Brian J Lee

Insider

First SEC filing: March 10, 2017 · Latest: Jan. 24, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

GS selling May 2, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 3, 2023	GS	M	6,270	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
May 3, 2023	GS	F	3,201	$333.37	$1,067,117	18,121 Direct	-15.01%	Disposed	205.8% (price as of 2026-08-19)
May 3, 2023	GS	M	6,270	—	—	21,322 Direct	+41.66%	Acquired	(price as of 2026-08-19)
May 2, 2023	GS	S	500	$338.41	$169,205	15,808 Indirect	-3.07%	Disposed	201.2% (price as of 2026-08-19)
May 2, 2023	GS	S	1,800	$337.81	$608,058	16,308 Indirect	-9.94%	Disposed	201.7% (price as of 2026-08-19)
May 2, 2023	GS	S	700	$336.62	$235,634	18,108 Indirect	-3.72%	Disposed	202.8% (price as of 2026-08-19)
May 2, 2023	GS	S	100	$338.60	$33,860	15,052 Direct	-0.66%	Disposed	201.0% (price as of 2026-08-19)
May 2, 2023	GS	S	1,965	$337.98	$664,131	15,152 Direct	-11.48%	Disposed	201.6% (price as of 2026-08-19)
May 2, 2023	GS	S	935	$336.88	$314,983	17,117 Direct	-5.18%	Disposed	202.6% (price as of 2026-08-19)
Jan. 24, 2023	GS	M	8,571	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 24, 2023	GS	F	4,175	$349.14	$1,457,660	18,052 Direct	-18.78%	Disposed	192.0% (price as of 2026-08-19)
Jan. 24, 2023	GS	M	8,571	—	—	22,227 Direct	+62.76%	Acquired	(price as of 2026-08-19)
Nov. 14, 2022	GS	S	2,634	$386.33	$1,017,593	13,656 Direct	-16.17%	Disposed	163.8% (price as of 2026-08-19)
Nov. 14, 2022	GS	S	7,366	$385.67	$2,840,845	16,290 Direct	-31.14%	Disposed	164.3% (price as of 2026-08-19)
Jan. 28, 2022	GS	A	12,211	—	—	12,211 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 25, 2022	GS	M	15,150	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 25, 2022	GS	F	7,380	$343.39	$2,534,218	26,842 Direct	-21.57%	Disposed	196.8% (price as of 2026-08-19)
Jan. 25, 2022	GS	M	15,150	—	—	34,222 Direct	+79.44%	Acquired	(price as of 2026-08-19)
July 14, 2021	GS	S	530	$378.12	$200,404	13,136 Indirect	-3.88%	Disposed	169.6% (price as of 2026-08-19)
July 14, 2021	GS	S	1,136	$377.39	$428,715	13,666 Indirect	-7.67%	Disposed	170.1% (price as of 2026-08-19)
July 14, 2021	GS	S	4,574	$376.34	$1,721,379	14,802 Indirect	-23.61%	Disposed	170.8% (price as of 2026-08-19)
Jan. 25, 2021	GS	M	10,760	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 25, 2021	GS	F	5,017	$289.39	$1,451,870	21,558 Direct	-18.88%	Disposed	252.2% (price as of 2026-08-19)
Jan. 25, 2021	GS	M	10,760	—	—	26,575 Direct	+68.04%	Acquired	(price as of 2026-08-19)
Jan. 20, 2021	GS	A	13,169	—	—	13,169 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 20, 2021	GS	S	200	$296.17	$59,234	15,815 Direct	-1.25%	Disposed	244.2% (price as of 2026-08-19)
Jan. 20, 2021	GS	S	600	$295.47	$177,282	16,015 Direct	-3.61%	Disposed	245.0% (price as of 2026-08-19)
Jan. 20, 2021	GS	S	300	$294.63	$88,389	16,615 Direct	-1.77%	Disposed	246.0% (price as of 2026-08-19)
Jan. 20, 2021	GS	S	200	$293.12	$58,624	16,915 Direct	-1.17%	Disposed	247.7% (price as of 2026-08-19)
Jan. 20, 2021	GS	S	800	$292.42	$233,936	17,115 Direct	-4.47%	Disposed	248.6% (price as of 2026-08-19)
Jan. 20, 2021	GS	S	1,722	$290.71	$500,603	17,915 Direct	-8.77%	Disposed	250.6% (price as of 2026-08-19)
Jan. 20, 2021	GS	S	3,810	$290.01	$1,104,938	19,637 Direct	-16.25%	Disposed	251.5% (price as of 2026-08-19)
Jan. 20, 2021	GS	S	4,312	$288.92	$1,245,823	23,447 Direct	-15.53%	Disposed	252.8% (price as of 2026-08-19)
Jan. 20, 2021	GS	S	1,794	$288.15	$516,941	27,759 Direct	-6.07%	Disposed	253.7% (price as of 2026-08-19)
Jan. 23, 2020	GS	M	11,377	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 23, 2020	GS	F	5,305	$247.05	$1,310,600	37,653 Direct	-12.35%	Disposed	312.6% (price as of 2026-08-19)
Jan. 23, 2020	GS	M	11,377	—	—	42,958 Direct	+36.02%	Acquired	(price as of 2026-08-19)
Jan. 16, 2020	GS	A	12,542	—	—	12,542 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 23, 2019	GS	M	12,381	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 23, 2019	GS	F	5,773	$197.68	$1,141,207	36,617 Direct	-13.62%	Disposed	415.6% (price as of 2026-08-19)
Jan. 23, 2019	GS	M	12,381	—	—	42,390 Direct	+41.26%	Acquired	(price as of 2026-08-19)
Jan. 17, 2019	GS	A	19,740	—	—	19,740 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 21, 2018	GS	S	6,738	$263.92	$1,778,293	6,240 Indirect	-51.92%	Disposed	286.2% (price as of 2026-08-19)
Jan. 18, 2018	GS	F	7,084	$250.97	$1,777,871	30,009 Direct	-19.10%	Disposed	306.2% (price as of 2026-08-19)
Jan. 18, 2018	GS	A	14,464	—	—	37,093 Direct	+63.92%	Acquired	(price as of 2026-08-19)
Dec. 28, 2017	GS	M	18,928	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 28, 2017	GS	F	9,760	$255.95	$2,498,072	22,629 Direct	-30.13%	Disposed	298.2% (price as of 2026-08-19)
Dec. 28, 2017	GS	M	18,928	—	—	32,389 Direct	+140.61%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 3, 2023	GS	Performance-based Restricted Stock Units	Common Stock, par value $0.01 per share (6,270)	—	—	6,270	Disposed
Jan. 24, 2023	GS	Restricted Stock Units	Common Stock, par value $0.01 per share (8,571)	—	—	8,571	Disposed
Jan. 28, 2022	GS	Performance-based Restricted Stock Units	Common Stock, par value $0.01 per share	—	—	12,211	Acquired
Jan. 25, 2022	GS	Restricted Stock Units	Common Stock, par value $0.01 per share (15,150)	—	—	15,150	Disposed
Jan. 25, 2021	GS	Restricted Stock Units	Common Stock, par value $0.01 per share (10,760)	—	—	10,760	Disposed
Jan. 20, 2021	GS	Year-End Restricted Stock Units	Common Stock, par value $0.01 per share (13,169)	—	—	13,169	Acquired
Jan. 23, 2020	GS	Restricted Stock Units	Common Stock, par value $0.01 per share (11,377)	—	—	11,377	Disposed
Jan. 16, 2020	GS	Year-End Restricted Stock Units	Common Stock, par value $0.01 per share (12,542)	—	—	12,542	Acquired
Jan. 23, 2019	GS	Restricted Stock Units	Common Stock, par value $0.01 per share (12,381)	—	—	12,381	Disposed
Jan. 17, 2019	GS	Year-End Restricted Stock Units	Common Stock, par value $0.01 per share (19,740)	—	—	19,740	Acquired
Dec. 28, 2017	GS	Restricted Stock Units	Common Stock, par value $0.01 per share (18,928)	—	—	18,928	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 10, 2017	GS	Common Stock, par value $0.01 per share	13,461	Direct
March 10, 2017	GS	Common Stock, par value $0.01 per share	12,978	Indirect
March 10, 2017	GS	Restricted Stock Units→ Common Stock, par value $0.01 per share (36,106)	36,106	Direct