BROCK J DON

Insider

First SEC filing: April 24, 2007 · Latest: April 24, 2007

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

ASTE selling Feb. 28, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 73 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

73 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 28, 2015	ASTE	F	2,250	$42.77	$96,232	18,351 Direct	-10.92%	Disposed	-2.4% (price as of 2026-08-20)
Jan. 12, 2015	ASTE	A	414	$36.20	$14,987	47,718 Direct	+0.88%	Acquired	15.3% (price as of 2026-08-20)
Nov. 28, 2014	ASTE	A	116	$40.67	$4,718	47,303 Direct	+0.25%	Acquired	2.6% (price as of 2026-08-20)
Oct. 24, 2014	ASTE	G	1,500	—	—	2,000,590 Direct	-0.07%	Disposed	(price as of 2026-08-20)
Oct. 9, 2014	ASTE	A	424	$35.41	$15,014	47,187 Direct	+0.91%	Acquired	17.9% (price as of 2026-08-20)
Aug. 29, 2014	ASTE	A	112	$41.56	$4,655	46,764 Direct	+0.24%	Acquired	0.4% (price as of 2026-08-20)
July 8, 2014	ASTE	A	353	$42.50	$15,002	46,651 Direct	+0.76%	Acquired	-1.8% (price as of 2026-08-20)
May 29, 2014	ASTE	A	114	$40.35	$4,600	46,298 Direct	+0.25%	Acquired	3.4% (price as of 2026-08-20)
April 7, 2014	ASTE	A	495	$43.13	$21,349	46,184 Direct	+1.08%	Acquired	-3.2% (price as of 2026-08-20)
March 25, 2014	ASTE	A	101	$45.01	$4,546	45,689 Direct	+0.22%	Acquired	-7.3% (price as of 2026-08-20)
Feb. 28, 2014	ASTE	F	2,250	$40.52	$91,170	27,351 Direct	-7.60%	Disposed	3.0% (price as of 2026-08-20)
Feb. 28, 2014	ASTE	S	13,000	$40.53	$526,890	1,995,340 Direct	-0.65%	Disposed	3.0% (price as of 2026-08-20)
Jan. 9, 2014	ASTE	A	405	$37.04	$15,001	45,587 Direct	+0.90%	Acquired	12.7% (price as of 2026-08-20)
Jan. 8, 2014	ASTE	G	3,000	—	—	2,008,340 Direct	-0.15%	Disposed	(price as of 2026-08-20)
Nov. 29, 2013	ASTE	A	123	$36.76	$4,521	45,182 Direct	+0.27%	Acquired	13.5% (price as of 2026-08-20)
Oct. 28, 2013	ASTE	G	750	—	—	2,038,367 Direct	-0.04%	Disposed	(price as of 2026-08-20)
Oct. 10, 2013	ASTE	A	419	$35.78	$14,992	45,060 Direct	+0.94%	Acquired	16.7% (price as of 2026-08-20)
Aug. 30, 2013	ASTE	A	128	$34.79	$4,453	44,641 Direct	+0.29%	Acquired	20.0% (price as of 2026-08-20)
Aug. 14, 2013	ASTE	S	2,500	$35.05	$87,625	2,039,117 Direct	-0.12%	Disposed	19.1% (price as of 2026-08-20)
Aug. 13, 2013	ASTE	S	2,315	$35.36	$81,858	2,041,617 Direct	-0.11%	Disposed	18.0% (price as of 2026-08-20)
Aug. 5, 2013	ASTE	S	4,585	$35.51	$162,813	2,043,932 Direct	-0.22%	Disposed	17.5% (price as of 2026-08-20)
Aug. 2, 2013	ASTE	S	3,500	$35.50	$124,250	2,048,517 Direct	-0.17%	Disposed	17.6% (price as of 2026-08-20)
Aug. 1, 2013	ASTE	S	13,500	$35.46	$478,710	2,052,017 Direct	-0.65%	Disposed	17.7% (price as of 2026-08-20)
July 31, 2013	ASTE	S	3,600	$35.27	$126,972	2,065,517 Direct	-0.17%	Disposed	18.3% (price as of 2026-08-20)
July 5, 2013	ASTE	A	416	$36.05	$14,997	44,513 Direct	+0.94%	Acquired	15.8% (price as of 2026-08-20)
May 30, 2013	ASTE	A	123	$35.72	$4,394	44,097 Direct	+0.28%	Acquired	16.9% (price as of 2026-08-20)
April 9, 2013	ASTE	A	918	$38.78	$35,600	43,973 Direct	+2.13%	Acquired	7.6% (price as of 2026-08-20)
Feb. 28, 2013	ASTE	F	2,306	$35.02	$80,756	36,351 Direct	-5.97%	Disposed	19.2% (price as of 2026-08-20)
Jan. 11, 2013	ASTE	A	419	$34.57	$14,485	43,056 Direct	+0.98%	Acquired	20.7% (price as of 2026-08-20)
Dec. 12, 2012	ASTE	P	1,332	$31.02	$41,319	42,636 Direct	+3.22%	Acquired	34.6% (price as of 2026-08-20)
Dec. 11, 2012	ASTE	G	3,000	—	—	2,062,423 Direct	-0.15%	Disposed	(price as of 2026-08-20)
Oct. 11, 2012	ASTE	A	463	$31.32	$14,501	41,305 Direct	+1.13%	Acquired	33.3% (price as of 2026-08-20)
July 13, 2012	ASTE	G	205,003	—	—	2,065,423 Direct	-9.03%	Disposed	(price as of 2026-08-20)
July 11, 2012	ASTE	G	174,816	—	—	2,270,426 Direct	-7.15%	Disposed	(price as of 2026-08-20)
July 9, 2012	ASTE	A	491	$29.54	$14,504	40,842 Direct	+1.22%	Acquired	41.3% (price as of 2026-08-20)
May 30, 2012	ASTE	S	10,000	$28.41	$284,100	2,445,242 Direct	-0.41%	Disposed	46.9% (price as of 2026-08-20)
April 10, 2012	ASTE	A	912	$35.07	$31,984	40,351 Direct	+2.31%	Acquired	19.0% (price as of 2026-08-20)
March 8, 2012	ASTE	F	2,250	$35.90	$80,775	45,351 Direct	-4.73%	Disposed	16.3% (price as of 2026-08-20)
Feb. 27, 2012	ASTE	M	25,322	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 27, 2012	ASTE	S	25,322	$39.33	$995,914	0 Direct	-100.00%	Disposed	6.1% (price as of 2026-08-20)
Feb. 27, 2012	ASTE	M	25,322	$19.43	$492,006	25,322 Direct	—	Acquired	114.8% (price as of 2026-08-20)
Jan. 17, 2012	ASTE	A	396	$35.38	$14,010	39,438 Direct	+1.01%	Acquired	18.0% (price as of 2026-08-20)
Dec. 19, 2011	ASTE	G	960	—	—	2,448,492 Direct	-0.04%	Disposed	(price as of 2026-08-20)
Dec. 18, 2011	ASTE	G	3,160	—	—	2,449,452 Direct	-0.13%	Disposed	(price as of 2026-08-20)
Oct. 12, 2011	ASTE	A	433	$32.34	$14,003	39,043 Direct	+1.12%	Acquired	29.1% (price as of 2026-08-20)
July 13, 2011	ASTE	A	359	$39.03	$14,012	38,610 Direct	+0.94%	Acquired	6.9% (price as of 2026-08-20)
April 8, 2011	ASTE	A	631	$38.03	$23,997	38,251 Direct	+1.68%	Acquired	9.8% (price as of 2026-08-20)
Feb. 28, 2011	ASTE	A	18,351	—	—	54,351 Direct	+50.98%	Acquired	(price as of 2026-08-20)
Jan. 10, 2011	ASTE	A	413	$32.85	$13,567	37,620 Direct	+1.11%	Acquired	27.1% (price as of 2026-08-20)
Oct. 5, 2010	ASTE	A	479	$28.46	$13,632	37,207 Direct	+1.30%	Acquired	46.7% (price as of 2026-08-20)
July 8, 2010	ASTE	A	483	$28.22	$13,630	36,728 Direct	+1.33%	Acquired	47.9% (price as of 2026-08-20)
May 12, 2010	ASTE	S	2,000	$32.60	$65,200	2,470,412 Direct	-0.08%	Disposed	28.0% (price as of 2026-08-20)
May 12, 2010	ASTE	S	3,000	$32.60	$97,800	2,472,412 Direct	-0.12%	Disposed	28.0% (price as of 2026-08-20)
May 12, 2010	ASTE	S	2,000	$32.35	$64,700	2,475,412 Direct	-0.08%	Disposed	29.0% (price as of 2026-08-20)
May 11, 2010	ASTE	S	3,000	$32.05	$96,150	2,477,412 Direct	-0.12%	Disposed	30.2% (price as of 2026-08-20)
April 8, 2010	ASTE	A	459	$29.70	$13,632	36,245 Direct	+1.28%	Acquired	40.5% (price as of 2026-08-20)
Feb. 28, 2010	ASTE	A	9,000	—	—	36,000 Direct	+33.33%	Acquired	(price as of 2026-08-20)
Jan. 12, 2010	ASTE	A	472	$28.36	$13,386	35,787 Direct	+1.34%	Acquired	47.2% (price as of 2026-08-20)
Dec. 24, 2009	ASTE	G	400	—	—	2,480,412 Direct	-0.02%	Disposed	(price as of 2026-08-20)
Dec. 23, 2009	ASTE	G	3,997	—	—	2,480,812 Direct	-0.16%	Disposed	(price as of 2026-08-20)
Dec. 17, 2009	ASTE	G	2,000	—	—	2,484,809 Direct	-0.08%	Disposed	(price as of 2026-08-20)
Oct. 12, 2009	ASTE	A	522	$26.12	$13,635	35,314 Direct	+1.50%	Acquired	59.8% (price as of 2026-08-20)
July 20, 2009	ASTE	A	562	$24.26	$13,634	34,793 Direct	+1.64%	Acquired	72.1% (price as of 2026-08-20)
April 30, 2009	ASTE	S	4,000	$29.85	$119,400	44,475 Indirect	-8.25%	Disposed	39.8% (price as of 2026-08-20)
April 13, 2009	ASTE	A	1,520	$27.06	$41,131	34,231 Direct	+4.65%	Acquired	54.2% (price as of 2026-08-20)
Feb. 28, 2009	ASTE	A	9,000	—	—	27,000 Direct	+50.00%	Acquired	(price as of 2026-08-20)
Jan. 13, 2009	ASTE	A	487	$28.00	$13,636	32,711 Direct	+1.51%	Acquired	49.1% (price as of 2026-08-20)
Dec. 24, 2008	ASTE	G	300	—	—	2,486,809 Direct	-0.01%	Disposed	(price as of 2026-08-20)
Dec. 22, 2008	ASTE	G	4,938	—	—	2,487,109 Direct	-0.20%	Disposed	(price as of 2026-08-20)
Oct. 9, 2008	ASTE	A	600	$22.71	$13,626	32,225 Direct	+1.90%	Acquired	83.8% (price as of 2026-08-20)
July 14, 2008	ASTE	A	26	$30.27	$787	31,625 Direct	+0.08%	Acquired	37.9% (price as of 2026-08-20)
July 10, 2008	ASTE	A	424	$30.27	$12,834	31,599 Direct	+1.36%	Acquired	37.9% (price as of 2026-08-20)
July 10, 2008	ASTE	A	424	$32.11	$13,615	31,599 Direct	+1.36%	Acquired	30.0% (price as of 2026-08-20)
May 7, 2008	ASTE	S	3,000	$38.14	$114,420	2,492,047 Direct	-0.12%	Disposed	9.4% (price as of 2026-08-20)
May 7, 2008	ASTE	S	3,000	$38.19	$114,570	2,495,047 Direct	-0.12%	Disposed	9.3% (price as of 2026-08-20)
May 7, 2008	ASTE	S	4,000	$37.92	$151,680	2,498,047 Direct	-0.16%	Disposed	10.1% (price as of 2026-08-20)
May 6, 2008	ASTE	S	2,000	$37.89	$75,780	2,502,047 Direct	-0.08%	Disposed	10.2% (price as of 2026-08-20)
May 6, 2008	ASTE	S	1,500	$37.75	$56,625	2,504,047 Direct	-0.06%	Disposed	10.6% (price as of 2026-08-20)
May 6, 2008	ASTE	S	2,500	$37.65	$94,125	2,505,547 Direct	-0.10%	Disposed	10.9% (price as of 2026-08-20)
May 6, 2008	ASTE	S	1,600	$37.55	$60,080	2,508,047 Direct	-0.06%	Disposed	11.2% (price as of 2026-08-20)
May 6, 2008	ASTE	S	2,400	$37.24	$89,376	2,509,647 Direct	-0.10%	Disposed	12.1% (price as of 2026-08-20)
April 9, 2008	ASTE	A	1,064	$38.65	$41,124	31,174 Direct	+3.53%	Acquired	8.0% (price as of 2026-08-20)
Feb. 28, 2008	ASTE	A	9,000	—	—	2,530,047 Direct	+0.36%	Acquired	(price as of 2026-08-20)
Jan. 10, 2008	ASTE	A	459	$28.89	$13,261	30,111 Direct	+1.55%	Acquired	44.5% (price as of 2026-08-20)
Dec. 24, 2007	ASTE	G	300	—	—	2,521,047 Direct	-0.01%	Disposed	(price as of 2026-08-20)
Dec. 18, 2007	ASTE	G	2,100	—	—	2,521,347 Direct	-0.08%	Disposed	(price as of 2026-08-20)
Dec. 18, 2007	ASTE	G	350	—	—	2,523,447 Direct	-0.01%	Disposed	(price as of 2026-08-20)
Dec. 13, 2007	ASTE	W	48,475	—	—	48,475 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 16, 2007	ASTE	A	224	$59.16	$13,252	29,652 Direct	+0.76%	Acquired	-29.4% (price as of 2026-08-20)
Aug. 10, 2007	ASTE	S	17,355	$51.64	$896,212	2,269,847 Direct	-0.76%	Disposed	-19.2% (price as of 2026-08-20)
Aug. 7, 2007	ASTE	S	2,645	$50.39	$133,282	22,877,202 Direct	-0.01%	Disposed	-17.2% (price as of 2026-08-20)
Aug. 6, 2007	ASTE	S	8,500	$50.87	$432,395	2,289,847 Direct	-0.37%	Disposed	-17.9% (price as of 2026-08-20)
Aug. 3, 2007	ASTE	S	2,447	$52.56	$128,614	2,298,347 Direct	-0.11%	Disposed	-20.6% (price as of 2026-08-20)
July 17, 2007	ASTE	A	269	$49.26	$13,251	29,428 Direct	+0.92%	Acquired	-15.3% (price as of 2026-08-20)
May 21, 2007	ASTE	G	8,000	—	—	2,523,797 Direct	-0.32%	Disposed	(price as of 2026-08-20)
April 20, 2007	ASTE	A	894	$42.84	$38,299	29,159 Direct	+3.16%	Acquired	-2.6% (price as of 2026-08-20)
March 8, 2007	ASTE	A	9,000	—	—	2,300,794 Direct	+0.39%	Acquired	(price as of 2026-08-20)
Feb. 13, 2007	ASTE	W	261,950	—	—	2,531,797 Direct	+11.54%	Acquired	(price as of 2026-08-20)
Jan. 23, 2007	ASTE	A	337	$36.85	$12,418	28,265 Direct	+1.21%	Acquired	13.3% (price as of 2026-08-20)
Jan. 18, 2007	ASTE	W	251,202	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)

Showing latest 100 of 144 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 12, 2015	ASTE	Phantom Stock	Common Stock (414)	—	—	414	Acquired
Nov. 28, 2014	ASTE	Phantom Stock	Common Stock (116)	—	—	116	Acquired
Oct. 9, 2014	ASTE	Phantom Stock	Common Stock (424)	—	—	424	Acquired
Aug. 29, 2014	ASTE	Phantom Stock	Common Stock (112)	—	—	112	Acquired
July 8, 2014	ASTE	Phantom Stock	Common Stock (353)	—	—	353	Acquired
May 29, 2014	ASTE	Phantom Stock	Common Stock	—	—	114	Acquired
April 7, 2014	ASTE	Phantom Stock	Common Stock (495)	—	—	495	Acquired
March 25, 2014	ASTE	Phantom Stock	Common Stock (101)	—	—	101	Acquired
Jan. 9, 2014	ASTE	Phantom Stock	Common Stock	—	—	405	Acquired
Nov. 29, 2013	ASTE	Phantom Stock	Common Stock	—	—	123	Acquired
Oct. 10, 2013	ASTE	Phantom Stock	Common Stock	—	—	419	Acquired
Aug. 30, 2013	ASTE	Phantom Stock	Common Stock	—	—	128	Acquired
July 5, 2013	ASTE	Phantom Stock	Common Stock	—	—	416	Acquired
May 30, 2013	ASTE	Phantom Stock	Common Stock	—	—	123	Acquired
April 9, 2013	ASTE	Phantom Stock	Common Stock	—	—	918	Acquired
Jan. 11, 2013	ASTE	Phantom Stock	Common Stock (419)	—	—	419	Acquired
Dec. 12, 2012	ASTE	Phantom Stock	Common Stock (1,332)	—	—	1,332	Acquired
Oct. 11, 2012	ASTE	Phantom Stock	Common Stock (463)	—	—	463	Acquired
July 9, 2012	ASTE	Phantom Stock	Common Stock (491)	—	—	491	Acquired
April 10, 2012	ASTE	Phantom Stock	Common Stock (912)	—	—	912	Acquired
Feb. 27, 2012	ASTE	Stock Options	Common Stock (25,322)	$19.43	March 6, 2015	25,322	Disposed
Jan. 17, 2012	ASTE	Phantom Stock	Common Stock (396)	—	—	396	Acquired
Oct. 12, 2011	ASTE	Phantom Stock	Common Stock (433)	—	—	433	Acquired
July 13, 2011	ASTE	Phantom Stock	Common Stock (359)	—	—	359	Acquired
April 8, 2011	ASTE	Phantom Stock	Common Stock (631)	—	—	631	Acquired
Jan. 10, 2011	ASTE	Phantom Stock	Common Stock (413)	—	—	413	Acquired
Oct. 5, 2010	ASTE	Phantom Stock	Common Stock (479)	—	—	479	Acquired
July 8, 2010	ASTE	Phantom Stock	Common Stock (483)	—	—	483	Acquired
April 8, 2010	ASTE	Phantom Stock	Common Stock (459)	—	—	459	Acquired
Jan. 12, 2010	ASTE	Phantom Stock	Common Stock (472)	—	—	472	Acquired
Oct. 12, 2009	ASTE	Phantom Stock	Common Stock (522)	—	—	522	Acquired
July 20, 2009	ASTE	Phantom Stock	Common Stock (562)	—	—	562	Acquired
April 13, 2009	ASTE	Phantom Stock	Common Stock (1,520)	—	—	1,520	Acquired
Jan. 13, 2009	ASTE	Phantom Stock	Common Stock (487)	—	—	487	Acquired
Oct. 9, 2008	ASTE	Phantom Stock	Common Stock	—	—	600	Acquired
July 14, 2008	ASTE	Phantom Stock	Common Stock	—	—	26	Acquired
July 10, 2008	ASTE	Phantom Shares	Common Stock (424)	—	—	424	Acquired
July 10, 2008	ASTE	Phantom Shares	Common Stock (424)	—	—	424	Acquired
April 9, 2008	ASTE	Phantom Shares	Common Stock (1,064)	—	—	1,064	Acquired
Jan. 10, 2008	ASTE	Phantom Stock	Common Stock (459)	—	—	459	Acquired
Oct. 16, 2007	ASTE	Phantom Stock	Common Stock (224)	—	—	224	Acquired
July 17, 2007	ASTE	Phantom Stock	Common Stock (269)	—	—	269	Acquired
April 20, 2007	ASTE	Phantom Shares	Common Stock (894)	—	—	894	Acquired
Jan. 23, 2007	ASTE	Phantom Stock	Common Stock (337)	—	—	337	Acquired
Oct. 11, 2006	ASTE	Phantom Stock	Common Stock (470)	—	—	470	Acquired
July 11, 2006	ASTE	Phantom Stock	Common Stock (386)	—	—	386	Acquired
May 2, 2006	ASTE	Stock Option	Common Stock (7,000)	$14.50	Jan. 1, 2012	7,000	Disposed
May 1, 2006	ASTE	Stock Options	Common Stock (26,731)	$14.50	Jan. 1, 2012	26,731	Disposed
May 1, 2006	ASTE	Stock Options	Common Stock (29,000)	$12.97	Jan. 1, 2011	29,000	Disposed
April 11, 2006	ASTE	Phantom Shares	Common Stock (689)	—	—	689	Acquired
March 16, 2006	ASTE	Stock Options	Common Stock (4,678)	$21.37	March 6, 2010	4,678	Disposed
March 16, 2006	ASTE	Stock Options	Common Stock (6,269)	$15.95	Jan. 1, 2007	6,269	Disposed
Jan. 12, 2006	ASTE	Phantom Stock	Common Stock (345)	—	—	345	Acquired
Oct. 14, 2005	ASTE	Phantom Stock	Common Stock (433)	—	—	433	Acquired
Aug. 2, 2005	ASTE	Stock Option	Common Stock (7)	$14.27	Jan. 1, 2006	7	Disposed
Aug. 2, 2005	ASTE	Stock Option	Common Stock (13,993)	$12.97	Jan. 1, 2011	13,993	Disposed
Aug. 1, 2005	ASTE	Stock Option	Common Stock (54,768)	$17.38	June 25, 2008	54,768	Disposed
Aug. 1, 2005	ASTE	Stock Option	Common Stock (7,000)	$14.27	Jan. 1, 2006	7,000	Disposed
July 18, 2005	ASTE	Common Stock	Common Stock (522)	—	—	522	Acquired
April 9, 2005	ASTE	Common Stock	Common Stock (1,010)	—	—	1,010	Acquired
March 7, 2005	ASTE	stock option	common stock (25,322)	$19.43	March 6, 2015	25,322	Acquired
March 7, 2005	ASTE	stock option	common stock (4,678)	$21.37	March 6, 2010	4,678	Acquired
Jan. 8, 2005	ASTE	Common Stock	Common Stock (667)	—	—	667	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).