Insider at

04
JCI ATHS selling June 14, 2021

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 14, 2021 ATHS S 5,555 $63.00 $349,965 23,186 Direct -19.33% Disposed
May 10, 2021 ATHS S 4,800 $62.86 $301,728 28,741 Direct -14.31% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Oct. 1, 2007 JCI Deferred Stock Units Common Shares (2,655) · · 2,655 Acquired
June 29, 2007 JCI Deferred Stock Units (Call Equivalent) Common Shares (12,079) · · 12,079 Acquired
June 29, 2007 JCI Stock Option (Right to Buy) Common Shares (4,974) $22.86 March 5, 2013 4,974 Acquired
Oct. 2, 2006 JCI Deferred Stock Unit Common Shares (4,549) · · 4,549 Acquired
Oct. 3, 2005 JCI Deferred Stock Unit Common Shares (4,241) · · 4,241 Acquired
Oct. 1, 2004 JCI Deferred Stock Unit Common Shares (3,884) $0.00 · 3,884 Acquired
Aug. 2, 2004 JCI Deferred Stock Unit Common Shares (2) $0.00 · 2 Acquired
May 3, 2004 JCI Deferred Stock Unit Common Shares (3) $0.00 · 3 Acquired
Feb. 2, 2004 JCI Deferred Stock Unit Common Shares (3) $0.00 · 3 Acquired
Nov. 3, 2003 JCI Deferred Stock Unit Common Shares (4) $0.00 · 4 Acquired
Oct. 1, 2003 JCI Deferred Stock Unit Common Shares (5,963) $0.00 Aug. 8, 1988 5,963 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 9, 2016 ATHS Class A Common Shares · Direct

Annual statements (Form 5) Transactions and holdings reported once a year on SEC Form 5 — exempt or late-reported trades, gifts and small acquisitions.

09

Transactions (8)

DateTickerSecurityCodeShares PriceValueOwned afterExercise priceExpirationA/D
Aug. 1, 2006 JCI Deferred Stock Unit J 55 · · 14,402 · · ·
May 3, 2006 JCI Deferred Stock Unit J 53 · · 14,347 · · ·
Feb. 2, 2006 JCI Deferred Stock Unit J 56 · · 14,294 · · ·
Nov. 1, 2005 JCI Deferred Stock Unit J 38 · · 14,238 · · ·
Aug. 2, 2005 JCI Deferred Stock Unit J 36 $27.99 $1,008 9,959 · · ·
May 2, 2005 JCI Deferred Stock Unit J 32 $31.10 $995 9,923 · · ·
Feb. 1, 2005 JCI Deferred Stock Unit J 28 $34.74 $973 9,891 · · ·
Nov. 1, 2004 JCI Deferred Stock Unit J 4 $31.29 $125 9,863 · · ·