Carl Dockery
CIK 1618149 · View on SEC EDGAR ↗
Insider
First SEC filing: April 13, 2016 · Latest: Oct. 20, 2025
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 10 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
10 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 6, 2016 | AYTU | P | 5,000,000 | — | — | 5,000,000 Indirect | — | Acquired | (price as of 2026-08-20) |
| May 6, 2016 | AYTU | P | 5,000,000 | $0.40 | $2,000,000 | 5,047,591 Indirect | +10506.19% | Acquired | -100.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 7, 2016 | AYTU | Stock Option Grant | Common Stock (6,667) | $3.23 | July 7, 2026 | 6,667 | Acquired |
| July 7, 2016 | AYTU | Stock Option Grant | Common Stock (8,334) | $3.23 | April 10, 2026 | 8,334 | Acquired |
| July 7, 2016 | AYTU | Stock Option Grant | Common Stock (8,334) | $6.72 | April 10, 2026 | 8,334 | Disposed |
| May 6, 2016 | AYTU | Warrant to Purchase Common Stock [F1] | Common Stock (5,000,000) | $0.50 | May 6, 2021 | 5,000,000 | Acquired |
| April 11, 2016 | AYTU | Employee Stock Option Grant | Common Stock (100,000) | $0.56 | April 10, 2026 | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 13, 2016 | AYTU | Common Stock | 47,591 | Indirect |