Carl Dockery
Insider
First SEC filing: April 13, 2016 · Latest: Oct. 20, 2025
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 28, 2026 | AYTU | A | 10,000 | · | · | 31,152 Direct | +47.28% | Acquired | (price as of 2026-10-05) |
| Oct. 3, 2025 | AYTU | A | 10,000 | · | · | 20,440 Direct | +95.79% | Acquired | (price as of 2026-10-05) |
| Nov. 6, 2024 | AYTU | A | 1,500 | · | · | 10,440 Direct | +16.78% | Acquired | (price as of 2026-10-05) |
| Aug. 11, 2023 | AYTU | A | 1,500 | · | · | 8,940 Direct | +20.16% | Acquired | (price as of 2026-10-05) |
| Dec. 21, 2022 | AYTU | D | 40,000 | · | · | 148,805 Direct | -21.19% | Disposed | (price as of 2026-10-05) |
| April 16, 2021 | AYTU | A | 187,804 | · | · | 188,805 Direct | +18761.64% | Acquired | (price as of 2026-10-05) |
| June 8, 2020 | AYTU | A | 40,000 | · | · | 40,038 Direct | +105263.16% | Acquired | (price as of 2026-10-05) |
| Oct. 24, 2018 | AYTU | A | 150,000 | · | · | 152,663 Direct | +5632.75% | Acquired | (price as of 2026-10-05) |
| Nov. 7, 2017 | AYTU | A | 50,000 | · | · | 95,115 Direct | +110.83% | Acquired | (price as of 2026-10-05) |
| March 16, 2017 | AYTU | D | 8,334 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| March 16, 2017 | AYTU | D | 6,667 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| March 16, 2017 | AYTU | A | 8,334 | · | · | 8,334 Direct | · | Acquired | (price as of 2026-10-05) |
| March 16, 2017 | AYTU | A | 6,667 | · | · | 6,667 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 27, 2017 | AYTU | M | 416,667 | $0.75 | $312,500 | 837,300 Indirect | +99.06% | Acquired | -100.0% (price as of 2026-10-05) |
| Feb. 27, 2017 | AYTU | M | 416,667 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| July 7, 2016 | AYTU | A | 6,667 | · | · | 6,667 Direct | · | Acquired | (price as of 2026-10-05) |
| July 7, 2016 | AYTU | A | 8,334 | · | · | 8,334 Direct | · | Acquired | (price as of 2026-10-05) |
| July 7, 2016 | AYTU | D | 8,334 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| July 7, 2016 | AYTU | A | 65,000 | · | · | 65,000 Direct | · | Acquired | (price as of 2026-10-05) |
| May 6, 2016 | AYTU | P | 5,000,000 | · | · | 5,000,000 Indirect | · | Acquired | (price as of 2026-10-05) |
| May 6, 2016 | AYTU | P | 5,000,000 | $0.40 | $2,000,000 | 5,047,591 Indirect | +10506.19% | Acquired | -100.0% (price as of 2026-10-05) |
| April 11, 2016 | AYTU | A | 100,000 | · | · | 100,000 Direct | · | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 8, 2020 | AYTU | Employee Stock Option Grant | Common Stock | $1.45 | June 7, 2030 | 40,000 | Acquired |
| March 16, 2017 | AYTU | Stock Option Grant | Common Stock | $3.23 | April 10, 2026 | 8,334 | Disposed |
| March 16, 2017 | AYTU | Stock Option Grant | Common Stock | $3.23 | April 10, 2026 | 6,667 | Disposed |
| March 16, 2017 | AYTU | Stock Option Grant | Common Stock | $0.82 | April 10, 2026 | 8,334 | Acquired |
| March 16, 2017 | AYTU | Stock Option Grant | Common Stock | $0.82 | April 10, 2026 | 6,667 | Acquired |
| Feb. 27, 2017 | AYTU | Warrant to Purchase Common Stock | Common Stock | $6.00 | May 6, 2021 | 416,667 | Disposed |
| July 7, 2016 | AYTU | Stock Option Grant | Common Stock | $3.23 | July 7, 2026 | 6,667 | Acquired |
| July 7, 2016 | AYTU | Stock Option Grant | Common Stock | $3.23 | April 10, 2026 | 8,334 | Acquired |
| July 7, 2016 | AYTU | Stock Option Grant | Common Stock | $6.72 | April 10, 2026 | 8,334 | Disposed |
| May 6, 2016 | AYTU | Warrant to Purchase Common Stock [F1] | Common Stock | $0.50 | May 6, 2021 | 5,000,000 | Acquired |
| April 11, 2016 | AYTU | Employee Stock Option Grant | Common Stock | $0.56 | April 10, 2026 | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 13, 2016 | AYTU | Common Stock | 47,591 | Indirect |