of 2026-08-20)
April 2, 2010	BNY	M	13,491	—	—	561,556 Direct	+2.46%	Acquired	(price as of 2026-08-20)
March 23, 2010	BNY	M	51,887	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 23, 2010	BNY	F	23,982	$31.35	$751,836	548,065 Direct	-4.19%	Disposed	408.7% (price as of 2026-08-20)
March 23, 2010	BNY	M	51,887	—	—	572,047 Direct	+9.98%	Acquired	(price as of 2026-08-20)
March 16, 2010	BNY	A	175,276	—	—	175,276 Direct	—	Acquired	(price as of 2026-08-20)
March 16, 2010	BNY	A	49,087	—	—	520,160 Direct	+10.42%	Acquired	(price as of 2026-08-20)
April 7, 2009	BNY	F	6,251	$27.31	$170,715	469,721 Direct	-1.31%	Disposed	484.0% (price as of 2026-08-20)
March 23, 2009	BNY	F	22,295	$27.73	$618,240	475,972 Direct	-4.47%	Disposed	475.2% (price as of 2026-08-20)
March 9, 2009	BNY	A	149,018	—	—	149,018 Direct	—	Acquired	(price as of 2026-08-20)
March 9, 2009	BNY	A	41,732	$18.02	$752,011	498,267 Direct	+9.14%	Acquired	785.1% (price as of 2026-08-20)
July 21, 2008	BNY	A	14,674	—	—	14,674 Direct	—	Acquired	(price as of 2026-08-20)
March 31, 2008	BNY	F	28,181	$41.73	$1,175,993	453,410 Direct	-5.85%	Disposed	282.2% (price as of 2026-08-20)
March 10, 2008	BNY	A	10,806	—	—	10,806 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2008	BNY	A	162,092	—	—	162,092 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2008	BNY	A	10,806	$42.31	$457,202	481,591 Direct	+2.30%	Acquired	277.0% (price as of 2026-08-20)
Oct. 23, 2007	BNY	M	94,340	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 23, 2007	BNY	S	1,600	$46.82	$74,912	469,841 Direct	-0.34%	Disposed	240.6% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	400	$46.81	$18,724	471,441 Direct	-0.08%	Disposed	240.7% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	100	$46.80	$4,680	471,841 Direct	-0.02%	Disposed	240.8% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	5,100	$46.79	$238,629	471,941 Direct	-1.07%	Disposed	240.9% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	400	$46.78	$18,712	477,041 Direct	-0.08%	Disposed	240.9% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	100	$46.77	$4,677	477,441 Direct	-0.02%	Disposed	241.0% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	100	$46.76	$4,676	477,541 Direct	-0.02%	Disposed	241.1% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	200	$46.76	$9,352	477,641 Direct	-0.04%	Disposed	241.1% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	200	$46.75	$9,350	477,841 Direct	-0.04%	Disposed	241.2% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	100	$46.74	$4,674	478,041 Direct	-0.02%	Disposed	241.2% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	6,900	$46.73	$322,437	478,141 Direct	-1.42%	Disposed	241.3% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	1,100	$46.72	$51,392	485,041 Direct	-0.23%	Disposed	241.4% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	7,800	$46.72	$364,416	486,141 Direct	-1.58%	Disposed	241.4% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	4,300	$46.72	$200,896	493,941 Direct	-0.86%	Disposed	241.4% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	10,700	$46.71	$499,797	498,241 Direct	-2.10%	Disposed	241.4% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	1,300	$46.70	$60,710	508,941 Direct	-0.25%	Disposed	241.5% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	7,800	$46.70	$364,260	510,241 Direct	-1.51%	Disposed	241.5% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	6,800	$46.70	$317,560	518,041 Direct	-1.30%	Disposed	241.5% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	12,700	$46.69	$592,963	524,841 Direct	-2.36%	Disposed	241.6% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	12,500	$46.68	$583,500	537,541 Direct	-2.27%	Disposed	241.7% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	3,900	$46.68	$182,052	550,041 Direct	-0.70%	Disposed	241.7% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	400	$46.68	$18,672	553,941 Direct	-0.07%	Disposed	241.7% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	2,206	$46.67	$102,954	554,341 Direct	-0.40%	Disposed	241.7% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	1,900	$46.66	$88,654	556,547 Direct	-0.34%	Disposed	241.8% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	1,400	$46.66	$65,324	558,447 Direct	-0.25%	Disposed	241.8% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	900	$46.65	$41,985	559,847 Direct	-0.16%	Disposed	241.9% (price as of 2026-08-20)
Oct. 23, 2007	BNY	S	3,434	$46.64	$160,162	560,747 Direct	-0.61%	Disposed	242.0% (price as of 2026-08-20)
Oct. 23, 2007	BNY	M	94,340	$29.12	$2,747,181	564,181 Direct	+20.08%	Acquired	447.7% (price as of 2026-08-20)
July 23, 2007	BNY	A	120,563	$44.59	$5,375,904	469,301 Direct	+34.57%	Acquired	257.7% (price as of 2026-08-20)
July 23, 2007	BNY	A	15,096	—	—	15,096 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	348,738	$41.51	$14,476,114	348,738 Direct	—	Acquired	262.5% (price as of 2026-08-20)
July 1, 2007	BNY	A	14,634	$41.51	$607,457	14,634 Indirect	—	Acquired	262.5% (price as of 2026-08-20)
July 1, 2007	BNY	A	94,340	$37.70	$3,556,618	94,340 Direct	—	Acquired	299.1% (price as of 2026-08-20)
July 1, 2007	BNY	A	94,340	$29.12	$2,747,181	94,340 Direct	—	Acquired	416.7% (price as of 2026-08-20)
July 1, 2007	BNY	A	212,265	$24.52	$5,204,738	212,265 Direct	—	Acquired	513.6% (price as of 2026-08-20)
July 1, 2007	BNY	A	117,925	$57.26	$6,752,386	117,925 Direct	—	Acquired	162.8% (price as of 2026-08-20)
July 1, 2007	BNY	A	117,925	$41.67	$4,913,935	117,925 Direct	—	Acquired	261.1% (price as of 2026-08-20)
July 1, 2007	BNY	A	150,944	$44.36	$6,695,876	150,944 Direct	—	Acquired	239.2% (price as of 2026-08-20)
July 1, 2007	BNY	A	79,890	$40.40	$3,227,556	79,890 Direct	—	Acquired	272.4% (price as of 2026-08-20)
July 1, 2007	BNY	A	127,359	$37.09	$4,723,745	127,359 Direct	—	Acquired	305.7% (price as of 2026-08-20)
July 1, 2007	BNY	A	108,491	$35.08	$3,805,864	108,491 Direct	—	Acquired	328.9% (price as of 2026-08-20)
July 1, 2007	BNY	A	111,321	$32.21	$3,585,649	111,321 Direct	—	Acquired	367.1% (price as of 2026-08-20)
July 1, 2007	BNY	A	40,472	$42.83	$1,733,416	40,472 Direct	—	Acquired	251.3% (price as of 2026-08-20)
July 1, 2007	BNY	A	51,887	$37.05	$1,922,413	51,887 Direct	—	Acquired	306.1% (price as of 2026-08-20)
July 1, 2007	BNY	A	13,491	$42.83	$577,820	13,491 Direct	—	Acquired	251.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 3, 2014	BNY	03/09/2009 Stock Options	Common Stock (49,018)	$18.02	March 9, 2019	49,018	Disposed
July 21, 2014	BNY	03/09/2009 Stock Options	Common Stock (100,000)	$18.02	March 9, 2019	100,000	Disposed
July 21, 2014	BNY	03/09/2005 Stock Options	Common Stock (111,321)	$32.21	March 9, 2015	111,321	Disposed
Jan. 22, 2013	BNY	2/11/03 Stock Options $23.13	Common Stock (106,132)	$24.52	Feb. 11, 2013	106,132	Disposed
Jan. 18, 2013	BNY	2/11/03 Stock Options $23.13	Common Stock (106,133)	$24.52	Feb. 11, 2013	106,133	Disposed
Feb. 23, 2012	BNY	EMP OPT-Right to Buy-Type NQ 2/23/2012	Common Stock (128,432)	$22.03	Feb. 22, 2022	128,432	Acquired
Feb. 24, 2011	BNY	EMP OPT-Right to Buy-Type NQ 2/24/11	Common Stock (190,124)	$30.13	Feb. 23, 2021	190,124	Acquired
Feb. 7, 2011	BNY	Performance Shares	Common Stock (11,368)	—	March 15, 2011	11,368	Disposed
April 2, 2010	BNY	Restricted Stock Units	Common Stock (13,491)	—	April 2, 2010	13,491	Disposed
March 23, 2010	BNY	Restricted Stock Units	Common Stock (51,887)	—	March 23, 2010	51,887	Disposed
March 16, 2010	BNY	EMP OPT-Right to Buy-Type NQ 3/16/10	Common Stock (175,276)	$30.25	March 15, 2020	175,276	Acquired
March 9, 2009	BNY	EMP OPT-Right to Buy-Type NQ 3/9/09	Common Stock (149,018)	$18.02	March 8, 2019	149,018	Acquired
July 21, 2008	BNY	EMP OPT-RTB-Type NQ 07/21/08	Common Stock (14,674)	$34.63	July 20, 2018	14,674	Acquired
March 10, 2008	BNY	Performance Shares [F5]	Common Stock (10,806)	—	March 15, 2011	10,806	Acquired
March 10, 2008	BNY	Emp Opt-RTB-Type NQ 3/10/08	Common Stock (162,092)	$42.31	March 9, 2018	162,092	Acquired
Oct. 23, 2007	BNY	1/13/98 Stock Options $27.47	Common Stock (94,340)	$29.12	Jan. 13, 2008	94,340	Disposed
July 23, 2007	BNY	7/23/2007 Stock Options $44.59	Common Stock (Par Value $0.01) (15,096)	$44.59	July 22, 2017	15,096	Acquired
July 1, 2007	BNY	1/12/99 Stock Options $35.56	Common Stock (Par Value $0.01) (94,340)	$37.70	Jan. 12, 2009	94,340	Acquired
July 1, 2007	BNY	1/13/98 Stock Options $27.47	Common Stock (Par Value $0.01) (94,340)	$29.12	Jan. 13, 2008	94,340	Acquired
July 1, 2007	BNY	2/11/03 Stock Options $23.13	Common Stock (Par Value $0.01) (212,265)	$24.52	Feb. 11, 2013	212,265	Acquired
July 1, 2007	BNY	2/13/01 Stock Options $54.02	Common Stock (Par Value $0.01) (117,925)	$57.26	Feb. 13, 2011	117,925	Acquired
July 1, 2007	BNY	2/8/00 Stock Options $39.31	Common Stock (Par Value $0.01) (117,925)	$41.67	Feb. 8, 2010	117,925	Acquired
July 1, 2007	BNY	3/12/02 Stock Options $41.85	Common Stock (Par Value $0.01) (150,944)	$44.36	March 12, 2012	150,944	Acquired
July 1, 2007	BNY	3/13/2007 Stock Options $38.11	Common Stock (Par Value $0.01) (79,890)	$40.40	March 13, 2017	79,890	Acquired
July 1, 2007	BNY	3/14/06 Stock Options $34.99	Common Stock (Par Value $0.01) (127,359)	$37.09	March 14, 2016	127,359	Acquired
July 1, 2007	BNY	3/4/04 Stock Options $33.09	Common Stock (Par Value $0.01) (108,491)	$35.08	March 4, 2014	108,491	Acquired
July 1, 2007	BNY	3/9/2005 Stock Options $30.39	Common Stock (Par Value $0.01) (111,321)	$32.21	March 9, 2015	111,321	Acquired
July 1, 2007	BNY	4/2/2007 Stock Options $40.41	Common Stock (Par Value $0.01) (40,472)	$42.83	April 2, 2017	40,472	Acquired
July 1, 2007	BNY	Restricted Stock Units	Common Stock (Par Value $0.01) (51,887)	$37.05	March 23, 2010	51,887	Acquired
July 1, 2007	BNY	Restricted Stock Units	Common Stock (Par Value $0.01) (13,491)	$42.83	April 2, 2010	13,491	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).