Brian J. Underdown

CIK 1526335 · View on SEC EDGAR ↗

Insider

First SEC filing: July 25, 2011 · Latest: July 25, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 47 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 19, 2021 VTGN M 2,500 $1.50 $3,750 2,500 Direct Acquired -99.5% (price as of 2026-08-20)
March 19, 2021 VTGN M 2,500 0 Direct -100.00% Disposed (price as of 2026-08-20)
Dec. 30, 2020 VTGN A 75,000 75,000 Direct Acquired (price as of 2026-08-20)
April 23, 2020 VTGN A 75,000 75,000 Direct Acquired (price as of 2026-08-20)
Oct. 21, 2019 VTGN A 75,000 75,000 Direct Acquired (price as of 2026-08-20)
May 23, 2019 VTGN A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Aug. 29, 2018 VTGN D 500 0 Direct -100.00% Disposed (price as of 2026-08-20)
Aug. 29, 2018 VTGN A 500 500 Direct Acquired (price as of 2026-08-20)
Aug. 29, 2018 VTGN D 6,250 0 Direct -100.00% Disposed (price as of 2026-08-20)
Aug. 29, 2018 VTGN A 6,250 6,250 Direct Acquired (price as of 2026-08-20)
Aug. 29, 2018 VTGN D 2,500 0 Direct -100.00% Disposed (price as of 2026-08-20)
Aug. 29, 2018 VTGN A 2,500 2,500 Direct Acquired (price as of 2026-08-20)
Aug. 29, 2018 VTGN D 25,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Aug. 29, 2018 VTGN A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
Aug. 29, 2018 VTGN D 25,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Aug. 29, 2018 VTGN A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
Aug. 29, 2018 VTGN D 35,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Aug. 29, 2018 VTGN A 35,000 35,000 Direct Acquired (price as of 2026-08-20)
Aug. 5, 2018 VTGN A 75,000 75,000 Direct Acquired (price as of 2026-08-20)
Feb. 2, 2018 VTGN A 100,000 100,000 Direct Acquired (price as of 2026-08-20)
Sept. 19, 2017 VTGN A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
April 26, 2017 VTGN A 35,000 35,000 Direct Acquired (price as of 2026-08-20)
Nov. 9, 2016 VTGN A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
June 19, 2016 VTGN A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
Nov. 11, 2015 VTGN D 2,500 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 11, 2015 VTGN A 2,500 2,500 Direct Acquired (price as of 2026-08-20)
Nov. 11, 2015 VTGN D 7,500 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 11, 2015 VTGN A 7,500 7,500 Direct Acquired (price as of 2026-08-20)
Nov. 11, 2015 VTGN D 2,500 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 11, 2015 VTGN A 2,500 2,500 Direct Acquired (price as of 2026-08-20)
Nov. 11, 2015 VTGN D 20,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 11, 2015 VTGN A 20,000 20,000 Direct Acquired (price as of 2026-08-20)
Nov. 11, 2015 VTGN D 50,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Nov. 11, 2015 VTGN A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Sept. 2, 2015 VTGN A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Jan. 11, 2015 VTGN A 20,000 20,000 Direct Acquired (price as of 2026-08-20)
March 19, 2014 VTGN J 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Dec. 20, 2013 VTGN D 10,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Dec. 20, 2013 VTGN A 10,000 10,000 Direct Acquired (price as of 2026-08-20)
Dec. 20, 2013 VTGN D 125,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Dec. 20, 2013 VTGN A 125,000 125,000 Direct Acquired (price as of 2026-08-20)
Dec. 20, 2013 VTGN D 50,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Dec. 20, 2013 VTGN A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Dec. 20, 2013 VTGN D 50,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Dec. 20, 2013 VTGN A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
March 3, 2013 VTGN J 150,000 150,000 Direct Acquired (price as of 2026-08-20)
Feb. 13, 2012 VTGN A 50,000 50,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 19, 2021 VTGN Stock Option (Right to Buy) Common Stock (2,500) $1.50 April 26, 2021 2,500 Disposed
Dec. 30, 2020 VTGN Stock Option (Right to Buy) Common Stock (75,000) $1.77 Dec. 30, 2030 75,000 Acquired
April 23, 2020 VTGN Stock Option (Right to Buy) Common Stock (75,000) $0.40 April 23, 2030 75,000 Acquired
Oct. 21, 2019 VTGN Stock Option (Right to Buy) Common Stock (75,000) $1.41 Oct. 21, 2029 75,000 Acquired
May 23, 2019 VTGN Stock Option (Right to Buy) Common Stock (50,000) $1.00 May 23, 2029 50,000 Acquired
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (500) $10.00 Nov. 4, 2019 500 Disposed
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (500) $1.50 Nov. 4, 2019 500 Acquired
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (6,250) $10.00 Dec. 30, 2019 6,250 Disposed
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (6,250) $1.50 Dec. 30, 2019 6,250 Acquired
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (2,500) $10.00 April 26, 2021 2,500 Disposed
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (2,500) $1.50 April 26, 2021 2,500 Acquired
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (25,000) $3.49 June 19, 2026 25,000 Disposed
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (25,000) $1.50 June 19, 2026 25,000 Acquired
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (25,000) $3.80 Nov. 9, 2026 25,000 Disposed
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (25,000) $1.50 Nov. 9, 2026 25,000 Acquired
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (35,000) $1.96 April 26, 2027 35,000 Disposed
Aug. 29, 2018 VTGN Stock Option (Right to Buy) Common Stock (35,000) $1.50 April 26, 2027 35,000 Acquired
Aug. 5, 2018 VTGN Stock Option (Right to Buy) Common Stock (75,000) $1.27 Aug. 5, 2028 75,000 Acquired
Feb. 2, 2018 VTGN Stock Option (Right to Buy) Common Stock (100,000) $1.16 Feb. 2, 2028 100,000 Acquired
Sept. 19, 2017 VTGN Stock Option (Right to Buy) Common Stock (50,000) $1.56 Sept. 19, 2027 50,000 Acquired
April 26, 2017 VTGN Stock Option (Right to Buy) Common Stock (35,000) $1.96 April 26, 2027 35,000 Acquired
Nov. 9, 2016 VTGN Stock Option (Right to Buy) Common Stock (25,000) $3.80 Nov. 9, 2026 25,000 Acquired
June 19, 2016 VTGN Stock Option (Right to Buy) Common Stock (25,000) $3.49 June 19, 2026 25,000 Acquired
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (2,500) $10.00 Feb. 13, 2016 2,500 Disposed
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (2,500) $7.00 March 19, 2019 2,500 Acquired
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (7,500) $12.80 March 3, 2023 7,500 Disposed
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (7,500) $7.00 March 3, 2023 7,500 Acquired
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (2,500) $10.00 March 19, 2019 2,500 Disposed
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (2,500) $7.00 March 19, 2019 2,500 Acquired
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (20,000) $10.00 Jan. 11, 2020 20,000 Disposed
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (20,000) $7.00 Jan. 11, 2020 20,000 Acquired
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (50,000) $9.25 Sept. 2, 2020 50,000 Disposed
Nov. 11, 2015 VTGN Warrant for Common Stock Common Stock (50,000) $7.00 Sept. 2, 2020 50,000 Acquired
Sept. 2, 2015 VTGN Warrant for Common Stock Common Stock (50,000) $9.25 Sept. 2, 2020 50,000 Acquired
Jan. 11, 2015 VTGN Warrant for Common Stock Common Stock (20,000) $10.00 Jan. 11, 2020 20,000 Acquired
March 19, 2014 VTGN Warrant for Common Stock Common Stock (50,000) $0.50 March 19, 2019 50,000 Acquired
Dec. 20, 2013 VTGN Stock Option (Right to Buy) Common Stock (10,000) $1.50 Nov. 4, 2019 10,000 Disposed
Dec. 20, 2013 VTGN Stock Option (Right to Buy) Common Stock (10,000) $0.50 Nov. 4, 2019 10,000 Acquired
Dec. 20, 2013 VTGN Stock Option (Right to Buy) Common Stock (125,000) $1.50 Dec. 30, 2019 125,000 Disposed
Dec. 20, 2013 VTGN Stock Option (Right to Buy) Common Stock (125,000) $0.50 Dec. 30, 2019 125,000 Acquired
Dec. 20, 2013 VTGN Stock Option (Right to Buy) Common Stock (50,000) $1.75 Dec. 30, 2019 50,000 Disposed
Dec. 20, 2013 VTGN Stock Option (Right to Buy) Common Stock (50,000) $0.50 Dec. 30, 2019 50,000 Acquired
Dec. 20, 2013 VTGN Warrant for Common Stock Common Stock (50,000) $3.00 Feb. 13, 2016 50,000 Disposed
Dec. 20, 2013 VTGN Warrant for Common Stock Common Stock (50,000) $0.50 Feb. 13, 2016 50,000 Acquired
March 3, 2013 VTGN Warrant Common Stock (150,000) $0.64 March 3, 2023 150,000 Acquired
Feb. 13, 2012 VTGN Warrant for Common Stock Common Stock (50,000) $3.00 Dec. 13, 2016 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 25, 2011 VTGN Stock Option (Right to Buy)→ Common Stock (10,000) 10,000 Direct
July 25, 2011 VTGN Stock Option (Right to Buy)→ Common Stock (125,000) 125,000 Direct
July 25, 2011 VTGN Stock Option (Right to Buy)→ Common Stock (50,000) 50,000 Direct