Bruce Aust

CIK 1254646 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 17, 2004 · Latest: Nov. 17, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 68 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

68 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 12, 2014 NDAQ S 26,389 $43.75 $1,154,519 72,350 Direct -26.73% Disposed 569.5% (price as of 2026-08-19)
July 25, 2014 NDAQ S 25,210 $42.17 $1,063,106 98,739 Direct -20.34% Disposed 594.5% (price as of 2026-08-19)
June 16, 2014 NDAQ S 10b5-1 20,000 $36.49 $729,800 98,101 Direct -16.93% Disposed 702.6% (price as of 2026-08-19)
May 15, 2014 NDAQ S 10b5-1 20,000 $36.33 $726,600 98,101 Direct -16.93% Disposed 706.2% (price as of 2026-08-19)
April 15, 2014 NDAQ S 10b5-1 20,000 $34.16 $683,200 98,101 Direct -16.93% Disposed 757.4% (price as of 2026-08-19)
March 17, 2014 NDAQ S 10b5-1 20,000 $39.80 $796,000 98,101 Direct -16.93% Disposed 635.9% (price as of 2026-08-19)
Feb. 18, 2014 NDAQ S 10b5-1 20,000 $38.97 $779,400 98,101 Direct -16.93% Disposed 651.6% (price as of 2026-08-19)
Jan. 15, 2014 NDAQ S 10b5-1 20,000 $39.41 $788,200 98,101 Direct -16.93% Disposed 643.2% (price as of 2026-08-19)
Dec. 13, 2013 NDAQ S 10b5-1 7,500 $38.87 $291,525 114,751 Direct -6.13% Disposed 653.5% (price as of 2026-08-19)
Nov. 13, 2013 NDAQ S 10b5-1 7,500 $35.67 $267,525 114,751 Direct -6.13% Disposed 721.1% (price as of 2026-08-19)
Oct. 14, 2013 NDAQ S 10b5-1 7,500 $33.11 $248,325 114,751 Direct -6.13% Disposed 784.6% (price as of 2026-08-19)
Sept. 13, 2013 NDAQ S 10b5-1 7,500 $31.23 $234,225 114,751 Direct -6.13% Disposed 837.8% (price as of 2026-08-19)
Aug. 13, 2013 NDAQ S 10b5-1 7,500 $31.86 $238,950 114,751 Direct -6.13% Disposed 819.3% (price as of 2026-08-19)
July 15, 2013 NDAQ S 10b5-1 7,500 $34.17 $256,275 114,751 Direct -6.13% Disposed 757.1% (price as of 2026-08-19)
June 13, 2013 NDAQ S 10b5-1 7,500 $31.46 $235,950 114,751 Direct -6.13% Disposed 831.0% (price as of 2026-08-19)
May 22, 2013 NDAQ S 7,000 $31.19 $218,330 114,751 Direct -5.75% Disposed 839.0% (price as of 2026-08-19)
May 13, 2013 NDAQ S 10b5-1 7,500 $30.37 $227,775 121,751 Direct -5.80% Disposed 864.4% (price as of 2026-08-19)
April 15, 2013 NDAQ S 10b5-1 7,500 $29.00 $217,500 121,751 Direct -5.80% Disposed 909.9% (price as of 2026-08-19)
March 13, 2013 NDAQ S 10b5-1 7,500 $32.11 $240,825 121,751 Direct -5.80% Disposed 812.1% (price as of 2026-08-19)
Feb. 13, 2013 NDAQ S 10b5-1 7,500 $30.44 $228,300 121,751 Direct -5.80% Disposed 862.2% (price as of 2026-08-19)
Feb. 7, 2013 NDAQ S 10b5-1 5,000 $28.97 $144,850 121,751 Direct -3.94% Disposed 911.0% (price as of 2026-08-19)
Jan. 14, 2013 NDAQ S 10b5-1 7,500 $26.64 $199,800 121,751 Direct -5.80% Disposed 999.4% (price as of 2026-08-19)
Jan. 7, 2013 NDAQ S 10b5-1 5,000 $26.33 $131,650 121,751 Direct -3.94% Disposed 1012.4% (price as of 2026-08-19)
Dec. 18, 2012 NDAQ S 10b5-1 20,000 $25.00 $500,000 143,471 Direct -12.23% Disposed 1071.5% (price as of 2026-08-19)
Feb. 1, 2012 NDAQ S 10b5-1 5,000 $25.00 $125,000 117,324 Direct -4.09% Disposed 1071.5% (price as of 2026-08-19)
Jan. 3, 2012 NDAQ S 10b5-1 5,000 $25.03 $125,150 128,976 Direct -3.73% Disposed 1070.1% (price as of 2026-08-19)
Dec. 1, 2011 NDAQ S 10b5-1 5,000 $26.07 $130,350 128,976 Direct -3.73% Disposed 1023.5% (price as of 2026-08-19)
Nov. 1, 2011 NDAQ S 10b5-1 5,000 $25.00 $125,000 128,976 Direct -3.73% Disposed 1071.5% (price as of 2026-08-19)
Oct. 10, 2011 NDAQ S 10b5-1 5,000 $25.00 $125,000 128,976 Direct -3.73% Disposed 1071.5% (price as of 2026-08-19)
Sept. 15, 2011 NDAQ S 10b5-1 5,000 $25.00 $125,000 128,976 Direct -3.73% Disposed 1071.5% (price as of 2026-08-19)
July 1, 2011 NDAQ S 10b5-1 5,000 $25.24 $126,200 128,976 Direct -3.73% Disposed 1060.4% (price as of 2026-08-19)
June 1, 2011 NDAQ S 10b5-1 5,000 $25.37 $126,850 133,972 Direct -3.60% Disposed 1054.5% (price as of 2026-08-19)

Showing latest 100 of 160 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 25, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (25,210) $19.75 March 4, 2020 25,210 Disposed
June 16, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,000) $7.35 Nov. 15, 2014 20,000 Disposed
May 15, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,000) $7.35 Nov. 15, 2014 20,000 Disposed
April 15, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,000) $7.35 Nov. 15, 2014 20,000 Disposed
March 17, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,000) $7.35 Nov. 15, 2014 20,000 Disposed
Feb. 18, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,000) $7.35 Nov. 15, 2014 20,000 Disposed
Jan. 15, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,000) $7.35 Nov. 15, 2014 20,000 Disposed
Dec. 13, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
Nov. 13, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
Oct. 14, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
Sept. 13, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
Aug. 13, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
July 15, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
June 13, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
May 13, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
April 15, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
March 13, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
Feb. 13, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
Feb. 7, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
Jan. 14, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,500) $9.15 Feb. 18, 2014 7,500 Disposed
Jan. 7, 2013 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
Dec. 18, 2012 NDAQ Employee Stock Option (Right to Buy) Common Stock (20,000) $7.35 Nov. 15, 2014 20,000 Disposed
Feb. 1, 2012 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
Jan. 3, 2012 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
Dec. 1, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
Nov. 1, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
Oct. 10, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
Sept. 15, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
July 1, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
June 1, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
May 2, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
April 1, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $7.35 Nov. 15, 2014 5,000 Disposed
March 28, 2011 NDAQ Employee Stock Option (Right to Buy) Common Stock (25,496) $25.28 March 28, 2021 25,496 Acquired
March 4, 2010 NDAQ Employee Stock Option (Right to Buy) Common Stock (25,210) $19.75 March 4, 2020 25,210 Acquired
Dec. 17, 2008 NDAQ Employee Stock Option (Right to Buy) Common Stock (45,528) $25.07 Dec. 17, 2018 45,528 Acquired
Dec. 12, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (22,564) $45.38 Dec. 12, 2017 22,564 Acquired
July 16, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.15 Feb. 18, 2014 5,000 Disposed
June 15, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.15 Feb. 18, 2014 5,000 Disposed
May 15, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
April 16, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
March 15, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
Feb. 15, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
Jan. 16, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
Jan. 16, 2007 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
Dec. 15, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
Dec. 13, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (32,558) $35.92 Dec. 13, 2016 32,558 Acquired
Nov. 15, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
Oct. 16, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (5,000) $9.05 July 11, 2013 5,000 Disposed
Sept. 15, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (50,000) $9.05 July 11, 2013 5,000 Disposed
Aug. 15, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (50,000) $9.05 July 11, 2013 5,000 Disposed
Feb. 15, 2006 NDAQ Employee Stock Option (Right to Buy) Common Stock (7,000) $13.00 Feb. 14, 2011 7,000 Disposed
Nov. 15, 2004 NDAQ Employee Stock Option (Right to Buy) Common Stock (200,000) $7.35 Nov. 15, 2014 200,000 Acquired
Feb. 18, 2004 NDAQ Employee Stock Option (Right to Buy) Common Stock (100,000) $9.15 Feb. 18, 2014 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NDAQ

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2009 $435,000 — — — $1,005,300 $38,697 $65,510 $2,610,007

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.