Bruce A Smith

Insider

First SEC filing: Feb. 8, 2011 · Latest: Feb. 8, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 30, 2017	LYB	A	483	—	—	28,081 Direct	+1.75%	Acquired	(price as of 2026-08-19)
Sept. 30, 2017	LYB	F	31	$99.05	$3,071	28,050 Direct	-0.11%	Disposed	-32.1% (price as of 2026-08-19)
June 30, 2017	LYB	A	519	—	—	27,659 Direct	+1.91%	Acquired	(price as of 2026-08-19)
June 30, 2017	LYB	F	61	$84.39	$5,148	27,598 Direct	-0.22%	Disposed	-20.3% (price as of 2026-08-19)
May 23, 2017	LYB	A	2,110	—	—	27,140 Direct	+8.43%	Acquired	(price as of 2026-08-19)
May 12, 2017	LYB	F	232	$81.04	$18,801	25,030 Direct	-0.92%	Disposed	-17.0% (price as of 2026-08-19)
March 31, 2017	LYB	A	467	—	—	25,282 Direct	+1.88%	Acquired	(price as of 2026-08-19)
March 31, 2017	LYB	F	20	$91.19	$1,824	25,262 Direct	-0.08%	Disposed	-26.2% (price as of 2026-08-19)
Dec. 31, 2016	LYB	F	46	$85.78	$3,946	24,815 Direct	-0.19%	Disposed	-21.6% (price as of 2026-08-19)
Dec. 31, 2016	LYB	A	517	—	—	24,861 Direct	+2.12%	Acquired	(price as of 2026-08-19)
Sept. 30, 2016	LYB	F	74	$77.28	$5,719	24,344 Direct	-0.30%	Disposed	-13.0% (price as of 2026-08-19)
Sept. 30, 2016	LYB	A	561	—	—	24,418 Direct	+2.35%	Acquired	(price as of 2026-08-19)
June 30, 2016	LYB	A	446	$82.55	$36,817	23,857 Direct	+1.91%	Acquired	-18.5% (price as of 2026-08-19)
May 12, 2016	LYB	A	2,093	—	—	23,410 Direct	+9.82%	Acquired	(price as of 2026-08-19)
May 6, 2016	LYB	F	255	$82.10	$20,936	21,317 Direct	-1.18%	Disposed	-18.1% (price as of 2026-08-19)
March 31, 2016	LYB	F	79	$80.26	$6,341	21,573 Direct	-0.36%	Disposed	-16.2% (price as of 2026-08-19)
March 31, 2016	LYB	F	80	$80.26	$6,421	21,572 Direct	-0.37%	Disposed	-16.2% (price as of 2026-08-19)
March 31, 2016	LYB	A	504	—	—	21,652 Direct	+2.38%	Acquired	(price as of 2026-08-19)
May 6, 2015	LYB	A	1,647	—	—	21,148 Direct	+8.45%	Acquired	(price as of 2026-08-19)
April 15, 2015	LYB	F	108	$96.52	$10,424	19,501 Direct	-0.55%	Disposed	-30.3% (price as of 2026-08-19)
July 1, 2014	GEVO	A	56,818	—	—	151,113 Direct	+60.26%	Acquired	(price as of 2026-08-19)
May 22, 2014	LYB	F	166	$97.70	$16,218	19,609 Direct	-0.84%	Disposed	-31.1% (price as of 2026-08-19)
April 15, 2014	LYB	A	1,899	—	—	19,775 Direct	+10.62%	Acquired	(price as of 2026-08-19)
March 12, 2014	GEVO	A	67,204	—	—	67,204 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 16, 2013	GEVO	P	37,037	—	—	94,295 Direct	+64.68%	Acquired	(price as of 2026-08-19)
Dec. 16, 2013	GEVO	P	37,037	—	—	37,037 Direct	—	Acquired	(price as of 2026-08-19)
June 30, 2013	LYB	F	988	$66.26	$65,465	17,876 Direct	-5.24%	Disposed	1.5% (price as of 2026-08-19)
May 22, 2013	LYB	A	2,075	—	—	18,864 Direct	+12.36%	Acquired	(price as of 2026-08-19)
March 21, 2013	GEVO	A	6,250	—	—	6,250 Direct	—	Acquired	(price as of 2026-08-19)
March 21, 2013	GEVO	A	32,051	—	—	57,258 Direct	+127.15%	Acquired	(price as of 2026-08-19)
May 9, 2012	LYB	A	3,367	—	—	16,789 Direct	+25.09%	Acquired	(price as of 2026-08-19)
March 14, 2012	GEVO	A	6,250	—	—	6,250 Direct	—	Acquired	(price as of 2026-08-19)
March 14, 2012	GEVO	A	6,642	—	—	25,207 Direct	+35.78%	Acquired	(price as of 2026-08-19)
May 20, 2011	LYB	P	5,000	$40.35	$201,750	13,422 Direct	+59.37%	Acquired	66.7% (price as of 2026-08-19)
May 5, 2011	LYB	A	2,881	$41.65	$119,994	8,422 Direct	+51.99%	Acquired	61.5% (price as of 2026-08-19)
March 23, 2011	GEVO	A	5,230	—	—	17,643 Direct	+42.13%	Acquired	(price as of 2026-08-19)
March 23, 2011	GEVO	A	3,565	—	—	18,565 Direct	+23.77%	Acquired	(price as of 2026-08-19)
Feb. 14, 2011	GEVO	P	15,000	$15.00	$225,000	15,000 Direct	—	Acquired	-100.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 12, 2014	GEVO	Non-Qualified Stock Option (right to buy)	Common Stock (67,204)	$1.46	March 12, 2024	67,204	Acquired
Dec. 16, 2013	GEVO	Common Stock Warrants (right-to-buy)	Common Stock (37,037)	—	Dec. 16, 2018	37,037	Acquired
March 21, 2013	GEVO	Non-Qualified Stock Option (right to buy)	Common Stock (6,250)	$1.89	March 15, 2023	6,250	Acquired
March 14, 2012	GEVO	Non-Qualified Stock Option (right to buy)	Common Stock (6,250)	$9.41	March 14, 2022	6,250	Acquired
March 23, 2011	GEVO	Non-Qualified Stock Option (right to buy)	Common Stock (5,230)	$17.53	March 23, 2021	5,230	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 8, 2011	GEVO	Non-Qualified Stock Option (right to buy)→ Common Stock (12,413)	12,413	Direct
Oct. 13, 2010	LYB	Class A ordinary shares [F1]	5,541	Direct