Brian T Sephton
CIK 1318351 · View on SEC EDGAR ↗
First SEC filing: March 7, 2005 · Latest: Dec. 4, 2009
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 18, 2018 | SNEX | S 10b5-1 | 5,000 | $55.00 | $275,000 | 108,137 Direct | -4.42% | Disposed | 508.6% (price as of 2026-08-20) |
| March 9, 2018 | SNEX | S 10b5-1 | 2,500 | $45.00 | $112,500 | 115,537 Direct | -2.12% | Disposed | 643.8% (price as of 2026-08-20) |
| March 6, 2018 | SNEX | S 10b5-1 | 2,500 | $42.50 | $106,250 | 118,037 Direct | -2.07% | Disposed | 687.5% (price as of 2026-08-20) |
| Sept. 16, 2015 | SNEX | P | 4,000 | $25.99 | $103,960 | 10,800 Indirect | +58.82% | Acquired | 1187.8% (price as of 2026-08-20) |
| Sept. 16, 2015 | SNEX | S | 8,000 | $25.99 | $207,920 | 110,907 Direct | -6.73% | Disposed | 1187.8% (price as of 2026-08-20) |
| Aug. 27, 2015 | SNEX | S | 4,548 | $26.04 | $118,430 | 118,907 Direct | -3.68% | Disposed | 1185.4% (price as of 2026-08-20) |
| Aug. 24, 2015 | SNEX | S | 5,000 | $26.15 | $130,750 | 123,455 Direct | -3.89% | Disposed | 1180.0% (price as of 2026-08-20) |
| March 11, 2015 | SNEX | S | 3,815 | $29.55 | $112,733 | 132,455 Direct | -2.80% | Disposed | 1032.7% (price as of 2026-08-20) |
| March 3, 2008 | SNEX | P | 2,034 | $26.30 | $53,494 | 37,000 Direct | +5.82% | Acquired | 1172.7% (price as of 2026-08-20) |
| Feb. 29, 2008 | SNEX | P | 666 | $26.65 | $17,749 | 34,966 Direct | +1.94% | Acquired | 1155.9% (price as of 2026-08-20) |
| Feb. 25, 2008 | SNEX | P | 200 | $24.61 | $4,922 | 35,500 Direct | +0.57% | Acquired | 1260.0% (price as of 2026-08-20) |
| Feb. 25, 2008 | SNEX | P | 2,100 | $24.74 | $51,954 | 35,300 Direct | +6.33% | Acquired | 1252.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 20, 2014 | SNEX | Stock Options | Common (60,000) | $6.62 | Dec. 5, 2014 | 60,000 | Disposed |
| Feb. 23, 2012 | SNEX | Stock Options [F1] | Common (80,000) | — | Dec. 16, 2021 | 80,000 | Acquired |
| Dec. 5, 2008 | SNEX | Stock Option | Common (60,000) | $6.62 | Dec. 5, 2014 | 60,000 | Acquired |
| Jan. 11, 2008 | SNEX | Stock Option | Common (5,000) | $7.35 | Dec. 11, 2008 | 5,000 | Disposed |
| Jan. 7, 2008 | SNEX | Stock Option | Common (15,000) | $7.35 | Dec. 11, 2008 | 15,000 | Disposed |
| Dec. 2, 2005 | SNEX | Stock Option | Common (15,000) | $10.12 | Dec. 2, 2009 | 15,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
SNEX
Chief Legal and Governance Officer| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $262,500 | $190,000 | $40,015 | — | — | — | $13,438 | $505,953 |
| 2012 | $200,000 | $170,000 | $146,089 | — | — | — | $10,625 | $598,727 |
| 2011 | $200,000 | $136,387 | $164,186 | — | $378,613 | — | $10,413 | $889,599 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.