Carl Guarino

CIK 1191720 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 16, 2024 · Latest: Dec. 16, 2024

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Insider at

Insider transactions

0 buys (P) 1 sells (S) Net: $-1,032,000 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 28, 2026 SEIC S 10,000 $103.20 $1,032,000 18,308 Direct -35.33% Disposed 5.6% (price as of 2026-08-21)
Oct. 28, 2024 SEIC S 7,564 $75.77 $573,124 13,867 Direct -35.29% Disposed 43.8% (price as of 2026-08-21)
Jan. 29, 2016 SEIC P 6,592 $37.01 $243,970 9,665 Direct +214.51% Acquired 194.5% (price as of 2026-08-21)
Jan. 29, 2016 SEIC P 6,592 $37.91 $249,903 6,592 Direct — Acquired 187.5% (price as of 2026-08-21)
May 4, 2006 SEIC S 11,133 $44.11 $491,077 162,830 Indirect -6.40% Disposed 394.1% (price as of 2026-08-21)
May 4, 2006 SEIC S 5,867 $44.11 $258,793 44,461 Indirect -11.66% Disposed 394.1% (price as of 2026-08-21)
May 4, 2006 SEIC S 90,000 $44.00 $3,960,000 218,938 Direct -29.13% Disposed 395.4% (price as of 2026-08-21)
Feb. 3, 2006 SEIC S 10,000 $41.19 $411,900 238,936 Direct -4.02% Disposed 429.2% (price as of 2026-08-21)
Feb. 3, 2006 SEIC S 10,000 $41.11 $411,100 248,936 Direct -3.86% Disposed 430.2% (price as of 2026-08-21)
Feb. 3, 2006 SEIC S 5,000 $41.12 $205,600 258,936 Direct -1.89% Disposed 430.1% (price as of 2026-08-21)
Feb. 3, 2006 SEIC S 30,000 $41.05 $1,231,500 263,936 Direct -10.21% Disposed 431.0% (price as of 2026-08-21)
Feb. 3, 2006 SEIC S 15,000 $41.02 $615,300 293,936 Direct -4.86% Disposed 431.4% (price as of 2026-08-21)
Feb. 3, 2006 SEIC S 2,500 $41.15 $102,875 308,936 Direct -0.80% Disposed 429.7% (price as of 2026-08-21)
Feb. 3, 2006 SEIC S 17,500 $41.17 $720,475 311,436 Direct -5.32% Disposed 429.4% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 27,750 $38.50 $1,068,375 359,276 Direct -7.17% Disposed 466.1% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 2,200 $38.54 $84,788 357,076 Direct -0.61% Disposed 465.5% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 1,100 $38.53 $42,383 355,976 Direct -0.31% Disposed 465.7% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 2,200 $38.51 $84,722 353,776 Direct -0.62% Disposed 466.0% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 1,800 $38.52 $69,336 351,976 Direct -0.51% Disposed 465.8% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 1,000 $38.47 $38,470 350,976 Direct -0.28% Disposed 466.6% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 1,000 $38.48 $38,480 349,976 Direct -0.28% Disposed 466.4% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 9,700 $38.46 $373,062 340,276 Direct -2.77% Disposed 466.7% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 1,300 $38.45 $49,985 338,976 Direct -0.38% Disposed 466.9% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 200 $38.44 $7,688 338,776 Direct -0.06% Disposed 467.0% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 1,600 $38.42 $61,472 337,176 Direct -0.47% Disposed 467.3% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 1,100 $38.41 $42,251 336,076 Direct -0.33% Disposed 467.5% (price as of 2026-08-21)
Nov. 9, 2004 SEIC S 9,050 $38.40 $347,520 327,026 Direct -2.69% Disposed 467.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 28, 2026 SEIC Option to Purchase Common Stock Common Stock (5,000) $49.63 Dec. 13, 2026 5,000 Disposed
July 28, 2026 SEIC Option to Purchase Common Stock Common Stock (5,000) $49.63 Dec. 13, 2026 5,000 Disposed
Oct. 28, 2024 SEIC Option to Purchase Common Stock Common Stock (10,000) $40.64 Dec. 9, 2024 10,000 Disposed
Dec. 15, 2023 SEIC Option to Purchase Common Stock Common Stock (4,000) $62.00 Dec. 15, 2033 4,000 Acquired
Dec. 15, 2023 SEIC Option to Purchase Common Stock Common Stock (4,000) $62.00 Dec. 15, 2033 4,000 Acquired
Dec. 5, 2022 SEIC Option to Purchase Common Stock Common Stock (3,750) $61.81 Dec. 5, 2032 3,750 Acquired
Dec. 5, 2022 SEIC Option to Purchase Common Stock Common Stock (3,750) $61.81 Dec. 5, 2032 3,750 Acquired
Dec. 10, 2021 SEIC COMMON STOCK ( RIGHT TO PURCHASE) COMMON STOCK (RIGHT TO PURCHASE) (10,000) $60.46 Dec. 10, 2031 10,000 Acquired
Dec. 8, 2020 SEIC STOCK OPTION (RIGHT TO PURCHASE) STOCK OPTION (RIGHT TO PURCHASE) (10,000) $56.54 Dec. 8, 2030 10,000 Acquired
Dec. 9, 2019 SEIC STOCK OPTION (RIGHT TO PURCHASE) STOCK OPTIONS RIGHT TO PURCHASE (10,000) $64.43 Dec. 9, 2030 10,000 Acquired
Dec. 11, 2018 SEIC STOCK OPTION (RIGHT TO PURCHASE) STOCK OPTION (RIGHT TO PURCHASE) (10,000) $48.47 Dec. 11, 2028 48 Acquired
Dec. 12, 2017 SEIC STOCK OPTIONS (RIGHT TO PURCHASE) STOCK OPTIONS (RIGHT TO PURCHASE) (10,000) $71.12 Dec. 12, 2027 10,000 Acquired
Dec. 13, 2016 SEIC STOCK OPTION (RIGHT TO PURCHASE) COMMON STOCK (OPTION TO PURCHASE) (10,000) $49.63 Dec. 13, 2026 10,000 Acquired
Dec. 8, 2015 SEIC STOCK OPTION (RIGHT TO PURCHASE) STOCK OPTION (RIGHT TO PURCHASE) (10,000) $53.34 Dec. 8, 2025 10,000 Acquired
Dec. 9, 2014 SEIC STOCK OPTION (RIGHT TO PURCHASE) COMMON STOCK (10,000) $40.64 Dec. 9, 2024 10,000 Acquired
April 25, 2006 SEIC Common Stock Common Stock (90,000) $7.00 May 1, 2006 90,000 Disposed
Feb. 3, 2006 SEIC Stock Option (Right to Buy) Common Stock (90,000) $3.60 Dec. 17, 2006 90,000 Acquired
Dec. 14, 2004 SEIC Stock Option (Right to Buy) Common Stock (20,000) $43.09 Dec. 14, 2014 20,000 Acquired
Nov. 9, 2004 SEIC Common Stock Common Stock (60,000) $3.01 Dec. 13, 2004 60,000 Disposed
Dec. 16, 2003 SEIC Stock Option (Right to Buy) — $29.56 Dec. 16, 2013 25,000 Acquired
Nov. 17, 2003 SEIC Stock Option Common Stock (90,000) $4.21 Dec. 17, 2003 90,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 9, 2014 SEIC COMMON STOCK 3,073 Direct
Oct. 9, 2014 SEIC COMMON STOCK 400 Indirect
Oct. 9, 2014 SEIC STOCK OPTION (RIGHT TO PURCHASE)→ COMMON STOCK (10,000) 10,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SEIC

President
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2005 $250,000,200,000,200,000 $460,000,405,000,244,992 — — — — $630,061,506,000 —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.