Byron Roth
CIK 1810078 · View on SEC EDGAR ↗
First SEC filing: Aug. 5, 2021 · Latest: Aug. 5, 2021
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 15, 2023 | TYGO | P | 45,208 | $1.04 | $47,016 | 145,208 Indirect | +45.21% | Acquired | 8.2% (price as of 2026-08-20) |
| June 14, 2023 | TYGO | P | 100,000 | $0.91 | $91,000 | 100,000 Indirect | — | Acquired | 23.6% (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 3,936 | — | — | 348 Indirect | -91.88% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 48,451 | — | — | 4,285 Indirect | -91.87% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 15,269 | — | — | 1,350 Indirect | -91.88% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 15,269 | — | — | 1,350 Direct | -91.88% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 7,872 | — | — | 696 Indirect | -91.88% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 472,852 | — | — | 289,676 Indirect | -62.01% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 30,538 | — | — | 2,700 Indirect | -91.88% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 267,493 | — | — | 179,878 Direct | -59.79% | Disposed | (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 16,619 | — | — | 16,619 Indirect | — | Acquired | (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 52,736 | — | — | 52,736 Indirect | — | Acquired | (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 16,619 | — | — | 16,619 Direct | — | Acquired | (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 105,472 | $10.00 | $1,054,720 | 762,528 Indirect | +16.05% | Acquired | -88.8% (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 33,238 | $10.00 | $332,380 | 33,238 Indirect | — | Acquired | -88.8% (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 33,239 | $10.00 | $332,390 | 447,371 Direct | +8.03% | Acquired | -88.8% (price as of 2026-08-20) |
| Dec. 15, 2020 | RSVR | P | 90,281 | — | — | 90,281 Indirect | — | Acquired | (price as of 2026-08-20) |
| Dec. 15, 2020 | RSVR | P | 5,052 | — | — | 2 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 15, 2020 | RSVR | P | 180,562 | $10.00 | $1,805,620 | 2,068,252 Indirect | +9.57% | Acquired | -2.3% (price as of 2026-08-20) |
| Dec. 15, 2020 | RSVR | P | 10,105 | $10.00 | $101,050 | 115,748 Direct | +9.57% | Acquired | -2.3% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 4, 2026 | TIC | Restricted Stock Units | Common Stock (9,524) | — | — | 9,524 | Disposed |
| July 1, 2026 | TIC | Restricted Stock Units | Common Stock (12,500) | — | — | 12,500 | Acquired |
| Aug. 4, 2025 | TIC | Restricted Stock Units | Common Stock (9,524) | — | — | 9,524 | Acquired |
| June 15, 2023 | TYGO | Warrants to purchase common stock | Common Stock (45,208) | $11.50 | May 23, 2028 | 45,208 | Acquired |
| June 14, 2023 | TYGO | Warrants to purchase common stock | Common Stock (100,000) | $11.50 | May 23, 2028 | 100,000 | Acquired |
| May 23, 2023 | TYGO | Warrants to purchase common stock | Common Stock (3,936) | $11.50 | — | 3,936 | Disposed |
| May 23, 2023 | TYGO | Warrants to purchase common stock | Common Stock (48,451) | $11.50 | — | 48,451 | Disposed |
| May 23, 2023 | TYGO | Warrants to purchase common stock | Common Stock (15,269) | $11.50 | — | 15,269 | Disposed |
| May 23, 2023 | TYGO | Warrants to purchase common stock | Common Stock (15,269) | $11.50 | — | 15,269 | Disposed |
| Aug. 10, 2021 | TYGO | Warrants to purchase Common Stock | Common Stock (16,619) | $11.50 | — | 16,619 | Acquired |
| Aug. 10, 2021 | TYGO | Warrants to purchase Common Stock | Common Stock (52,736) | $11.50 | — | 52,736 | Acquired |
| Aug. 10, 2021 | TYGO | Warrants to purchase Common Stock | Common Stock (16,619) | $11.50 | — | 16,619 | Acquired |
| Dec. 15, 2020 | RSVR | Warrants to purchase Common Stock | Common Stock (90,281) | $11.50 | — | 90,281 | Acquired |
| Dec. 15, 2020 | RSVR | Warrants to purchase Common Stock | Common Stock (5,052) | $11.50 | — | 5,052 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.